DFX Intelligence

Data Factory

RIA / WealthRegistered adviserasset managerSEC registeredRAUM over $100B

PUTNAM INVESTMENT MANAGEMENT, LLC

CRD 106629

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7fb6228f-8134-248e-0bb7-28b4d96166c5

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 346
Dated events: 40
On other graphs: 0
Observed: Mar 29, 2012 to Sep 16, 2026
49 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.03 fund_share=0.96 institutional_share=0.01 related_bd=true related_bank=true bd_reps=14.0 bank_owner=false
Regulatory AUM: $117BItem 5.F on the latest filing (2026-09-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $111B
Private client RAUM: $3.8BderivedItem 5.D individuals plus high net worth individuals
Private client share: 3%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 57
RAUM per advisor: $2.1Bderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 139
Advisory employees: 72
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 16,432
Individual clients: 16,168
High net worth clients: 19
Custody, client assets: $0
SEC number: 801-7974
CIK: 81273
CRD: 106629
Filings on the tape: 49
First filed: Mar 29, 2012
Latest filed: Sep 16, 2026
Organised: Limited Liability Company, DE
Website: putnam.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 57

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ANNE MARIE KINSMAN	n/a	BOSTON, MA	18	38	n/a	yes
JAMES E HALLORAN	n/a	BOSTON, MA	18	34	1	yes
KATHLEEN MARIE IRISH	n/a	BOSTON, MA	18	22	1	no
PAUL JEFFREY ROCHE	n/a	BOSTON, MA	18	29	1	yes
DANIEL SANTINO DIPIETRO	n/a	BOSTON, MA	18	26	1	yes
JONATHAN CARL SPLAINE	n/a	BOSTON, MA	18	22	1	yes
LINDSAY TAYLOR LUKACS	n/a	BOSTON, MA	18	20	1	yes
DENNIS TIERNEY CORBETT	n/a	BOSTON, MA	18	30	1	yes
JOSEPH MICHAEL KEALTY	n/a	BOSTON, MA	18	23	1	yes
BRYAN ALLEN SCHWARZ	n/a	BOSTON, MA	14	32	1	yes
CHAD JEREMY KASTNER	n/a	BOSTON, MA	12	28	n/a	yes
DAVID CHARLES FISCHER	n/a	BOSTON, MA	10	22	1	yes
MICHAEL ANTHONY GIULIANO	Chartered Financial Analyst	BOSTON, MA	10	11	n/a	yes
Megan Lynne Averitt	Chartered Financial Analyst	BOSTON, MA	10	11	n/a	yes
KEVIN R. MONAGHAN	n/a	BOSTON, MA	10	15	n/a	yes
CAITLIN G. BAGGEROER	n/a	BOSTON, MA	10	15	n/a	yes
CAROLINE GRIFFITH EDWARDS	n/a	BOSTON, MA	8	21	n/a	yes
JUDITH ANN MINSK	n/a	BOSTON, MA	8	32	n/a	yes
JYOTSANA WADERA-SANDHU	n/a	BOSTON, MA	8	27	n/a	yes
Daniel Michael Fogarty	n/a	BOSTON, MA	7	12	n/a	yes
Daniel Bradley Johnson	n/a	BOSTON, MA	7	10	n/a	yes
ALEXANDRA GRACE DRAGONAS	n/a	BOSTON, MA	7	13	n/a	yes
JONATHAN MICHAEL SCHREIBER	Chartered Financial Analyst	BOSTON, MA	6	16	n/a	yes
JONATHAN ARNOLD COOLEY	Chartered Financial Consultant	BOSTON, MA	6	31	n/a	yes
SEAMUS SWANSON YOUNG	Chartered Financial Analyst	BOSTON, MA	6	17	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CLARK, JAMES, F.	CHIEF COMPLIANCE OFFICER	Na	yes	01/2016	Feb 2, 2016	Dec 23, 2024
DESAI, SONAL	EXECUTIVE VICE PRESIDENT	Na	yes	01/2024	Jan 31, 2024	Dec 23, 2024
FRANKLIN RESOURCES, INC.	SOLE SHAREHOLDER OF LEGG MASON, INC.	E	yes	01/2024	Jan 31, 2024	Dec 23, 2024
LEGG MASON, INC.	100% OWNER	E	yes	01/2024	Jan 31, 2024	Dec 23, 2024
OSHITA, LINDSEY	CHIEF FINANCIAL OFFICER	Na	yes	01/2024	Jan 31, 2024	Dec 23, 2024
PERKINS, RICHARD, SHEPHERD	President	Na	yes	01/2024	Mar 28, 2019	Dec 23, 2024
PETRYK, ADAM, JAY	EXECUTIVE VICE PRESIDENT	Na	yes	01/2024	Jan 31, 2024	Dec 23, 2024
PUTNAM U.S. HOLDINGS I, LLC	100% OWNER	E	yes	04/2012	Apr 26, 2012	Dec 23, 2024
TEMPLETON WORLDWIDE, INC.	100% OWNER	E	yes	01/2024	Jan 31, 2024	Dec 23, 2024
AVIGDOR, LEEOR, PAUL	Treasurer	Na	no	01/2024	Jan 31, 2024	Dec 23, 2024
MERCHANT, THOMAS, CLIFTON	CHIEF LEGAL OFFICER	Na	no	01/2024	Jan 31, 2024	Dec 23, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 69

