DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E•••••• F•••••••• E••••••
ALBUQUERQUE, NM
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•••••• F•••••••• E•••••• | Independent wealth | Nov 30, 2016 | n/a | yes | ALBUQUERQUE, NM | Current employment |
| F•••••••• E•••••• A•••••• C•••••• L•• | Former SEC adviser | Jun 1, 2015 | Nov 30, 2016 | no | ALBUQUERQUE, NM|OVERLAND PARK, KS |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••••••• E•••••• A•••••• C•••••• L•• | E•••••• F•••••••• E•••••• | Nov 30, 2016 | Nov 30, 2016 | 0 | Bulk transfer | Other |
| T•• M••••• F••• S•••• | F•••••••• E•••••• A•••••• C•••••• L•• | Jun 9, 2015 | Jun 1, 2015 |
| T•• M••••• F••• S•••• | Former SEC adviser | Mar 12, 2008 | Jun 9, 2015 | no | ALBUQUERQUE, NM | Previous registration |
| -8 |
| Firm change |
| Other |