DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

DENVER PWM, LLC

CRD 171139

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6370f139-e9e8-d9f7-807e-db0b613523d5

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 14
On other graphs: 0
Observed: Apr 10, 2014 to Sep 16, 2026
58 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.9 fund_share=0.0 institutional_share=0.1 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $524MItem 5.F on the latest filing (2026-09-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $524M
Private client RAUM: $470MderivedItem 5.D individuals plus high net worth individuals
Private client share: 90%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $74.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 759
Individual clients: 115
High net worth clients: 89
Custody, client assets: $16.5M
SEC number: 801-79624
CRD: 171139
Filings on the tape: 58
First filed: Apr 10, 2014
Latest filed: Sep 16, 2026
Organised: Limited Liability Company, CO

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
HAROLD JOHN CLASSICK	n/a	DENVER, CO	11	31	1	no
DARIN MICHAEL SNOW	n/a	DENVER, CO	9	31	3	no
BRIAN MATTHEW RETTIG	Chartered Financial Analyst	Denver, CO \| DENVER, CO	8	28	1	no
ANDREW RAMSEY KELLEHER	Certified Financial Planner	DENVER, CO	3	16	2	no
TIMOTHY JOSEPH KULICK	n/a	CENTENNIAL, CO \| DENVER, CO	3	27	4	no
LOGAN RICHARD	Certified Financial Planner	DENVER, CO	1	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LENGEL, MATTHEW, EDWARD	PARTNER AND CHIEF COMPLIANCE OFFICER	B	yes	01/2023	Mar 24, 2023	Oct 10, 2024
RETTIG, BRIAN, MATTHEW	Partner	Na	yes	01/2020	Mar 24, 2023	Oct 10, 2024
SNOW, DARIN, MICHAEL	MANAGING PARTNER	D	yes	01/2019	Apr 10, 2014	Oct 10, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HAROLD CLASSICK	n/a	n/a	n/a	N	no	n/a
TIM KULICK	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 12 of 13

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$524M	$524M	6	4	0	n/a	n/a
2024	Mar 30, 2025	$554M	$554M	9	5	0	n/a	n/a
2023	Mar 26, 2024	$586M	$583M	16	13	0	n/a	n/a
2022	Mar 24, 2023	$447M	$436M	13	11	0	n/a	n/a
2021	Mar 21, 2022	$425M	$422M	9	9	0	n/a	n/a
2020	Feb 23, 2021	$402M	$400M	9	9	0	n/a	n/a
2019	Feb 7, 2020	$340M	$340M	9	9	0	n/a	n/a
2018	Jan 11, 2019	$268M	$268M	9	9	0	n/a	n/a
2017	Feb 21, 2018	$265M	$265M	9	9	1	n/a	n/a
2016	Jan 17, 2017	$211M	$211M	12	10	n/a	n/a	n/a
2015	Jan 25, 2016	$171M	$171M	11	9	n/a	n/a	n/a
2014	Mar 3, 2015	$117M	$117M	7	6	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	14.3%	0	0	0	1	5

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$524M	$554M	-5.4%	$447M	5.5%	6	9	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Farther	3	Dec 4, 2024	Sep 11, 2024	DENVER, CO	Team lift out	RIA to RIA	25.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	2	Aug 25, 2015	Aug 26, 2015	DENVER, CO	Team lift out	Other	0.1%

Relationships

Registered with (16)

← LOGAN RICHARDAdvisorregistration: current employment
Nov 15, 2024 to presentfactForm ADV
← MATTHEW D DUPREEAdvisorregistration: current employment
Dec 5, 2023 to presentfactForm ADV
← TIMOTHY JOSEPH KULICKAdvisorregistration: current employment
Sep 12, 2023 to presentfactForm ADV
← ANDREW RAMSEY KELLEHERAdvisorregistration: current employment
Jan 8, 2023 to presentfactForm ADV
← BRIAN MATTHEW RETTIGAdvisorregistration: current employment
Oct 24, 2017 to presentfactForm ADV
← DARIN MICHAEL SNOWAdvisorregistration: current employment
Jan 5, 2017 to presentfactForm ADV
← HAROLD JOHN CLASSICKAdvisorregistration: current employment
Dec 19, 2014 to presentfactForm ADV
← MATTHEW EDWARD LENGELAdvisorregistration: previous registration
Jan 14, 2020 to Oct 1, 2025factForm ADV
← CRAIG ALAN AUSTADAdvisorregistration: previous registration
Jan 21, 2016 to Dec 4, 2024factForm ADV
← ROGER LAWRENCE PIERCEAdvisorregistration: previous registration
Aug 26, 2015 to Dec 4, 2024factForm ADV
← LEONARD SCOTT SANFORDAdvisorregistration: previous registration
Aug 26, 2015 to Dec 4, 2024factForm ADV
← SHERRI LYN GILLIGANAdvisorregistration: previous registration
Aug 26, 2015 to Dec 4, 2024factForm ADV
← Robert Anthony SpicerAdvisorregistration: previous registration
May 7, 2014 to Dec 31, 2018factForm ADV
← JOHN PAUL BARRINGERAdvisorregistration: previous registration
Jan 22, 2015 to Dec 31, 2017factForm ADV
← CASEY M VADERAdvisorregistration: previous registration
Jan 22, 2015 to Dec 31, 2017factForm ADV
← DANIEL RICHARD KATZAdvisorregistration: previous registration
May 9, 2014 to Aug 30, 2017factForm ADV

Controls (3)

