DFX Intelligence

g••••• a• n•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

g••••• a• n•••••

Advisor at N•••••• A•••••••

NEW ORLEANS, LA | Tulsa, OK

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Search this name across graphsid dfx:ria:0114122f-82e6-2234-043f-a308f95ed732

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: May 13, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 19, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• A•••••••	Bd affiliated wealth	Oct 6, 2025	n/a	yes	NEW ORLEANS, LA\|Tulsa, OK	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Mar 16, 2022	Jul 9, 2025	no	TULSA, OK	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	N•••••• A•••••••	Jul 9, 2025	Oct 6, 2025	89	Firm change	Wirehouse to ibd
M••••• S••••••	U•• F•••••••• S••••••• I•••	Mar 14, 2022	Mar 16, 2022

Relationships

Registered with (3)

→ N•••••• A•••••••Registered adviserregistration: current employment
Oct 6, 2025 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Mar 16, 2022 to Jul 9, 2025factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
May 13, 2019 to Mar 14, 2022factForm ADV

Dated events

Occurred
Jul 9, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 14, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0114122f-82e6-2234-043f-a308f95ed732
First observed: May 13, 2019
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.