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Advisor at CAPITAL CLIENT GROUP, INC.
LOS ANGELES, CA | Yorba Linda, CA | Los Angeles, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITAL CLIENT GROUP, INC. | No RAUM reported | Apr 25, 2013 | n/a | yes | Los Angeles, CA|Yorba Linda, CA|LOS ANGELES, CA | Current employment |
| PUTNAM INVESTMENT MANAGEMENT, LLC | Asset manager | Apr 8, 2008 | Jan 3, 2012 | no | BOSTON, MA | Previous registration |
| PUTNAM INVESTMENT MANAGEMENT, LLC | Asset manager | Nov 14, 2005 | Apr 3, 2008 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PUTNAM INVESTMENT MANAGEMENT, LLC | CAPITAL CLIENT GROUP, INC. | Jan 3, 2012 | Apr 25, 2013 | 478 | Firm change after gap | Other |