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FRANKLIN ADVISERS, INC.	n/a	Asset manager	$509B	N	yes	n/a
WESTERN ASSET MANAGEMENT COMPANY, LLC	n/a	Asset manager	$185B	N	yes	n/a
CLEARBRIDGE INVESTMENTS, LLC	n/a	Mixed wealth	$185B	N	yes	n/a
FRANKLIN TEMPLETON FUND ADVISER, LLC	n/a	Asset manager	$167B	N	yes	n/a
FRANKLIN TEMPLETON PRIVATE PORTFOLIO GROUP, LLC	n/a	Independent wealth	$140B	N	yes	n/a
LEXINGTON PARTNERS L.P.	n/a	Asset manager	$79B	Y	yes	n/a
CLARION PARTNERS, LLC	n/a	Asset manager	$74B	N	yes	n/a
BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC	n/a	Other adviser	$65B	Y	yes	n/a
FRANKLIN MUTUAL ADVISERS, LLC	n/a	Asset manager	$43B	N	yes	n/a
FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITED	n/a	Asset manager	$41B	N	yes	n/a
THE PUTNAM ADVISORY COMPANY, LLC	n/a	Asset manager	$33B	N	yes	n/a
FRANKLIN TEMPLETON INSTITUTIONAL, LLC	n/a	Asset manager	$30B	N	yes	n/a
BENEFIT STREET PARTNERS L.L.C.	n/a	Asset manager	$28B	N	yes	n/a
TEMPLETON GLOBAL ADVISORS LIMITED	n/a	Asset manager	$26B	N	yes	n/a
TEMPLETON ASSET MANAGEMENT LTD.	n/a	Asset manager	$24B	N	yes	n/a
ALCENTRA LIMITED	n/a	Asset manager	$23B	N	yes	n/a
WESTERN ASSET MANAGEMENT COMPANY LIMITED	n/a	Institutional manager	$20B	N	yes	n/a
O'SHAUGHNESSY ASSET MANAGEMENT, LLC	n/a	Independent wealth	$20B	N	yes	n/a
ALCENTRA NY, LLC	n/a	Asset manager	$14B	N	yes	n/a
FRANKLIN ADVISORY SERVICES, LLC	n/a	Asset manager	$14B	N	yes	n/a
FRANKLIN TEMPLETON INVESTMENTS CORP.	n/a	Asset manager	$13B	N	yes	n/a
ROYCE & ASSOCIATES, LP	n/a	Asset manager	$12B	N	no	n/a
BSP CLO MANAGEMENT LLC	n/a	Asset manager	$12B	N	yes	n/a
MARTIN CURRIE INVESTMENT MANAGEMENT LIMITED	n/a	Other adviser	$9.9B	N	yes	n/a
FIDUCIARY TRUST INTERNATIONAL, LLC	n/a	Bank affiliated wealth	$7.7B	N	yes	n/a
MARTIN CURRIE INC	n/a	Former SEC adviser	$7.3B	N	yes	n/a
K2/D&S MANAGEMENT CO., L.L.C.	n/a	Asset manager	$6.5B	N	yes	n/a
TEMPLETON INVESTMENT COUNSEL, LLC	n/a	Asset manager	$4.6B	N	yes	n/a
FRANKLIN BSP CAPITAL ADVISER LLC	n/a	Asset manager	$4.2B	N	yes	n/a
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	n/a	Former SEC adviser	$4.0B	N	yes	n/a
PUTNAM INVESTMENTS LIMITED	n/a	Former SEC adviser	$3.0B	N	yes	n/a
WESTERN ASSET MANAGEMENT COMPANY PTE LTD	n/a	Institutional manager	$2.8B	N	yes	n/a
LEXINGTON ADVISORS LLC	n/a	Asset manager	$2.7B	Y	yes	n/a
WESTERN ASSET MANAGEMENT COMPANY LTD	n/a	Former SEC adviser	$2.6B	N	yes	n/a
FRANKLIN TEMPLETON INVESTIMENTOS (BRASIL) LTDA.	n/a	Former SEC adviser	$2.3B	N	yes	n/a
CLEARBRIDGE INVESTMENTS (NORTH AMERICA) PTY LIMITED	n/a	Asset manager	$2.2B	N	yes	n/a
K2 ADVISORS, L.L.C.	n/a	Former SEC adviser	$1.4B	N	yes	n/a
DARBY OVERSEAS PARTNERS, L.P.	n/a	Asset manager	$154M	N	yes	n/a
BRANDYWINE GLOBAL INVESTMENT MANAGEMENT (ASIA) PTE. LTD.	n/a	n/a	n/a	Y	yes	n/a
CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 3, 2026	$117B	$111B	139	72	0	n/a	n/a
2024	Jan 10, 2025	$85B	$85B	197	51	0	n/a	n/a
2023	Mar 30, 2024	$98B	$98B	330	165	0	n/a	n/a
2022	Mar 31, 2023	$91B	$91B	319	181	0	n/a	n/a
2021	Mar 30, 2022	$116B	$116B	316	173	0	n/a	n/a
2020	Mar 31, 2021	$112B	$112B	302	164	0	n/a	n/a
2019	Mar 30, 2020	$103B	$103B	301	156	0	n/a	n/a
2018	Mar 28, 2019	$89B	$89B	303	218	0	n/a	n/a
2017	Mar 28, 2018	$92B	$92B	272	173	0	n/a	n/a
2016	Mar 30, 2017	$86B	$86B	275	173	n/a	n/a	n/a
2015	Mar 29, 2016	$98B	$98B	303	196	n/a	n/a	n/a
2014	Mar 30, 2015	$99B	$99B	263	183	n/a	n/a	n/a
2013	Mar 28, 2014	$89B	$89B	259	189	n/a	n/a	n/a
2012	Mar 28, 2013	$74B	$74B	253	181	n/a	n/a	n/a
2011	Mar 29, 2012	$71B	$71B	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	6	-6	10.5%	0	2	0	0	42

