This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ALLY INVEST ADVISORS

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 1, 2002earliest registration or exam on IAPD

Years in industry

24derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Jul 1, 2011

First registration

Jul 26, 2011

Dual registered

yes, broker-dealer

Other names

SERENA CAMILLE ROYBAL|SERENA CAMILLE ROYBAL|SERENA ROYBAL HUFFMAN|Serena Roybal

IAPD individual key

2242582

Graph

RIA / Wealth Management

Canonical id

dfx:ria:013e3e22-cb6b-83ce-b250-65db0797b57b

First observed

Jul 26, 2011

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.