DFX Intelligence

E•••••••• M••••• K•••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst29 years in industry

E•••••••• M••••• K•••••• S•••••

Advisor at C•••••• F•••••••• G••••• L••

East Norriton, PA

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Search this name across graphsid dfx:ria:016ce8c9-ac37-08de-8acd-74a205d90bd4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 15, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• F•••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 21, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• F•••••••• G••••• L••	Independent wealth	Jun 20, 2017	n/a	yes	East Norriton, PA	Current employment
V••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Feb 2, 2012	Jun 15, 2017	no	CONSHOHOCKEN, PA\|LANSDALE, PA\|EAST NORRITON, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••• F•••••••• A•••••••• I•••	C•••••• F•••••••• G••••• L••	Jun 15, 2017	Jun 20, 2017	5	Firm change	Other
M•• I•••••••• S•••••••• L••	V••• F•••••••• A•••••••• I•••	Jan 17, 2012	Feb 2, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
2882:285502:PA:2017-06-15	Jun 15, 2017	Jun 20, 2017	EAST NORRITON, PA	Firm change

Relationships

Registered with (3)

→ C•••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Jun 20, 2017 to presentfactForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 2, 2012 to Jun 15, 2017factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Nov 15, 2010 to Jan 17, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:016ce8c9-ac37-08de-8acd-74a205d90bd4
First observed: Nov 15, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.