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$117B	$85B	37.6%	$91B	8.7%	139	197	0	0

Relationships

showing 80 of 346

Affiliated with (57)

← FRANKLIN TEMPLETON PRIVATE PORTFOLIO GROUP, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
← CLEARBRIDGE INVESTMENT MANAGEMENT LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
← THE PUTNAM ADVISORY COMPANY, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← FRANKLIN ADVISORY SERVICES, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← FRANKLIN ADVISERS, INC.Registered adviserother investment adviser, bank, common control
factForm ADV
← TEMPLETON ASSET MANAGEMENT LTD.Registered adviserother investment adviser, bank, common control
factForm ADV
← TEMPLETON INVESTMENT COUNSEL, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← BOSTON FAMILY OFFICE LLCRegistered adviserother investment adviser, pooled vehicle sponsor
factForm ADV
← FRANKLIN TEMPLETON INSTITUTIONAL, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ FRANKLIN ADVISERS, INC.Registered adviserother investment adviser, bank, common control
factForm ADV
→ THE PUTNAM ADVISORY COMPANY, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ LEXINGTON ADVISORS LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
→ ROYCE INVESTMENT PARTNERSRegistered adviserother investment adviser
factForm ADV
→ CLARION PARTNERSRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ WESTERN ASSET MANAGEMENT COMPANY LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ WESTERN ASSET MANAGEMENT COMPANYRegistered adviserother investment adviser, bank, common control
factForm ADV
→ BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
→ MARTIN CURRIE INCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
→ FRANKLIN ADVISORY SERVICES, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ FRANKLIN TEMPLETON INVESTMENTS CORP.Registered adviserother investment adviser, broker-dealer, bank, common control
factForm ADV
→ TEMPLETON INVESTMENT COUNSEL, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ FRANKLIN MUTUAL ADVISERS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ TEMPLETON ASSET MANAGEMENT LTD.Registered adviserother investment adviser, broker-dealer, bank, common control
factForm ADV
→ TEMPLETON GLOBAL ADVISORS LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
→ FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITEDRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ FRANKLIN TEMPLETON INSTITUTIONAL, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ PUTNAM INVESTMENTS LIMITEDRegistered adviserother investment adviser, broker-dealer, bank, common control
factForm ADV
→ K2/D&S MANAGEMENT CO., L.L.C.Registered adviserother investment adviser, bank, common control
factForm ADV
and 27 more

