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CRD 285502
KING OF PRUSSIA, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| G••• P•••••• G•••••••• | n/a | KING OF PRUSSIA, PA | 9 | 16 | 1 | no |
| P•••••• K•••••••• H••••• | Certified Financial Planner | KING OF PRUSSIA, PA | 9 | 16 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| K•••••• A••• N• M••••• N••• | MANAGING MEMBER | E | yes | 11/2016 | Nov 1, 2016 | Sep 12, 2024 |
| S••••••••• G•••• J••••• | CHIEF COMPLIANCE OFFICER | Na | no | 03/2023 | Mar 31, 2023 | Sep 12, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| EAST NORRITON | Pa | United States | 2 | no |
| Aventura | FL | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 1 | 0 | 14.3% | 1 | 0 | 0 | 3 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $452M | $388M | 16.6% | $240M | 23.4% | 9 | 10 | 2 | 2 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| V••• F•••••••• A•••••••• I••• | 2 | Jun 15, 2017 | Jun 20, 2017 | EAST NORRITON, PA | Team lift out | Other | 0.2% |
| no |
| A•• N• M••••• N••• K••••• | n/a | KING OF PRUSSIA, PA | 9 | 27 | 1 | no |
| E•••••••• M••••• K•••••• S••••• | Chartered Financial Analyst | East Norriton, PA | 9 | 29 | 2 | no |
| A••• S•••• P••••••• | Certified Financial Planner | East Norriton, PA | 9 | 26 | 1 | no |
| K•••••• V••••••••• | n/a | KING OF PRUSSIA, PA | 2 | 39 | 3 | no |
| S•••• F• C••• | n/a | WEST CHESTER, PA | KING OF PRUSSIA, PA | 1 | 14 | 3 | no |
| A•••••• B•••••• | n/a | KING OF PRUSSIA, PA | 0 | 11 | 1 | no |
| $452M |
| $409M |
| 9 |
| 7 |
| 2 |
| n/a |
| n/a |
| 2024 | Mar 6, 2025 | $388M | $324M | 10 | 7 | 2 | n/a | n/a |
| 2023 | Mar 27, 2024 | $364M | $266M | 10 | 7 | 1 | n/a | n/a |
| 2022 | Mar 31, 2023 | $240M | $153M | 10 | 7 | 1 | n/a | n/a |
| 2021 | Mar 24, 2022 | $233M | $138M | 10 | 7 | 3 | n/a | n/a |
| 2020 | Feb 16, 2021 | $232M | $139M | 10 | 6 | 2 | n/a | n/a |
| 2019 | Mar 27, 2020 | $208M | $113M | 11 | 7 | 1 | n/a | n/a |
| 2018 | Mar 28, 2019 | $168M | $82.9M | 9 | 6 | 1 | n/a | n/a |
| 2017 | Mar 29, 2018 | $154M | $75.0M | 8 | 6 | 3 | n/a | n/a |
| 2016 | Mar 29, 2017 | $107M | $67.7M | 4 | 2 | n/a | n/a | n/a |