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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

FARMERS FINANCIAL SOLUTIONS, LLC

CRD 103863

WESTLAKE VILLAGE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ab0e8c3d-cfef-1bfd-4c14-6cc287f40988

Data as of Dec 23, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 25
Dated events: 1
On other graphs: 0
Observed: Jul 27, 2016 to Dec 23, 2019
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 25
Advisory employees: 25
Offices: 0Schedule D 1.F, beyond the principal office
SEC number: 801-108217
CRD: 103863
Filings on the tape: 27
First filed: Jul 27, 2016
Latest filed: Dec 23, 2019
Organised: Limited Liability Company, Nevada

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AHUJA, SONIA (NMN)	VICE PRESIDENT & CHIEF OPERATING OFFICER	Na	yes	03/2015	Jul 27, 2016	Dec 23, 2019
BORKIN, JOSHUA ALAN	CHIEF FINANCIAL OFFICER	Na	yes	04/2016	Jul 27, 2016	Dec 23, 2019
FFS HOLDING, LLC	MANAGING MEMBER	E	yes	12/1999	Jul 27, 2016	Dec 23, 2019
HOHL, DOREN EUGENE	Secretary	Na	yes	12/1999	Jul 27, 2016	Dec 23, 2019
KLEIN, STEVEN KENNETH	VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER	Na	yes	12/1999	Jul 27, 2016	Dec 23, 2019
MID-CENTURY INSURANCE	Shareholder	E	yes	12/1999	Jul 27, 2016	Dec 23, 2019
MUETING, JOHN CHARLES	President	Na	yes	08/2013	Jul 27, 2016	Dec 23, 2019
ROBINSON, TARETHA ANN	DIRECTOR OF OPERATIONS	Na	yes	11/2018	Dec 14, 2018	Dec 23, 2019
DA SILVA, JULIO AREIAS	BOARD MEMBER	Na	no	06/2016	Mar 21, 2017	Dec 23, 2019
HANSON, GUY MEADE	BOARD MEMBER	Na	no	09/2019	Sep 19, 2019	Dec 23, 2019
MARLIN, DALE ANNE	BOARD MEMBER	Na	no	06/2018	Jun 29, 2018	Dec 23, 2019
MARRONE, RONALD LEE	BOARD MEMBER	Na	no	09/2019	Sep 19, 2019	Dec 23, 2019
WALLACE, OTTIE JOEL	BOARD MEMBER	Na	no	06/2015	Jul 27, 2016	Dec 23, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FARMERS INSURANCE EXCHANGE	n/a	n/a	n/a	Y	no	n/a
FIRE INSURANCE EXCHANGE	n/a	n/a	n/a	Y	no	n/a
TRUCK INSURANCE EXCHANGE	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Jan 31, 2019	n/a	n/a	25	25	0	n/a	n/a
2017	Jan 23, 2018	n/a	n/a	25	25	0	n/a	n/a
2016	Mar 2, 2017	n/a	n/a	15	15	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	n/a	n/a	n/a	n/a	n/a	25	25	0	0

Relationships

Controls (8)

← KLEIN, STEVEN KENNETHOwnerVICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 27, 2016 to presentfactForm ADV
← HOHL, DOREN EUGENEOwnerSECRETARY, ownership code NA, individual
Jul 27, 2016 to presentfactForm ADV
← MUETING, JOHN CHARLESOwnerPRESIDENT, ownership code NA, individual
Jul 27, 2016 to presentfactForm ADV
← ROBINSON, TARETHA ANNOwnerDIRECTOR OF OPERATIONS, ownership code NA, individual
Dec 14, 2018 to presentfactForm ADV
← AHUJA, SONIA (NMN)OwnerVICE PRESIDENT & CHIEF OPERATING OFFICER, ownership code NA, individual
Jul 27, 2016 to presentfactForm ADV
← BORKIN, JOSHUA ALANOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Jul 27, 2016 to presentfactForm ADV
← FFS HOLDING, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Jul 27, 2016 to presentfactForm ADV
← MID-CENTURY INSURANCEOwnerSHAREHOLDER, ownership code E, domestic entity
Jul 27, 2016 to presentfactForm ADV

Owns (5)