Registered with (23)

← Tyler Matthew LelandAdvisorregistration: current employment
Jan 9, 2024 to presentfactForm ADV
← Vito Joseph ViscontiAdvisorregistration: current employment
Jan 3, 2024 to presentfactForm ADV
← Richard Carl OffenbergAdvisorregistration: current employment
Jan 2, 2024 to presentfactForm ADV
← Payton Matthew KlumppAdvisorregistration: current employment
Nov 15, 2023 to presentfactForm ADV
← Anna Maeve DeneenAdvisorregistration: current employment
Oct 18, 2023 to presentfactForm ADV
← Edward Joseph BrennanAdvisorregistration: current employment
Aug 1, 2023 to presentfactForm ADV
← Benjamin M DecoteauAdvisorregistration: current employment
Jun 14, 2023 to presentfactForm ADV
← Curtis M SahlerAdvisorregistration: current employment
May 31, 2023 to presentfactForm ADV
← Gwen Elizabeth CallinanAdvisorregistration: current employment
May 24, 2023 to presentfactForm ADV
← Robert Francis FieldAdvisorregistration: current employment
May 2, 2023 to presentfactForm ADV
← Dante Michael BaldelliAdvisorregistration: current employment
May 2, 2023 to presentfactForm ADV
← Evan Robert RussoAdvisorregistration: current employment
Apr 5, 2023 to presentfactForm ADV
← NADINE CHAMOUNAdvisorregistration: current employment
Mar 27, 2023 to presentfactForm ADV
← Sara Jane CurtisAdvisorregistration: current employment
Mar 21, 2023 to presentfactForm ADV
← John Armand MetzemaekersAdvisorregistration: current employment
Dec 13, 2022 to presentfactForm ADV
← Matthew FrenchAdvisorregistration: current employment
Oct 25, 2022 to presentfactForm ADV
← Brett Brian Abilheira-CargillAdvisorregistration: current employment
Aug 16, 2022 to presentfactForm ADV
← Asad A ElmiAdvisorregistration: current employment
Jul 7, 2022 to presentfactForm ADV
← Eric Matthew NighornAdvisorregistration: current employment
Apr 24, 2022 to presentfactForm ADV
← Elvis Guerrero DejesusAdvisorregistration: current employment
Apr 12, 2022 to presentfactForm ADV
← Abdulai BarryAdvisorregistration: current employment
Apr 5, 2022 to presentfactForm ADV
← Michel George BoulosAdvisorregistration: current employment
Feb 23, 2022 to presentfactForm ADV
← Matthew Francis DiTondoAdvisorregistration: current employment
Oct 25, 2021 to presentfactForm ADV

