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W••••••• C•••••• M•••••••••, LLC, CRD 145216
CARMEL, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| G•••••• J•••• H••• | Chartered Financial Analyst | CARMEL, IN | 18 | 27 | 3 | no |
| A••• C• C•••• | Chartered Financial Analyst | CARMEL, IN | Carmel, IN | 5 | 12 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| D••••• M••••• F••• L• | Other Private Fund | $185M | Mar 27, 2026 | 1 | Mar 27, 2026 | reported | n/a |
| C•••••• • A•• N••• L•• | Private Equity Fund | $2.0M |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| H•••• G••••••• J•••• | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | E | yes | 01/2020 | Mar 15, 2012 | Mar 28, 2024 |
| C••••• A•••• C• | PORTFOLIO MANAGER | Na | no | 10/2013 | Mar 29, 2022 | Mar 28, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| C•••••• C•••••• P•••••••• L•• | n/a | n/a | n/a | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $4.0B | $3.9B | 2.0% | $2.8B | 11.9% | 29 | 25 | 0 | 0 |
| no |
| K•••• H••••• | Chartered Financial Analyst | CARMEL, IN | Columbus, OH | 3 | 18 | n/a | no |
| F••••• L••••• | Chartered Financial Analyst | CARMEL, IN | 0 | 10 | n/a | no |
| 2 |
| Mar 4, 2016 |
| dropped |
| 021-237611 |
| C•••••• V•••••• P•••••••• L•• | Venture Capital Fund | $630,000 | Mar 4, 2016 | 2 | Mar 26, 2014 | dropped | 021-210613 |
| CHIEF COMPLIANCE OFFICER |
| Na |
| no |
| 08/2021 |
| Aug 18, 2021 |
| Mar 28, 2024 |
| Mar 27, 2026 |
| $4.0B |
| $4.0B |
| 29 |
| 9 |
| 0 |
| 1 |
| n/a |
| 2024 | Mar 26, 2025 | $3.9B | $3.9B | 25 | 8 | 0 | 1 | n/a |
| 2023 | Mar 28, 2024 | $3.8B | $3.8B | 27 | 8 | 0 | n/a | n/a |
| 2022 | Mar 27, 2023 | $2.8B | $2.8B | 26 | 8 | 0 | n/a | n/a |
| 2021 | Mar 29, 2022 | $4.5B | $4.5B | 24 | 8 | 0 | n/a | n/a |
| 2020 | Mar 31, 2021 | $2.7B | $2.6B | 15 | 8 | 0 | n/a | n/a |
| 2019 | Apr 1, 2020 | $1.3B | $1.3B | 12 | 7 | 0 | n/a | n/a |
| 2018 | Mar 29, 2019 | $680M | $661M | 9 | 7 | 0 | n/a | n/a |
| 2017 | Mar 26, 2018 | $573M | $554M | 7 | 6 | 0 | n/a | n/a |
| 2016 | Mar 24, 2017 | $261M | $243M | 8 | 5 | n/a | n/a | n/a |
| 2015 | Mar 4, 2016 | $239M | $222M | 10 | 7 | n/a | 2 | $2.6M |
| 2014 | Mar 25, 2015 | $208M | $189M | 8 | 6 | n/a | 1 | $335,000 |
| 2013 | Mar 26, 2014 | $154M | $136M | 5 | 5 | n/a | 1 | $0 |
| 2012 | Mar 14, 2013 | $137M | $106M | 6 | 5 | n/a | n/a | n/a |
| 2011 | Mar 15, 2012 | $132M | $74.4M | n/a | n/a | n/a | n/a | n/a |