← SNOW, DARIN, MICHAELOwnerMANAGING PARTNER, ownership code D, individual
Apr 10, 2014 to Oct 10, 2024factForm ADV
← RETTIG, BRIAN, MATTHEWOwnerPARTNER, ownership code NA, individual
Mar 24, 2023 to Oct 10, 2024factForm ADV
← LENGEL, MATTHEW, EDWARDOwnerPARTNER AND CHIEF COMPLIANCE OFFICER, ownership code B, individual
Mar 24, 2023 to Oct 10, 2024factForm ADV

Moved with (2)

→ FARTHERRegistered adviser3 advisors, team lift out, same day
Dec 4, 2024 to Sep 11, 2024factForm ADV
← NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviser2 advisors, team lift out, same day
Aug 25, 2015 to Aug 26, 2015factForm ADV

Dated events

Occurred
Oct 1, 2025
Advisor changed firm
Matthew Edward Lengel left Denver Pwm, Llc for Summitpoint Capital Management (registered 2025-09-25)
Form ADVobserved 5 days ago
Occurred
Dec 4, 2024
Team lift-out
3 advisors left Denver Pwm, LLC (Denver, CO) for Farther on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
Dec 4, 2024
Advisor changed firm
Sherri Lyn Gilligan left Denver Pwm, Llc for Farther (registered 2024-09-11)
Form ADVobserved 5 days ago
Occurred
Dec 4, 2024
Advisor changed firm
Leonard Scott Sanford left Denver Pwm, Llc for Farther (registered 2024-09-11)
Form ADVobserved 5 days ago
Occurred
Dec 4, 2024
Advisor changed firm
Craig Alan Austad left Denver Pwm, Llc for Savvy (registered 2024-09-17)
Form ADVobserved 5 days ago
Occurred
Dec 4, 2024
Advisor changed firm
Roger Lawrence Pierce left Denver Pwm, Llc for Farther (registered 2024-09-11)
Form ADVobserved 5 days ago
Occurred
Mar 26, 2024
Regulatory AUM changed
Denver Pwm, Llc reported RAUM $585.8M, up 31% from $447.1M (2024-03-19 to 2024-03-26)
Form ADVobserved 5 days ago
$139M
Occurred
Mar 24, 2023
Control person left
David Mark Levine (Member, Cco) no longer on Schedule A of Denver Pwm, Llc (listed 2022-03-21, absent 2023-03-24)
Form ADVobserved 5 days ago
Occurred
Mar 24, 2023
Control person joined
Edward Matthew Lengel (Partner And Chief Compliance Officer) appeared on Schedule A of Denver Pwm, Llc
Form ADVobserved 5 days ago
Occurred
Mar 24, 2023
Control person joined
Matthew Brian Rettig (Partner) appeared on Schedule A of Denver Pwm, Llc
Form ADVobserved 5 days ago
Occurred
Jan 11, 2019
Control person left
Anthony Robert Spicer (Managing Member/President/Cco) no longer on Schedule A of Denver Pwm, Llc (listed 2018-11-30, absent 2019-01-11)
Form ADVobserved 5 days ago
Occurred
Jan 11, 2019
Control person joined
Michael Darin Snow (Member) appeared on Schedule A of Denver Pwm, Llc
Form ADVobserved 5 days ago
Occurred
Jan 11, 2019
Control person joined
David Mark Levine (Member, Cco) appeared on Schedule A of Denver Pwm, Llc
Form ADVobserved 5 days ago
Occurred
Apr 10, 2014
First Form ADV filing
Ffec Advisory Group Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6370f139-e9e8-d9f7-807e-db0b613523d5
First observed: Apr 10, 2014
Last observed: Sep 16, 2026 4 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DENVER PWM, LLC

CRD 171139

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6370f139-e9e8-d9f7-807e-db0b613523d5

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:09 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

HAROLD JOHN CLASSICK

n/a

DENVER, CO

DARIN MICHAEL SNOW

n/a

DENVER, CO

BRIAN MATTHEW RETTIG

Chartered Financial Analyst

Denver, CO | DENVER, CO

ANDREW RAMSEY KELLEHER

Certified Financial Planner

DENVER, CO

TIMOTHY JOSEPH KULICK

n/a

CENTENNIAL, CO | DENVER, CO

LOGAN RICHARD

Certified Financial Planner

DENVER, CO

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LENGEL, MATTHEW, EDWARD

PARTNER AND CHIEF COMPLIANCE OFFICER

yes

01/2023

Mar 24, 2023

Oct 10, 2024

RETTIG, BRIAN, MATTHEW

Partner

yes

01/2020

Mar 24, 2023

Oct 10, 2024

SNOW, DARIN, MICHAEL

MANAGING PARTNER

yes

01/2019

Apr 10, 2014

Oct 10, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HAROLD CLASSICK

n/a

TIM KULICK

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$524M

n/a

2024

Mar 30, 2025

$554M

n/a

2023

Mar 26, 2024

$586M

$583M

n/a

2022

Mar 24, 2023

$447M

$436M

n/a

2021

Mar 21, 2022

$425M

$422M

n/a

2020

Feb 23, 2021

$402M

$400M

n/a

2019

Feb 7, 2020

$340M

n/a

2018

Jan 11, 2019

$268M

n/a

2017

Feb 21, 2018

$265M

n/a

2016

Jan 17, 2017

$211M

n/a

2015

Jan 25, 2016

$171M

n/a

2014

Mar 3, 2015

$117M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

14.3%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$524M

$554M

-5.4%

$447M

5.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Farther

Dec 4, 2024

Sep 11, 2024

DENVER, CO

Team lift out

RIA to RIA

25.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Aug 25, 2015

Aug 26, 2015

DENVER, CO

Team lift out

Other

0.1%