Dated events

Occurred
Aug 24, 2026
Advisor changed firm
Catherine Mezes Arnold left Putnam Investment Management, Llc for Ameriprise Financial Services, Llc (registered 2026-09-02)
Form ADVobserved 5 days ago
Occurred
Jun 23, 2026
Advisor changed firm
Ryan Patrick Birch left Putnam Investment Management, Llc for Wells Fargo Advisors (registered 2026-08-04)
Form ADVobserved 5 days ago
Occurred
Jun 1, 2026
Advisor changed firm
Grace Anne Mckenna left Putnam Investment Management, Llc for Blackrock Investment Management, Llc (registered 2026-06-05)
Form ADVobserved 5 days ago
Occurred
Apr 2, 2026
Advisor changed firm
Sophia Maxine Starr left Putnam Investment Management, Llc for Blackrock Investment Management, Llc (registered 2026-04-02)
Form ADVobserved 5 days ago
Occurred
Apr 2, 2026
Advisor changed firm
Patrick Wild left Putnam Investment Management, Llc for Hsbc Securities (Usa) Inc. (registered 2026-04-17)
Form ADVobserved 5 days ago
Occurred
Dec 24, 2025
Regulatory AUM changed
Putnam Investment Management, Llc reported RAUM $117.2B, up 38% from $85.2B (2025-01-10 to 2025-12-24)
Form ADVobserved 5 days ago
$32.0B
Occurred
Dec 12, 2025
Advisor changed firm
Charles Edward Congdon left Putnam Investment Management, Llc for Rbc Capital Markets, Llc (registered 2025-12-18)
Form ADVobserved 5 days ago
Occurred
Aug 19, 2025
Advisor changed firm
Jordan P Reals left Putnam Investment Management, Llc for Tcw Investment Management Company Llc (registered 2026-03-16)
Form ADVobserved 5 days ago
Occurred
May 27, 2025
Advisor changed firm
Michael Edward Cronin left Putnam Investment Management, Llc for Northern Trust Investments, Incorporated (registered 2025-09-02)
Form ADVobserved 5 days ago
Occurred
Mar 3, 2025
Advisor changed firm
Adam Steven Deangelis left Putnam Investment Management, Llc for Capital Client Group, Inc. (registered 2025-03-13)
Form ADVobserved 5 days ago
Occurred
Jan 29, 2025
Advisor changed firm
Michael P Meehan left Putnam Investment Management, Llc for Federated Securities Corp. (registered 2025-02-04)
Form ADVobserved 5 days ago
Occurred
Jan 17, 2025
Advisor changed firm
Kelly Jean Moore left Putnam Investment Management, Llc for Wpcg Advisory, Llc (registered 2025-07-18)
Form ADVobserved 5 days ago
Occurred
Dec 23, 2024
Advisor changed firm
John Robert Mckay left Putnam Investment Management, Llc for Mml Investors Services, Llc (registered 2025-02-26)
Form ADVobserved 5 days ago
Occurred
Dec 17, 2024
Advisor changed firm
Grace Kathleen Bumpus left Putnam Investment Management, Llc for Rbc Capital Markets, Llc (registered 2025-01-08)
Form ADVobserved 5 days ago
Occurred
Dec 10, 2024
Advisor changed firm
George Dwight Moore left Putnam Investment Management, Llc for John Hancock Investment Management Llc (registered 2025-05-07)
Form ADVobserved 5 days ago
Occurred
Aug 8, 2024
Advisor changed firm
Abigail C. Wedge left Putnam Investment Management, Llc for Fidelity Personal And Workplace Advisors (registered 2024-09-25)
Form ADVobserved 5 days ago
Occurred
Jun 10, 2024
Advisor changed firm
James Francis Puleo left Putnam Investment Management, Llc for Kurv Investment Management Llc (registered 2026-05-11)
Form ADVobserved 5 days ago
Occurred
May 28, 2024
Advisor changed firm
William Arthur Oneil left Putnam Investment Management, Llc for Mfs Institutional Advisors Inc. (registered 2026-04-10)
Form ADVobserved 5 days ago
Occurred
Apr 19, 2024
Advisor changed firm
Andrew Leo Humberd left Putnam Investment Management, Llc for Tcw Investment Management Company Llc (registered 2024-05-09)
Form ADVobserved 5 days ago
Occurred
Apr 15, 2024
Advisor changed firm
Austin Michael Gilbert left Putnam Investment Management, Llc for Alliancebernstein L.P. (registered 2024-04-23)
Form ADVobserved 5 days ago
Occurred
Jan 31, 2024
Control person left
Nmn Guy Fortin (Trustee) no longer on Schedule A of Putnam Investment Management, Llc (listed 2023-06-12, absent 2024-01-31)
Form ADVobserved 5 days ago
Occurred
Jan 31, 2024
Control person left
