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Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Sep 4, 2026 | n/a | yes | New York, NY | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jul 14, 2023 | Aug 5, 2026 | no | SEATTLE, WA | Previous registration |
| JANNEY MONTGOMERY SCOTT LLC | Bd affiliated wealth | Aug 19, 2022 | Jun 6, 2023 | no | Greenville, DE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Aug 5, 2026 | Sep 4, 2026 | 30 | Firm change | Other |
| JANNEY MONTGOMERY SCOTT LLC | WELLS FARGO ADVISORS | Jun 6, 2023 | Jul 14, 2023 | 38 | Firm change | Ibd to wirehouse |