RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H••••• H•••• T•••••
- L•• F•••••••• L•• BD affiliated currentsince Sep 26, 2025 · Hunt Valley, Md
- S••••• F•••••••• formerAug 29, 2016 to Sep 29, 2025 · Hunt Valley, Md
- W• G••••••• S••••••••• I••• unclassifiedOct 28, 2003 to Jun 24, 2004 · Timonium, Md
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedJan 27, 2003 to Jul 28, 2003 · Hunt Valley, Md
- N••••• • L•••• S••••••••• I••• unclassifiedApr 24, 2000 to Jan 13, 2003 · Hunt Valley, Md
- S••••• F•••••••• to L•• F•••••••• L••left Sep 29, 2025, registered Sep 26, 2025 (-3 days) · RIA to affiliated broker-dealer or bank · moved with a team
- W• G••••••• S••••••••• I••• to S••••• F••••••••left Jun 24, 2004, registered Aug 29, 2016 (4449 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to W• G••••••• S••••••••• I•••left Jul 28, 2003, registered Oct 28, 2003 (92 days) · Other
- N••••• • L•••• S••••••••• I••• to R•••••• J•••• F•••••••• S•••••••• I•••left Jan 13, 2003, registered Jan 27, 2003 (14 days) · Other
- H••••• H•••• T••••• left S••••• F•••••••• for L•• F•••••••• L•• (registered 2025-09-26)Sep 29, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address