The intelligence graph connecting private capital, companies and real assets. Public records ingested on their own cadence, resolved to one identity by shared identifier, connected by typed relationships with a date and a source on every edge, and read by detectors that say what changed and what it means. Facts, derived metrics, signals, anomalies and inferences are labelled as such.
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CRD 109238
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BLOOMBERG, EDWARD, RICHARD | CHIEF OPERATING OFFICER | NA | yes | 09/2012 | Sep 28, 2012 | Dec 5, 2016 |
| BRANDT, CLIFFORD, MERRIL | CHIEF COMPLIANCE OFFICER | NA | yes | 10/2006 | Mar 30, 2012 | Dec 5, 2016 |
| BUNCH, JOHN, BRADLEY | PRESIDENT | NA | yes | 02/2016 | Mar 30, 2012 | Dec 5, 2016 |
| FINANCIAL ENGINES, INC. | MEMBER | E | yes | 02/2016 | Feb 1, 2016 | Dec 5, 2016 |
| KANSAS CITY 727 ACQUISITION LLC | MEMBER | E | yes | 09/2011 | Feb 1, 2016 | Dec 5, 2016 |
| MAYBERRY ACQUISITION SUB I, LLC | SHAREHOLDER | E | yes | 02/2016 | Feb 1, 2016 | Dec 5, 2016 |
| MAYBERRY HOLDCO I, INC. | SHAREHOLDER | E | yes | 02/2016 | Feb 1, 2016 | Dec 5, 2016 |
| MAYBERRY HOLDCO II, INC. | MEMBER | E | yes | 02/2016 | Feb 1, 2016 | Dec 5, 2016 |
| SADUN, RAFFAELE | CHIEF FINANCIAL OFFICER | NA | yes | 09/2014 | Nov 4, 2014 | Dec 5, 2016 |
| TMFS HOLDINGS, LLC | SOLE MEMBER | E | yes | 02/2006 | Mar 30, 2012 | Dec 5, 2016 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| FINANCIAL ENGINES ADVISORS L.L.C. | n/a | INDEPENDENT WEALTH | $326B | N | yes | n/a |
| SMART401K, LLC | n/a | FORMER SEC ADVISER | n/a | N | yes | n/a |
| TMFS INSURANCE AGENCY, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| PLEASANTON | CA | United States | n/a | no |
| INDIANAPOLIS | IN | United States | n/a | no |
| OVERLAND PARK | KS | United States | n/a | no |
| CHESTERFIELD | MO | United States | n/a | no |
| DUBLIN | OH | United States | n/a | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2015 | Feb 1, 2016 | $8.1B | $8.1B | 190 | 105 | n/a | n/a | n/a |
| 2014 | Mar 30, 2015 | $3.1B | $3.1B | 74 | 44 | n/a | n/a | n/a |
| 2013 | Mar 12, 2014 | $2.4B | $2.4B | 46 | 27 | n/a | n/a | n/a |
| 2012 | Mar 26, 2013 | $1.1B | $1.1B | 15 | 8 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $747M | $747M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2015 | $8.1B | $3.1B | 162.2% | $1.1B | 94.8% | 190 | 74 | n/a | n/a |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| VISIONARY WEALTH ADVISORS, LLC | 3 | Oct 20, 2016 | Jul 29, 2016 | OVERLAND PARK, KS | TEAM LIFT OUT | OTHER | 2.1% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| THE MUTUAL FUND STORE | 3 | Nov 2, 2016 | Oct 13, 2016 | KNOXVILLE, TN | FIRM ABSORBED | OTHER | 100.0% |
| THE MUTUAL FUND STORE | 2 | Oct 21, 2016 | Oct 13, 2016 | SPRINGFIELD, MO | TEAM LIFT OUT | OTHER | 100.0% |
| THE MUTUAL FUND STORE | 2 | Oct 18, 2016 | Oct 6, 2016 | HARRISBURG, PA | TEAM LIFT OUT | OTHER | 100.0% |
| THE MUTUAL FUND STORE | 2 | Sep 23, 2016 | Sep 6, 2016 | OVERLAND PARK, KS | CHANNEL CHANGE | OTHER | 50.0% |
| THE MUTUAL FUND STORE | 2 | Sep 23, 2016 | Sep 6, 2016 | THE WOODLANDS, TX | CHANNEL CHANGE | OTHER | 50.0% |
| THE MUTUAL FUND STORE | 2 | Apr 21, 2016 | Apr 1, 2016 | EAST NORRITON, PA | TEAM LIFT OUT | OTHER | 100.0% |
| THE MUTUAL FUND STORE | 2 | Dec 15, 2015 | Dec 2, 2015 | LAS VEGAS, NV | TEAM LIFT OUT | OTHER | 100.0% |
| THE MUTUAL FUND STORE | 6 | Sep 8, 2015 | Jul 29, 2015 | OVERLAND PARK, KS | FIRM ABSORBED | OTHER | 66.7% |
| THE MUTUAL FUND STORE | 2 | Sep 8, 2015 | Jul 27, 2015 | CHESTERFIELD, MO | CHANNEL CHANGE | OTHER | 22.2% |
| THE MUTUAL FUND STORE | 3 | Sep 8, 2015 | Sep 1, 2015 | OVERLAND PARK, KS | FIRM ABSORBED | OTHER | 100.0% |
| THE MUTUAL FUND STORE | 2 | Sep 8, 2015 | Jul 31, 2015 | MARIETTA, GA | CHANNEL CHANGE | OTHER | 100.0% |
| THE MUTUAL FUND STORE | 4 | Sep 4, 2015 | Jul 22, 2015 | AVON, OH | FIRM ABSORBED | OTHER | 80.0% |
| THE MUTUAL FUND STORE | 2 | Sep 3, 2015 | Jul 21, 2015 | INDIANAPOLIS, IN | CHANNEL CHANGE | OTHER | 33.3% |
| THE MUTUAL FUND STORE | 4 | Sep 3, 2015 | Jul 21, 2015 | OVERLAND PARK, KS | FIRM ABSORBED | OTHER | 66.7% |
| THE MUTUAL FUND STORE | 2 | Sep 3, 2015 | Jul 30, 2015 | MANDEVILLE, LA | CHANNEL CHANGE | OTHER | 100.0% |
| THE MUTUAL FUND STORE | 3 | Sep 2, 2015 | Jul 7, 2015 | OVERLAND PARK, KS | FIRM ABSORBED | OTHER | 100.0% |
| THE MUTUAL FUND STORE | 3 | Sep 2, 2015 | Jul 2, 2015 | OVERLAND PARK, KS | FIRM ABSORBED | OTHER | 100.0% |
| THE MUTUAL FUND STORE | 2 | Jul 21, 2015 | Jul 1, 2015 | MAPLE GROVE, MN | TEAM LIFT OUT | OTHER | 100.0% |
| THE MUTUAL FUND STORE | 6 | Jun 4, 2015 | Jun 2, 2015 | NORTHBROOK, IL | FIRM ABSORBED | OTHER | 100.0% |
| THE MUTUAL FUND STORE | 3 | May 15, 2015 | Apr 27, 2015 | ROSEVILLE, CA | FIRM ABSORBED | OTHER | 100.0% |