DFX Intelligence

D••••• R•••••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

D••••• R•••••• K•••

Advisor at S••••• S••••• P•••••• W••••• M•••••••••

D•••••, CO

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Search this name across graphsid dfx:ria:0189688d-82ba-047b-0af5-b12b01888258

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: May 11, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• S••••• P•••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 10, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• S••••• P•••••• W••••• M•••••••••	Independent wealth	Jan 29, 2019	n/a	yes	D•••••, CO	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Sep 21, 2017	Dec 19, 2018	no	D•••••, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	S••••• S••••• P•••••• W••••• M•••••••••	Dec 19, 2018	Jan 29, 2019	41	Firm change	Wirehouse to new firm
F•••• F•••••••• E••••• C•••••••••	U•• F•••••••• S••••••• I•••	Aug 30, 2017	Sep 21, 2017

Relationships

Registered with (7)

→ S••••• S••••• P•••••• W••••• M•••••••••Registered adviserregistration: current employment
Jan 29, 2019 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Sep 21, 2017 to Dec 19, 2018factForm ADV
→ F•••• F•••••••• E••••• C•••••••••Registered adviserregistration: previous registration
Jun 24, 2014 to Aug 30, 2017factForm ADV
→ D••••• P••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0189688d-82ba-047b-0af5-b12b01888258
First observed: May 11, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.