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T••• J•••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)27 years in industry

T••• J•••• J••••••

Advisor at S••••• W••••• A•••••••• I•••

Plano, TX

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Search this name across graphsid dfx:ria:013da88b-d1b1-4341-9b47-f0a6927cbccc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 2, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• A•••••••• I•••
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 5, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• A•••••••• I•••	No RAUM reported	Dec 16, 2025	n/a	yes	Plano, TX	Current employment
M••••• S••••••	Wirehouse	Jun 1, 2009	Aug 19, 2022	no	Dallas, TX\|DALLAS, TX\|Plano, TX

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	S••••• W••••• A•••••••• I•••	Aug 19, 2022	Dec 16, 2025	1,215	Firm change after gap	Other
C•••••••• G••••• M•••••• I•••	M••••• S••••••	Jun 1, 2009

Relationships

Registered with (5)

→ S••••• W••••• A•••••••• I•••Registered adviserregistration: current employment
Dec 16, 2025 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Aug 19, 2022factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Nov 1, 2005 to Jun 1, 2009factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Aug 19, 2022
Advisor changed firm
T••• J•••• J•••••• left M••••• S•••••• for S••••• W••••• A•••••••• I••• (registered 2025-12-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:013da88b-d1b1-4341-9b47-f0a6927cbccc
First observed: Aug 2, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.