RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••• I••••• T••••
- W•••• F•••• A••••••• wirehouse currentsince Aug 11, 2023 · Red Bank, Nj
- U•• F•••••••• S••••••• I••• wirehouseJul 24, 2014 to Jul 3, 2023 · New York, Ny
- B••••••• C•••••• I••• formerDec 6, 2013 to Aug 7, 2014 · New York, Ny
- J••• M••••• S••••••••• L•• wirehouseApr 10, 2012 to Dec 18, 2013 · Iselin, Nj
- U•• F•••••••• S••••••• I••• wirehouseJul 9, 2009 to Mar 15, 2011 · New York, Ny
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Jul 3, 2023, registered Aug 11, 2023 (39 days) · Wirehouse to wirehouse
- B••••••• C•••••• I••• to U•• F•••••••• S••••••• I•••left Aug 7, 2014, registered Jul 24, 2014 (-14 days) · Other
- J••• M••••• S••••••••• L•• to B••••••• C•••••• I•••left Dec 18, 2013, registered Dec 6, 2013 (-12 days) · Other
- U•• F•••••••• S••••••• I••• to J••• M••••• S••••••••• L••left Mar 15, 2011, registered Apr 10, 2012 (392 days) · Wirehouse to wirehouse
- B••••• I••••• T•••• left U•• F•••••••• S••••••• I••• for W•••• F•••• A••••••• (registered 2023-08-11)Jul 3, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address