Lloyd Robert Reynolds (Chief Executive Officer) no longer on Schedule A of Putnam Investment Management, Llc (listed 2023-06-12, absent 2024-01-31)
Form ADVobserved 5 days ago
Occurred
Jan 31, 2024
Control person left
Guy Paul Desmarais (Trustee) no longer on Schedule A of Putnam Investment Management, Llc (listed 2023-06-12, absent 2024-01-31)
Form ADVobserved 5 days ago
Occurred
Jan 31, 2024
Control person left
Roger Andre Desmarais (Trustee) no longer on Schedule A of Putnam Investment Management, Llc (listed 2023-06-12, absent 2024-01-31)
Form ADVobserved 5 days ago
Occurred
Jan 31, 2024
Control person left
Joseph Michael Woodall (Chief Of Operations) no longer on Schedule A of Putnam Investment Management, Llc (listed 2023-06-12, absent 2024-01-31)
Form ADVobserved 5 days ago
Occurred
Jan 31, 2024
Control person left
M Aaron Cooper (Chief Operating Officer) no longer on Schedule A of Putnam Investment Management, Llc (listed 2023-06-12, absent 2024-01-31)
Form ADVobserved 5 days ago
Occurred
Jan 31, 2024
Control person left
D Brian Lenhardt (Chief Operating Officer, Investment Division) no longer on Schedule A of Putnam Investment Management, Llc (listed 2023-06-12, absent 2024-01-31)
Form ADVobserved 5 days ago
Occurred
Jan 31, 2024
Control person left
Sloane Andra Bolotin (Chief Financial Officer) no longer on Schedule A of Putnam Investment Management, Llc (listed 2023-06-12, absent 2024-01-31)
Form ADVobserved 5 days ago
Occurred
Jan 31, 2024
Control person left
Vincent Michael Salm (Chief Investment Officer, Fixed Income) no longer on Schedule A of Putnam Investment Management, Llc (listed 2023-06-12, absent 2024-01-31)
Form ADVobserved 5 days ago
Occurred
Jan 31, 2024
Control person left
Jefferson Stephen Tate (General Counsel And Chief Legal Officer) no longer on Schedule A of Putnam Investment Management, Llc (listed 2023-06-12, absent 2024-01-31)
Form ADVobserved 5 days ago
Occurred
Jan 31, 2024
Control person left
S Brett Goldstein (Co-Chief Investment Officer, Global Asset Allocation) no longer on Schedule A of Putnam Investment Management, Llc (listed 2023-06-12, absent 2024-01-31)
Form ADVobserved 5 days ago
Occurred
Jan 31, 2024
Control person left
Albert Gary Doer (Trustee) no longer on Schedule A of Putnam Investment Management, Llc (listed 2023-06-12, absent 2024-01-31)
Form ADVobserved 5 days ago
Occurred
Jan 31, 2024
Control person left
J Robert Schoen (Co-Chief Investment Officer, Global Asset Allocation) no longer on Schedule A of Putnam Investment Management, Llc (listed 2024-01-31, absent 2024-01-31)
Form ADVobserved 5 days ago
Occurred
Jan 31, 2024
Control person joined
Lindsey Oshita (Chief Financial Officer) appeared on Schedule A of Putnam Investment Management, Llc
Form ADVobserved 5 days ago
Occurred
Jan 31, 2024
Control person joined
Sonal Desai (Executive Vice President) appeared on Schedule A of Putnam Investment Management, Llc
Form ADVobserved 5 days ago
Occurred
Jan 31, 2024
Control person joined
Jay Adam Petryk (Executive Vice President) appeared on Schedule A of Putnam Investment Management, Llc
Form ADVobserved 5 days ago
Occurred
Jan 25, 2024
Advisor changed firm
Robert Donald Linskey left Putnam Investment Management, Llc for Mariner (registered 2024-02-22)
Form ADVobserved 5 days ago
Occurred
Jan 24, 2024
Advisor changed firm
Christopher Bruce Smirti left Putnam Investment Management, Llc for Allspring Funds Management, Llc (registered 2024-06-04)
Form ADVobserved 5 days ago
Occurred
Jan 24, 2024
Advisor changed firm
James Francis Stuart left Putnam Investment Management, Llc for Ameriprise Financial Services, Llc (registered 2024-06-27)
Form ADVobserved 5 days ago
Occurred
Jan 24, 2024
Advisor changed firm
Thomas Jerome Schmidt left Putnam Investment Management, Llc for New York Life Investment Management Llc (registered 2024-04-17)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7fb6228f-8134-248e-0bb7-28b4d96166c5
First observed: Mar 29, 2012
Last observed: Sep 16, 2026 4 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PUTNAM INVESTMENT MANAGEMENT, LLC

