This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.75 fund_share=0.0 institutional_share=0.24 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$3.5BItem 5.F on the latest filing (2026-08-26); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$3.5B

Private client RAUM

$2.7BderivedItem 5.D individuals plus high net worth individuals

Private client share

75%derivedprivate client RAUM over total RAUM

Advisors on IAPD

15

RAUM per advisor

$236Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

15

Advisory employees

13

Offices

2Schedule D 1.F, beyond the principal office

Accounts

4,418

Individual clients

939

High net worth clients

582

SEC number

801-50636

CRD

107097

Filings on the tape

40

First filed

Dec 12, 2011

Latest filed

Aug 26, 2026

Organised

Corporation, IA

• Occurred

  Mar 25, 2022
  Advisor changed firm

  Kevin Michael Dietzel left Steele Capital Management, Inc. for Nations Financial Group, Inc. (registered 2022-03-29)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:992076dd-b8e4-abb5-0fd1-40908da135a9

First observed

Dec 12, 2011

Last observed

Aug 26, 2026 26 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.