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Advisor at LPL FINANCIAL LLC
HUNT VALLEY, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 26, 2025 | n/a | yes | HUNT VALLEY, MD | Current employment |
| SUMMIT FINANCIAL | Former SEC adviser | Aug 29, 2016 | Sep 29, 2025 | no | HUNT VALLEY, MD | Previous registration |
| WS GRIFFITH SECURITIES, INC. | n/a | Oct 28, 2003 | Jun 24, 2004 | no | TIMONIUM, MD | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Jan 27, 2003 | Jul 28, 2003 | no | HUNT VALLEY, MD | Previous registration |
| NATHAN & LEWIS SECURITIES, INC. | n/a | Apr 24, 2000 | Jan 13, 2003 | no | HUNT VALLEY, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SUMMIT FINANCIAL | LPL FINANCIAL LLC | Sep 29, 2025 | Sep 26, 2025 | -3 | Firm change | RIA to ibd |
| WS GRIFFITH SECURITIES, INC. | SUMMIT FINANCIAL | Jun 24, 2004 | Aug 29, 2016 | 4,449 | Firm change after gap | Other |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | WS GRIFFITH SECURITIES, INC. | Jul 28, 2003 | Oct 28, 2003 | 92 | Firm change | Other |
| NATHAN & LEWIS SECURITIES, INC. | RAYMOND JAMES FINANCIAL SERVICES, INC. | Jan 13, 2003 | Jan 27, 2003 | 14 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 281050:6413:MD:2025-09-29 | Sep 29, 2025 | Sep 26, 2025 | HUNT VALLEY, MD | Firm change |