CRD 106629

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7fb6228f-8134-248e-0bb7-28b4d96166c5

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:34 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ANNE MARIE KINSMAN

n/a

BOSTON, MA

n/a

yes

JAMES E HALLORAN

n/a

BOSTON, MA

yes

KATHLEEN MARIE IRISH

n/a

BOSTON, MA

PAUL JEFFREY ROCHE

n/a

BOSTON, MA

yes

DANIEL SANTINO DIPIETRO

n/a

BOSTON, MA

yes

JONATHAN CARL SPLAINE

n/a

BOSTON, MA

yes

LINDSAY TAYLOR LUKACS

n/a

BOSTON, MA

yes

DENNIS TIERNEY CORBETT

n/a

BOSTON, MA

yes

JOSEPH MICHAEL KEALTY

n/a

BOSTON, MA

yes

BRYAN ALLEN SCHWARZ

n/a

BOSTON, MA

yes

CHAD JEREMY KASTNER

n/a

BOSTON, MA

n/a

yes

DAVID CHARLES FISCHER

n/a

BOSTON, MA

yes

MICHAEL ANTHONY GIULIANO

Chartered Financial Analyst

BOSTON, MA

n/a

yes

Megan Lynne Averitt

Chartered Financial Analyst

BOSTON, MA

n/a

yes

KEVIN R. MONAGHAN

n/a

BOSTON, MA

n/a

yes

CAITLIN G. BAGGEROER

n/a

BOSTON, MA

n/a

yes

CAROLINE GRIFFITH EDWARDS

n/a

BOSTON, MA

n/a

yes

JUDITH ANN MINSK

n/a

BOSTON, MA

n/a

yes

JYOTSANA WADERA-SANDHU

n/a

BOSTON, MA

n/a

yes

Daniel Michael Fogarty

n/a

BOSTON, MA

n/a

yes

Daniel Bradley Johnson

n/a

BOSTON, MA

n/a

yes

ALEXANDRA GRACE DRAGONAS

n/a

BOSTON, MA

n/a

yes

JONATHAN MICHAEL SCHREIBER

Chartered Financial Analyst

BOSTON, MA

n/a

yes

JONATHAN ARNOLD COOLEY

Chartered Financial Consultant

BOSTON, MA

n/a

yes

SEAMUS SWANSON YOUNG

Chartered Financial Analyst

BOSTON, MA

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CLARK, JAMES, F.

CHIEF COMPLIANCE OFFICER

yes

01/2016

Feb 2, 2016

Dec 23, 2024

DESAI, SONAL

EXECUTIVE VICE PRESIDENT

yes

01/2024

Jan 31, 2024

Dec 23, 2024

FRANKLIN RESOURCES, INC.

SOLE SHAREHOLDER OF LEGG MASON, INC.

yes

01/2024

Jan 31, 2024

Dec 23, 2024

LEGG MASON, INC.

100% OWNER

yes

01/2024

Jan 31, 2024

Dec 23, 2024

OSHITA, LINDSEY

CHIEF FINANCIAL OFFICER

yes

01/2024

Jan 31, 2024

Dec 23, 2024

PERKINS, RICHARD, SHEPHERD

President

yes

01/2024

Mar 28, 2019

Dec 23, 2024

PETRYK, ADAM, JAY

EXECUTIVE VICE PRESIDENT

yes

01/2024

Jan 31, 2024

Dec 23, 2024

PUTNAM U.S. HOLDINGS I, LLC

100% OWNER

yes

04/2012

Apr 26, 2012

Dec 23, 2024

TEMPLETON WORLDWIDE, INC.

100% OWNER

yes

01/2024

Jan 31, 2024

Dec 23, 2024

AVIGDOR, LEEOR, PAUL

Treasurer

01/2024

Jan 31, 2024

Dec 23, 2024

MERCHANT, THOMAS, CLIFTON

CHIEF LEGAL OFFICER

01/2024

Jan 31, 2024

Dec 23, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FRANKLIN ADVISERS, INC.

n/a

Asset manager

$509B

yes

n/a

WESTERN ASSET MANAGEMENT COMPANY, LLC

n/a

Asset manager

$185B

yes

n/a

CLEARBRIDGE INVESTMENTS, LLC

n/a

Mixed wealth

$185B

yes

n/a

FRANKLIN TEMPLETON FUND ADVISER, LLC

n/a

Asset manager

$167B

yes

n/a

FRANKLIN TEMPLETON PRIVATE PORTFOLIO GROUP, LLC

n/a

Independent wealth

$140B

yes

n/a

LEXINGTON PARTNERS L.P.

