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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Zelos A. Willis

Advisor at J.P. MORGAN SECURITIES LLC

FT. WORTH, TX

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Search this name across graphsid dfx:ria:014eb5cc-1325-ecd7-73ef-e1dce1c64cab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Nov 19, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jul 3, 2017
First registration: Nov 19, 2018
Dual registered: yes, broker-dealer
Other names: ZELOS WILLIS|Zelos A Willis|ZELOS ANDRE WILLIS
IAPD individual key: 5624704

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Jun 26, 2026	n/a	yes	FT. WORTH, TX	Current employment
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Jan 16, 2026	Jul 2, 2026	no	PLANO, TX	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 27, 2022	Jun 7, 2025	no	Southlake, TX\|Westlake, TX	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Nov 19, 2018	Sep 7, 2023	no	Southlake, TX\|Westlake, TX	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Nov 19, 2018	Oct 14, 2022	no	Westlake, TX\|WestLake, TX\|Westlake, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VANGUARD ADVISERS, INC.	J.P. MORGAN SECURITIES LLC	Jul 2, 2026	Jun 26, 2026	-6	Firm change	Ibd to wirehouse
CHARLES SCHWAB & CO., INC.	VANGUARD ADVISERS, INC.	Jun 7, 2025	Jan 16, 2026	223	Firm change	Ibd to ibd
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CHARLES SCHWAB & CO., INC.	Sep 7, 2023	Jan 27, 2022	-588	Bulk transfer	RIA to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 14, 2022	Nov 19, 2018	-1,425	Bulk transfer	Other

Relationships

Registered with (5)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Jun 26, 2026 to presentfactForm ADV
→ VANGUARD ADVISERS, INC.Registered adviserregistration: previous registration
Jan 16, 2026 to Jul 2, 2026factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jan 27, 2022 to Jun 7, 2025factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 19, 2018 to Sep 7, 2023factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Nov 19, 2018 to Oct 14, 2022factForm ADV

Dated events

Occurred
Jul 2, 2026
Advisor changed firm
Zelos A. Willis left Vanguard Advisers, Inc. for J.P. Morgan Securities Llc (registered 2026-06-26)
Form ADVobserved 4 days ago
Occurred
Jun 7, 2025
Advisor changed firm
Zelos A. Willis left Charles Schwab & Co., Inc. for Vanguard Advisers, Inc. (registered 2026-01-16)
Form ADVobserved 4 days ago