DFX Intelligence

W•••••• B•••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

W•••••• B•••• A••••

Advisor at W••••••• W•••••• L••

West Columbia, SC | WEST COLUMBIA, SC

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Search this name across graphsid dfx:ria:010f03de-1e88-894b-b9ce-6314583d54fa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 18, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••• W•••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 15, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••• W•••••• L••	State registered	Jan 9, 2025	n/a	yes	West Columbia, SC\|WEST COLUMBIA, SC	Current employment
C••••• A•••••• N••••••• L••	Former SEC adviser	Sep 2, 2015	Feb 21, 2023	no	WEST COLUMBIA, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A•••••• N••••••• L••	W••••••• W•••••• L••	Feb 21, 2023	Jan 9, 2025	688	Firm change after gap	Ibd to state RIA
M•• F•••••••• S•••••••• I•••	C••••• A•••••• N••••••• L••	Aug 27, 2015	Sep 2, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
13572:322337:SC:2023-02-21	Feb 21, 2023	Jan 9, 2025	WEST COLUMBIA, SC	Firm change after gap

Relationships

Registered with (3)

→ W••••••• W•••••• L••Registered adviserregistration: current employment
Jan 9, 2025 to presentfactForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Sep 2, 2015 to Feb 21, 2023factForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Feb 18, 2014 to Aug 27, 2015factForm ADV

Dated events

Occurred
Feb 21, 2023
A•••••• firm change
W•••••• B•••• A•••• left C••••• A•••••• N••••••• L•• for W••••••• W•••••• L•• (registered 2025-01-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:010f03de-1e88-894b-b9ce-6314583d54fa
First observed: Feb 18, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.