← WALLACE, OTTIE JOELOwnerBOARD MEMBER, ownership code NA, individual
Jul 27, 2016 to presentfactForm ADV
← DA SILVA, JULIO AREIASOwnerBOARD MEMBER, ownership code NA, individual
Mar 21, 2017 to presentfactForm ADV
← MARLIN, DALE ANNEOwnerBOARD MEMBER, ownership code NA, individual
Jun 29, 2018 to presentfactForm ADV
← HANSON, GUY MEADEOwnerBOARD MEMBER, ownership code NA, individual
Sep 19, 2019 to presentfactForm ADV
← MARRONE, RONALD LEEOwnerBOARD MEMBER, ownership code NA, individual
Sep 19, 2019 to presentfactForm ADV

Registered with (12)

← Andrew Wesley HughesAdvisorregistration: previous registration
Dec 26, 2019 to Mar 2, 2020factForm ADV
← GINA FAYE MARTINAdvisorregistration: previous registration
Nov 11, 2016 to Mar 2, 2020factForm ADV
← DAVID BRADLEY LOVATOAdvisorregistration: previous registration
Dec 19, 2019 to Mar 2, 2020factForm ADV
← Alan D SandersAdvisorregistration: previous registration
Jan 22, 2019 to Oct 21, 2019factForm ADV
← Rakhi Sood PritchardAdvisorregistration: previous registration
Jul 27, 2017 to Jul 3, 2019factForm ADV
← Janet Lisa ConnollyAdvisorregistration: previous registration
Aug 30, 2017 to Nov 21, 2018factForm ADV
← Kristen LopezAdvisorregistration: previous registration
Aug 29, 2016 to Aug 17, 2018factForm ADV
← Eric Michael LangenfeldAdvisorregistration: previous registration
Jul 19, 2017 to May 10, 2018factForm ADV
← JAY THOMAS JASNOSKIAdvisorregistration: previous registration
Nov 11, 2016 to Mar 7, 2018factForm ADV
← Jessica CosteAdvisorregistration: previous registration
Jul 28, 2017 to Aug 9, 2017factForm ADV
← KELLY LOUISE DAVISAdvisorregistration: previous registration
Aug 29, 2016 to Aug 8, 2017factForm ADV
← LISA A POLLOCKAdvisorregistration: previous registration
Aug 29, 2016 to May 26, 2017factForm ADV

Dated events

Occurred
Jul 27, 2016
First Form ADV filing
Farmers Financial Solutions, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ab0e8c3d-cfef-1bfd-4c14-6cc287f40988
First observed: Jul 27, 2016
Last observed: Dec 23, 2019 82 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FARMERS FINANCIAL SOLUTIONS, LLC

CRD 103863

WESTLAKE VILLAGE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ab0e8c3d-cfef-1bfd-4c14-6cc287f40988

Data as of Dec 23, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:03 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AHUJA, SONIA (NMN)

VICE PRESIDENT & CHIEF OPERATING OFFICER

yes

03/2015

Jul 27, 2016

Dec 23, 2019

BORKIN, JOSHUA ALAN

CHIEF FINANCIAL OFFICER

yes

04/2016

Jul 27, 2016

Dec 23, 2019

FFS HOLDING, LLC

MANAGING MEMBER

yes

12/1999

Jul 27, 2016

Dec 23, 2019

HOHL, DOREN EUGENE

Secretary

yes

12/1999

Jul 27, 2016

Dec 23, 2019

KLEIN, STEVEN KENNETH

VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

12/1999

Jul 27, 2016

Dec 23, 2019

MID-CENTURY INSURANCE

Shareholder

yes

12/1999

Jul 27, 2016

Dec 23, 2019

MUETING, JOHN CHARLES

President

yes

08/2013

Jul 27, 2016

Dec 23, 2019

ROBINSON, TARETHA ANN

DIRECTOR OF OPERATIONS

yes

11/2018

Dec 14, 2018

Dec 23, 2019

DA SILVA, JULIO AREIAS

BOARD MEMBER

06/2016

Mar 21, 2017

Dec 23, 2019

HANSON, GUY MEADE

BOARD MEMBER

09/2019

Sep 19, 2019

Dec 23, 2019

MARLIN, DALE ANNE

BOARD MEMBER

06/2018

Jun 29, 2018

Dec 23, 2019

MARRONE, RONALD LEE

BOARD MEMBER

09/2019

Sep 19, 2019

Dec 23, 2019

WALLACE, OTTIE JOEL

BOARD MEMBER

06/2015

Jul 27, 2016

Dec 23, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FARMERS INSURANCE EXCHANGE

n/a

FIRE INSURANCE EXCHANGE

n/a

TRUCK INSURANCE EXCHANGE

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Jan 31, 2019

n/a

2017

Jan 23, 2018

n/a

2016

Mar 2, 2017

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

n/a