DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

KRISTIE LYN REMINGTON

Advisor at STRATEGIC ADVISERS LLC

SALT LAKE CITY, UT | SOUTH JORDAN, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:01278511-2bf6-d4a1-add9-a5e680fbc447

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 12, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 11, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Jan 11, 2008
First registration: Aug 12, 2014
Dual registered: yes, broker-dealer
Other names: KRISTIE L REMINGTON|KRISTIE LYN JOSEPHSON|Kristie Lyn Smith|Kristie Lyn Remington|KRISTIE REMINGTON
IAPD individual key: 5463617

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	SALT LAKE CITY, UT\|SOUTH JORDAN, UT	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Sep 28, 2021	Mar 31, 2025	no	SALT LAKE CITY, UT	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 7, 2018	Aug 5, 2021	no	SALT LAKE CITY, UT	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Jan 8, 2018	Jan 23, 2018	no	OREM, UT	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Aug 12, 2014	Jul 12, 2017	no	DRAPER, UT	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Aug 12, 2014	Jul 12, 2017	no	DRAPER, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
WELLS FARGO ADVISORS	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Aug 5, 2021	Sep 28, 2021	54	Firm change	Wirehouse to ibd
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	Jan 23, 2018	Jun 7, 2018	135	Firm change	Wirehouse to wirehouse
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Jul 12, 2017	Aug 12, 2014	-1,065	Channel change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jul 12, 2017	Aug 12, 2014	-1,065	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:288590:UT:2021-08-05	Aug 5, 2021	Sep 28, 2021	SALT LAKE CITY, UT	Firm change
7870:111514:UT:2017-07-12	Jul 12, 2017	Aug 12, 2014	DRAPER, UT	Firm change after gap

Relationships

Registered with (6)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Sep 28, 2021 to Mar 31, 2025factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 7, 2018 to Aug 5, 2021factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Jan 8, 2018 to Jan 23, 2018factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 12, 2014 to Jul 12, 2017factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Aug 12, 2014 to Jul 12, 2017factForm ADV

Dated events

No dated event names this entity yet.