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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)38 years in industry

KONSTANTINOS KOSTAKIS

Advisor at KESTRA ADVISORY SERVICES, LLC

Red Bank, NJ | Tinton Falls, NJ

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Search this name across graphsid dfx:ria:02f35e71-9595-1529-c81d-35e573ddcacd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Aug 19, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KESTRA ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 12, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S65|S63
First exam: Oct 12, 1987
First registration: Aug 19, 2003
Dual registered: yes, broker-dealer
Other names: KONSTANTINOS KOSTAKES|KOSTANTINOS KOSTAKIS|DINO KOSTAKIS|KONSTANTINOS KOSTAKIS
IAPD individual key: 1025173

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Dec 16, 2024	n/a	yes	Red Bank, NJ\|Tinton Falls, NJ	Current employment
STONEBRIDGE CAPITAL MANAGEMENT III LLC	Former SEC adviser	Feb 8, 2012	Nov 7, 2023	no	PARAMUS, NJ	Previous registration
STONEBRIDGE CAPITAL MANAGEMENT IX, L.L.C.	Former SEC adviser	Jan 9, 2012	Mar 25, 2015	no	PARAMUS, NJ	Previous registration
STONEBRIDGE CAPITAL MANAGEMENT, IV	n/a	Dec 13, 2011	Mar 30, 2012	no	WEST CALDWELL, NJ	Previous registration
STONEBRIDGE CAPITAL MANAGEMENT VI, L.L.C.	Former SEC adviser	Nov 21, 2011	Jan 13, 2021	no	PARAMUS, NJ	Previous registration
STONEBRIDGE CAPITAL MANAGEMENT II LLC	Former SEC adviser	Nov 21, 2011	Jan 2, 2015	no	PARAMUS, NJ	Previous registration
MASTERWORKS FISCAL ADVISORS LLC	Former SEC adviser	Nov 17, 2011	Mar 16, 2015	no	BUDD LAKE, NJ	Previous registration
STONEBRIDGE CAPITAL MANAGEMENT VIII, LLC	Former SEC adviser	Dec 17, 2009	Nov 5, 2012	no	WEST CALDWELL, NJ	Previous registration
STONEBRIDGE CAPITAL MANAGEMENT	Former SEC adviser	Aug 19, 2003	Dec 31, 2024	no	PARAMUS, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STONEBRIDGE CAPITAL MANAGEMENT	STONEBRIDGE CAPITAL MANAGEMENT VIII, LLC	Dec 31, 2024	Dec 17, 2009	-5,493	Channel change	Other
STONEBRIDGE CAPITAL MANAGEMENT III LLC	KESTRA ADVISORY SERVICES, LLC	Nov 7, 2023	Dec 16, 2024	405	Firm change after gap	RIA to ibd
STONEBRIDGE CAPITAL MANAGEMENT VI, L.L.C.	STONEBRIDGE CAPITAL MANAGEMENT, IV	Jan 13, 2021	Dec 13, 2011	-3,319	Firm change after gap	Other
STONEBRIDGE CAPITAL MANAGEMENT IX, L.L.C.	STONEBRIDGE CAPITAL MANAGEMENT III LLC	Mar 25, 2015	Feb 8, 2012	-1,141	Firm change after gap	Other
MASTERWORKS FISCAL ADVISORS LLC	STONEBRIDGE CAPITAL MANAGEMENT II LLC	Mar 16, 2015	Nov 21, 2011	-1,211	Firm change after gap	Other
STONEBRIDGE CAPITAL MANAGEMENT II LLC	STONEBRIDGE CAPITAL MANAGEMENT VI, L.L.C.	Jan 2, 2015	Nov 21, 2011	-1,138	Firm change after gap	Other
STONEBRIDGE CAPITAL MANAGEMENT VIII, LLC	MASTERWORKS FISCAL ADVISORS LLC	Nov 5, 2012	Nov 17, 2011	-354	Firm change after gap	Other
STONEBRIDGE CAPITAL MANAGEMENT, IV	STONEBRIDGE CAPITAL MANAGEMENT IX, L.L.C.	Mar 30, 2012	Jan 9, 2012	-81	Firm change after gap	Other

Relationships

Registered with (9)

→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Dec 16, 2024 to presentfactForm ADV
→ STONEBRIDGE CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Aug 19, 2003 to Dec 31, 2024factForm ADV
→ STONEBRIDGE CAPITAL MANAGEMENT III LLCRegistered adviserregistration: previous registration
Feb 8, 2012 to Nov 7, 2023factForm ADV
→ STONEBRIDGE CAPITAL MANAGEMENT VI, L.L.C.Registered adviserregistration: previous registration
Nov 21, 2011 to Jan 13, 2021factForm ADV
→ STONEBRIDGE CAPITAL MANAGEMENT IX, L.L.C.Registered adviserregistration: previous registration
Jan 9, 2012 to Mar 25, 2015factForm ADV
→ MASTERWORKS FISCAL ADVISORS LLCRegistered adviserregistration: previous registration
Nov 17, 2011 to Mar 16, 2015factForm ADV
→ STONEBRIDGE CAPITAL MANAGEMENT II LLCRegistered adviserregistration: previous registration
Nov 21, 2011 to Jan 2, 2015factForm ADV
→ STONEBRIDGE CAPITAL MANAGEMENT VIII, LLCRegistered adviserregistration: previous registration
Dec 17, 2009 to Nov 5, 2012factForm ADV
→ STONEBRIDGE CAPITAL MANAGEMENT, IVRegistered adviserregistration: previous registration
Dec 13, 2011 to Mar 30, 2012factForm ADV

Dated events

Occurred
Nov 7, 2023
Advisor changed firm
Konstantinos Kostakis left Stonebridge Capital Management Iii Llc for Kestra Advisory Services, Llc (registered 2024-12-16)
Form ADVobserved 4 days ago