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RIA / WealthAdvisorChartered Financial Analyst27 years in industry

GREGORY JAMES HAHN

Advisor at WINTHROP CAPITAL MANAGEMENT

CARMEL, IN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 2
Observed: Jan 11, 1999 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Gregory James Hahn

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

Gregory James Hahn

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WINTHROP CAPITAL MANAGEMENT
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 11, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S63
First exam: Jun 24, 2004
First registration: Jan 11, 1999
Dual registered: no
IAPD individual key: 1719374

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WINTHROP CAPITAL MANAGEMENT	Institutional manager	Oct 2, 2007	n/a	yes	CARMEL, IN	Current employment
OPPENHEIMER ASSET MANAGEMENT	Bd affiliated wealth	Jan 24, 2007	Jun 28, 2007	no	CARMEL, IN	Previous registration
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Jul 26, 2005	Jun 28, 2007	no	CARMEL, IN\|ST. LOUIS, MO	Previous registration
40/86 ADVISORS, INC.	Institutional manager	Jan 11, 1999	Jul 5, 2005	no	CARMEL, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OPPENHEIMER ASSET MANAGEMENT	WINTHROP CAPITAL MANAGEMENT	Jun 28, 2007	Oct 2, 2007	96	Firm change	Other
OPPENHEIMER & CO. INC.	OPPENHEIMER ASSET MANAGEMENT	Jun 28, 2007	Jan 24, 2007	-155	Firm change after gap	Other
40/86 ADVISORS, INC.	OPPENHEIMER & CO. INC.	Jul 5, 2005	Jul 26, 2005	21	Firm change	Other

Relationships

Registered with (4)

→ WINTHROP CAPITAL MANAGEMENTRegistered adviserregistration: current employment
Oct 2, 2007 to presentfactForm ADV
→ OPPENHEIMER ASSET MANAGEMENTRegistered adviserregistration: previous registration
Jan 24, 2007 to Jun 28, 2007factForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Jul 26, 2005 to Jun 28, 2007factForm ADV
→ 40/86 ADVISORS, INC.Registered adviserregistration: previous registration
Jan 11, 1999 to Jul 5, 2005factForm ADV

Dated events

No dated event names this entity yet.