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G••• F••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

G••• F••• M•••••

Advisor at S•••••• P•••••••• L••

OMAHA, NE | KNOXVILLE, IL

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Search this name across graphsid dfx:ria:01457698-bca1-42bc-8865-4b23fa82a9f5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 9, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 19, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• P•••••••• L••	Independent wealth	Jul 18, 2023	n/a	yes	OMAHA, NE\|KNOXVILLE, IL	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Oct 13, 2021	Jul 26, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	S•••••• P•••••••• L••	Jul 26, 2023	Jul 18, 2023	-8	Firm change	Ibd to RIA
F•••••• F•••••••• S••••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Mar 2, 2020

Relationships

Registered with (4)

→ S•••••• P•••••••• L••Registered adviserregistration: current employment
Jul 18, 2023 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 13, 2021 to Jul 26, 2023factForm ADV
→ F•••••• F•••••••• S••••••••• L••Registered adviserregistration: previous registration
Nov 11, 2016 to Mar 2, 2020factForm ADV
→ M•• F•••••••• S•••••••• I•••

Dated events

Occurred
Jul 26, 2023
Advisor changed firm
G••• F••• M••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for S•••••• P•••••••• L•• (registered 2023-07-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:01457698-bca1-42bc-8865-4b23fa82a9f5
First observed: Jun 9, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.