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CRD 322337
WEST COLUMBIA, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| B•••• D••••• A•••• | Certified Financial Planner|Chartered Financial Consultant | Neeses, SC | WEST COLUMBIA, SC | 3 | 40 | 3 | yes |
| W•••••• B•••• A•••• | Certified Financial Planner | West Columbia, SC | WEST COLUMBIA, SC | 1 | 13 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 1 | -1 | n/a | 0 | 0 | 0 | 1 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| C••••• A•••••• N••••••• L•• | 2 | Feb 21, 2023 | Jan 9, 2025 | WEST COLUMBIA, SC | Team lift out | Ibd to state RIA | 0.5% |
| yes |