DFX Intelligence

M••• W•••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

M••• W•••••• D••••

Advisor at T••••••• S••••••• A•••••••

INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:01489dfd-266e-75f4-1fd6-b6379af8514c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 1
Observed: Dec 12, 2001 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

M••• W•••••• D••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• S••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 20, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• S••••••• A•••••••	Bd affiliated wealth	Aug 26, 2020	n/a	yes	INDIANAPOLIS, IN	Current employment
S•••••••• A•••••••• L••	Bd affiliated wealth	Aug 11, 2015	Jul 3, 2019	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A•••••••• L••	T••••••• S••••••• A•••••••	Jul 3, 2019	Aug 26, 2020	420	Firm change after gap	Ibd to ibd
D•••• A• N•••• • C••••••	S•••••••• A•••••••• L••	Aug 11, 2015	Aug 11, 2015

Relationships

Registered with (5)

→ T••••••• S••••••• A•••••••Registered adviserregistration: current employment
Aug 26, 2020 to presentfactForm ADV
→ S•••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 11, 2015 to Jul 3, 2019factForm ADV
→ D•••• A• N•••• • C••••••Registered adviserregistration: previous registration
May 11, 2007 to Aug 11, 2015factForm ADV
→ M••••• S•••••• • C•• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:01489dfd-266e-75f4-1fd6-b6379af8514c
First observed: Dec 12, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.