DFX Intelligence

A•••••• W•••••• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

A•••••• W•••••• R••••••••

Advisor at U•• P•••••• W••••• M••••••••• L••

Kansas City, MO | OVERLAND PARK, KS

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Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 29, 2013 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• P•••••• W••••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Oct 28, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• P•••••• W••••• M••••••••• L••	Mixed wealth	May 11, 2026	n/a	yes	Kansas City, MO\|OVERLAND PARK, KS	Current employment
U•• F•••••••• S•••••••• I•••	Independent wealth	Nov 3, 2017	Apr 14, 2026	no	KANSAS CITY, MO\|Leawood, KS\|Leawood, KS\|Kansas City, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S•••••••• I•••	U•• P•••••• W••••• M••••••••• L••	Apr 14, 2026	May 11, 2026	27	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	U•• F•••••••• S•••••••• I•••	Oct 31, 2017	Nov 3, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
17073:306374:MO:2026-04-14	Apr 14, 2026	May 11, 2026	KANSAS CITY, MO	Firm change

Relationships

Registered with (4)

→ U•• P•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
May 11, 2026 to presentfactForm ADV
→ U•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Nov 3, 2017 to Apr 14, 2026factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Sep 3, 2014 to Oct 31, 2017factForm ADV
→ C••••••• B•••••••• S•••••••• I••

Dated events

Order

Occurred
14 Apr 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 29, 2013
Last observed: Sep 19, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.