n/a

Asset manager

$79B

yes

n/a

CLARION PARTNERS, LLC

n/a

Asset manager

$74B

yes

n/a

BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC

n/a

Other adviser

$65B

yes

n/a

FRANKLIN MUTUAL ADVISERS, LLC

n/a

Asset manager

$43B

yes

n/a

FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITED

n/a

Asset manager

$41B

yes

n/a

THE PUTNAM ADVISORY COMPANY, LLC

n/a

Asset manager

$33B

yes

n/a

FRANKLIN TEMPLETON INSTITUTIONAL, LLC

n/a

Asset manager

$30B

yes

n/a

BENEFIT STREET PARTNERS L.L.C.

n/a

Asset manager

$28B

yes

n/a

TEMPLETON GLOBAL ADVISORS LIMITED

n/a

Asset manager

$26B

yes

n/a

TEMPLETON ASSET MANAGEMENT LTD.

n/a

Asset manager

$24B

yes

n/a

ALCENTRA LIMITED

n/a

Asset manager

$23B

yes

n/a

WESTERN ASSET MANAGEMENT COMPANY LIMITED

n/a

Institutional manager

$20B

yes

n/a

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

n/a

Independent wealth

$20B

yes

n/a

ALCENTRA NY, LLC

n/a

Asset manager

$14B

yes

n/a

FRANKLIN ADVISORY SERVICES, LLC

n/a

Asset manager

$14B

yes

n/a

FRANKLIN TEMPLETON INVESTMENTS CORP.

n/a

Asset manager

$13B

yes

n/a

ROYCE & ASSOCIATES, LP

n/a

Asset manager

$12B

n/a

BSP CLO MANAGEMENT LLC

n/a

Asset manager

$12B

yes

n/a

MARTIN CURRIE INVESTMENT MANAGEMENT LIMITED

n/a

Other adviser

$9.9B

yes

n/a

FIDUCIARY TRUST INTERNATIONAL, LLC

n/a

Bank affiliated wealth

$7.7B

yes

n/a

MARTIN CURRIE INC

n/a

Former SEC adviser

$7.3B

yes

n/a

K2/D&S MANAGEMENT CO., L.L.C.

n/a

Asset manager

$6.5B

yes

n/a

TEMPLETON INVESTMENT COUNSEL, LLC

n/a

Asset manager

$4.6B

yes

n/a

FRANKLIN BSP CAPITAL ADVISER LLC

n/a

Asset manager

$4.2B

yes

n/a

FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED

n/a

Former SEC adviser

$4.0B

yes

n/a

PUTNAM INVESTMENTS LIMITED

n/a

Former SEC adviser

$3.0B

yes

n/a

WESTERN ASSET MANAGEMENT COMPANY PTE LTD

n/a

Institutional manager

$2.8B

yes

n/a

LEXINGTON ADVISORS LLC

n/a

Asset manager

$2.7B

yes

n/a

WESTERN ASSET MANAGEMENT COMPANY LTD

n/a

Former SEC adviser

$2.6B

yes

n/a

FRANKLIN TEMPLETON INVESTIMENTOS (BRASIL) LTDA.

n/a

Former SEC adviser

$2.3B

yes

n/a

CLEARBRIDGE INVESTMENTS (NORTH AMERICA) PTY LIMITED

n/a

Asset manager

$2.2B

yes

n/a

K2 ADVISORS, L.L.C.

n/a

Former SEC adviser

$1.4B

yes

n/a

DARBY OVERSEAS PARTNERS, L.P.

n/a

Asset manager

$154M

yes

n/a

BRANDYWINE GLOBAL INVESTMENT MANAGEMENT (ASIA) PTE. LTD.

n/a

yes

n/a

CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 3, 2026

$117B

$111B

139

n/a

2024

Jan 10, 2025

$85B

197

n/a

2023

Mar 30, 2024

$98B

330

165

n/a

2022

Mar 31, 2023

$91B

319

181

n/a

2021

Mar 30, 2022

$116B

316

173

n/a

2020

Mar 31, 2021

$112B

302

164

n/a

2019

Mar 30, 2020

$103B

301

156

n/a

2018

Mar 28, 2019

$89B

303

218

n/a

2017

Mar 28, 2018

$92B

272

173

n/a

2016

Mar 30, 2017

$86B

275

173

n/a

2015

Mar 29, 2016

$98B

303

196

n/a

2014

Mar 30, 2015

$99B

263

183

n/a

2013

Mar 28, 2014

$89B

259

189

n/a

2012

Mar 28, 2013

$74B

253

181

n/a

2011

Mar 29, 2012

$71B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-6

10.5%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$117B

$85B

37.6%

$91B

8.7%

139

197