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Advisor at SATURNA CAPITAL CORPORATION
Titusville, NJ | BELLINGHAM, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SATURNA CAPITAL CORPORATION | Asset manager | Jun 2, 2025 | n/a | yes | Titusville, NJ|BELLINGHAM, WA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 21, 2011 | Dec 3, 2024 | no | PENNINGTON, NJ|PENNINGTON, NJ|NEW YORK, NY | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Jun 8, 2010 | no | NEW YORK, NY|DALLAS, TX|DALLAS, TX|TITUSVILLE, NJ|PURCHASE, NY | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Aug 29, 2005 | Apr 2, 2007 | no | PURCHASE, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SATURNA CAPITAL CORPORATION | Dec 3, 2024 | Jun 2, 2025 | 181 | Firm change | Other |
| MORGAN STANLEY & CO. LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jun 8, 2010 | Oct 21, 2011 | 500 | Firm change after gap | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |