This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ON INVESTMENT MANAGEMENT CO

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 22, 1994earliest registration or exam on IAPD

Years in industry

31derivedfrom the industry start date

Years at current firm

13derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

13

Exams

S63|S65

First exam

Dec 22, 1994

First registration

Mar 2, 2004

Dual registered

yes, broker-dealer

IAPD individual key

1570057

• Occurred

  Jun 1, 2026
  Advisor changed firm

  Kerry Richard Whalen left Whalen Capital, Inc. for Steele Capital Management, Inc. (registered 2004-03-03)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:0153fc04-69b9-5a24-856d-dac20d622e78

First observed

Mar 2, 2004

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.