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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

STONEBRIDGE CAPITAL MANAGEMENT VI, L.L.C.

CRD 147385

PARAMUS, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:011663ba-1414-7acd-a71f-2de6b31c62b1

Data as of Jun 30, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Jun 30, 2020
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $22.4MItem 5.F on the latest filing (2020-06-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $22.4M
Private client RAUM: $22.4MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 24
Individual clients: 4
High net worth clients: 4
SEC number: 801-69251
CRD: 147385
Filings on the tape: 13
First filed: Mar 30, 2012
Latest filed: Jun 30, 2020
Organised: Limited Liability Company, New Jersey

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COHRS, CHRISTOPHER, GLEN HENRY	LLC MEMBER	C	yes	06/2008	Mar 30, 2012	Jun 30, 2020
DEMARCO, KAREN, MARIE	Shareholder	F	yes	09/2005	Mar 30, 2012	Jun 30, 2020
DEMARCO, KAREN, MARIE	CHIEF COMPLIANCE OFFICER	Na	yes	09/2011	Mar 30, 2012	Jun 30, 2020
G & C INVESTMENTS, LLC	Member	D	yes	06/2008	Mar 30, 2012	Jun 30, 2020
KOSTAKIS, KONSTANTINOS	OFFICER/INVESTMENT MANAGER	Na	yes	03/2008	Mar 30, 2012	Jun 30, 2020
KOSTAKIS, KONSTANTINOS	Shareholder	C	yes	09/2005	Mar 30, 2012	Jun 30, 2020
LEVITT, JEFFREY, ALAN	OFFICER/INVESTMENT MANAGER	Na	yes	09/2011	Mar 30, 2012	Jun 30, 2020
LEVITT, JEFFREY, ALAN	Shareholder	C	yes	09/2011	Mar 30, 2012	Jun 30, 2020
SLOAN, GERALDINE, ELLEN	LLC MEMBER	C	yes	06/2008	Mar 30, 2012	Jun 30, 2020
STONEBRIDGE FINANCIAL INC	MANAGING MEMBER	D	yes	03/2008	Mar 30, 2012	Jun 30, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
STONEBRIDGE FINANCIAL INC	n/a	Former SEC adviser	$198M	N	yes	n/a
G & C INVESTMENTS, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 30, 2020	$22.4M	$22.4M	4	2	0	n/a	n/a
2018	Mar 22, 2019	$19.6M	$19.6M	4	2	1	n/a	n/a
2017	Mar 28, 2018	$22.0M	$22.0M	4	2	1	n/a	n/a
2016	Mar 27, 2017	$19.5M	$19.5M	4	2	n/a	n/a	n/a
2015	Mar 25, 2016	$18.7M	$18.7M	4	2	n/a	n/a	n/a
2014	Mar 25, 2015	$19.7M	$19.7M	4	2	n/a	n/a	n/a
2013	Mar 29, 2014	$19.3M	$19.3M	6	3	n/a	n/a	n/a
2012	Apr 1, 2013	$17.0M	$17.0M	6	3	n/a	n/a	n/a
2011	Mar 30, 2012	$16.1M	$16.1M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$22.4M	$19.6M	14.2%	$19.5M	4.6%	4	4	0	1

Relationships

Affiliated with (1)

→ STONEBRIDGE CAPITAL MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV

Controls (7)

← KOSTAKIS, KONSTANTINOSOwnerSHAREHOLDER, ownership code C, individual
Mar 30, 2012 to presentfactForm ADV
← STONEBRIDGE FINANCIAL INCOwnerMANAGING MEMBER, ownership code D, domestic entity
Mar 30, 2012 to presentfactForm ADV
← G & C INVESTMENTS, LLCOwnerMEMBER, ownership code D, domestic entity
Mar 30, 2012 to presentfactForm ADV
← LEVITT, JEFFREY, ALANOwnerSHAREHOLDER, ownership code C, individual
Mar 30, 2012 to presentfactForm ADV
← DEMARCO, KAREN, MARIEOwnerSHAREHOLDER, ownership code F, individual
Mar 30, 2012 to presentfactForm ADV
← COHRS, CHRISTOPHER, GLEN HENRYOwnerLLC MEMBER, ownership code C, individual
Mar 30, 2012 to presentfactForm ADV
← SLOAN, GERALDINE, ELLENOwnerLLC MEMBER, ownership code C, individual
Mar 30, 2012 to presentfactForm ADV

Registered with (1)

← KONSTANTINOS KOSTAKISAdvisorregistration: previous registration
Nov 21, 2011 to Jan 13, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:011663ba-1414-7acd-a71f-2de6b31c62b1
First observed: Mar 30, 2012
Last observed: Jun 30, 2020 75 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STONEBRIDGE CAPITAL MANAGEMENT VI, L.L.C.

CRD 147385

PARAMUS, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:011663ba-1414-7acd-a71f-2de6b31c62b1

Data as of Jun 30, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:46 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COHRS, CHRISTOPHER, GLEN HENRY

LLC MEMBER

yes

06/2008

Mar 30, 2012

Jun 30, 2020

DEMARCO, KAREN, MARIE

Shareholder

yes

09/2005

Mar 30, 2012

Jun 30, 2020

DEMARCO, KAREN, MARIE

CHIEF COMPLIANCE OFFICER

yes

09/2011

Mar 30, 2012

Jun 30, 2020

G & C INVESTMENTS, LLC

Member

yes

06/2008

Mar 30, 2012

Jun 30, 2020

KOSTAKIS, KONSTANTINOS

OFFICER/INVESTMENT MANAGER

yes

03/2008

Mar 30, 2012

Jun 30, 2020

KOSTAKIS, KONSTANTINOS

Shareholder

yes

09/2005

Mar 30, 2012

Jun 30, 2020

LEVITT, JEFFREY, ALAN

OFFICER/INVESTMENT MANAGER

yes

09/2011

Mar 30, 2012

Jun 30, 2020

LEVITT, JEFFREY, ALAN

Shareholder

yes

09/2011

Mar 30, 2012

Jun 30, 2020

SLOAN, GERALDINE, ELLEN

LLC MEMBER

yes

06/2008

Mar 30, 2012

Jun 30, 2020

STONEBRIDGE FINANCIAL INC

MANAGING MEMBER

yes

03/2008

Mar 30, 2012

Jun 30, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

STONEBRIDGE FINANCIAL INC

n/a

Former SEC adviser

$198M

yes

n/a

G & C INVESTMENTS, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 30, 2020

$22.4M

n/a

2018

Mar 22, 2019

$19.6M

n/a

2017

Mar 28, 2018

$22.0M

n/a

2016

Mar 27, 2017

$19.5M

n/a

2015

Mar 25, 2016

$18.7M

n/a

2014

Mar 25, 2015

$19.7M

n/a

2013

Mar 29, 2014

$19.3M

n/a

2012

Apr 1, 2013

$17.0M

n/a

2011

Mar 30, 2012

$16.1M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$22.4M

$19.6M

14.2%

$19.5M

4.6%