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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

SWVP FUND XVI GP, LLC

CRD 294638

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:01a60989-7052-1852-67fe-e3c8d9376f93

Data as of Mar 30, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 26
Dated events: 3
On other graphs: 0
Observed: Mar 31, 2018 to Mar 30, 2020
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 34
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Custody, client assets: $251M
SEC number: 801-113104
CRD: 294638
Filings on the tape: 6
First filed: Mar 31, 2018
Latest filed: Mar 30, 2020
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRADFORD, DANA, CUTHBERT	Manager	D	yes	01/2016	Mar 31, 2018	Mar 30, 2020
CISP, LLC	Member	C	yes	10/2012	Mar 31, 2018	Mar 30, 2020
CISP, LLC	Member	C	yes	06/2012	Mar 31, 2018	Mar 30, 2020
MACK, CARY, P	Member	C	yes	01/2019	Mar 31, 2018	Mar 30, 2020
MACK, CARY, P	Manager	E	yes	12/2011	Mar 31, 2018	Mar 30, 2020
MACK, CARY, P	Member	C	yes	01/2019	Mar 31, 2018	Mar 30, 2020
Mariscal, Mayra, Karina	CHIEF COMPLIANCE OFFICER	Na	yes	12/2019	Apr 30, 2019	Mar 30, 2020
MAS LIMITED PARTNERS II, LP	Member	C	yes	01/2014	Mar 31, 2018	Mar 30, 2020
MAS LIMITED PARTNERS, LP	Member	C	yes	06/2012	Mar 31, 2018	Mar 30, 2020
SARVER, ROBERT, GARY	Trustee	F	yes	09/1997	Mar 31, 2018	Mar 30, 2020
SCHLOSSBERG, MARK, AARON	AUTHORIZED REPRESENTATIVE	Na	yes	06/2012	Mar 31, 2018	Mar 30, 2020
SCHLOSSBERG, MARK, AARON	GENERAL PARTNER	F	yes	06/2012	Mar 31, 2018	Mar 30, 2020
SCHLOSSBERG, MARK, AARON	Manager	F	yes	01/2014	Mar 31, 2018	Mar 30, 2020
SOUTHWEST VALUE PARTNERS	Manager	Na	yes	06/2012	Mar 31, 2018	Mar 30, 2020
ROBERT SARVER TRUST DATED 9/29/97	Member	B	no	06/2012	Mar 31, 2018	Mar 30, 2020
WAITT SWVPE, LLC	Member	B	no	06/2012	Mar 31, 2018	Mar 30, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SOUTHWEST VALUE PARTNERS ENTERPRISE LLC	n/a	Former SEC adviser	$66.4M	Y	yes	n/a
SWVP FUND XIV GP, LLC	n/a	n/a	n/a	N	yes	n/a
SWVP FUND XIX GP LLC	n/a	Former SEC adviser	n/a	N	yes	n/a
SWVP FUND XV GP, LLC	n/a	Former SEC adviser	n/a	N	yes	n/a
SWVP FUND XVII GP, LLC	n/a	Former SEC adviser	n/a	N	yes	n/a
SWVP FUND XVIII GP LLC	n/a	Former SEC adviser	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Nashville	Tn	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 30, 2020	n/a	n/a	34	2	1	n/a	n/a
2018	Mar 29, 2019	n/a	n/a	33	2	1	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	n/a	n/a	n/a	n/a	n/a	34	33	1	1

Relationships

Affiliated with (10)

→ SOUTHWEST VALUE PARTNERSRegistered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV
→ SWVP FUND XVIII GP LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ SWVP FUND XIX GP LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ SWVP FUND XV GP, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ SWVP FUND XVII GP, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← SOUTHWEST VALUE PARTNERSRegistered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV
← SWVP FUND XVIII GP LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← SWVP FUND XIX GP LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← SWVP FUND XV GP, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← SWVP FUND XVII GP, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Controls (9)

← SOUTHWEST VALUE PARTNERSOwnerMANAGER, ownership code NA, domestic entity
Mar 31, 2018 to presentfactForm ADV
← SARVER, ROBERT, GARYOwnerTRUSTEE, ownership code F, individual
Mar 31, 2018 to presentfactForm ADV
← MACK, CARY, POwnerMANAGER, ownership code E, individual
Mar 31, 2018 to presentfactForm ADV
← BRADFORD, DANA, CUTHBERTOwnerMANAGER, ownership code D, individual
Mar 31, 2018 to presentfactForm ADV
← SCHLOSSBERG, MARK, AARONOwnerMANAGER, ownership code F, individual
Mar 31, 2018 to presentfactForm ADV
← Mariscal, Mayra, KarinaOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 30, 2019 to presentfactForm ADV
← CISP, LLCOwnerMEMBER, ownership code C, domestic entity
Mar 31, 2018 to presentfactForm ADV
← MAS LIMITED PARTNERS II, LPOwnerMEMBER, ownership code C, domestic entity
Mar 31, 2018 to presentfactForm ADV
← MAS LIMITED PARTNERS, LPOwnerMEMBER, ownership code C, domestic entity
Mar 31, 2018 to presentfactForm ADV

Owns (2)

← ROBERT SARVER TRUST DATED 9/29/97OwnerMEMBER, ownership code B, domestic entity
Mar 31, 2018 to presentfactForm ADV
← WAITT SWVPE, LLCOwnerMEMBER, ownership code B, domestic entity
Mar 31, 2018 to presentfactForm ADV

Dated events

Occurred
Apr 30, 2019
Control person left
Denise Susanne Fota (Director Of Administration & Financial Reporting And Chief Compliance Officer) no longer on Schedule A of Swvp Fund Xvi Gp, Llc (listed 2019-03-29, absent 2019-04-30)
Form ADVobserved 5 days ago
Occurred
Apr 30, 2019
Control person joined
Karina Mayra Mariscal (Senior Project Manager - Legal & Corporate And Chief Compliance Officer) appeared on Schedule A of Swvp Fund Xvi Gp, Llc
Form ADVobserved 5 days ago
Occurred
Mar 31, 2018
First Form ADV filing
Swvp Fund Xvi Gp, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:01a60989-7052-1852-67fe-e3c8d9376f93
First observed: Mar 31, 2018
Last observed: Mar 30, 2020 78 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SWVP FUND XVI GP, LLC

CRD 294638

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:01a60989-7052-1852-67fe-e3c8d9376f93

Data as of Mar 30, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:04 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRADFORD, DANA, CUTHBERT

Manager

yes

01/2016

Mar 31, 2018

Mar 30, 2020

CISP, LLC

Member

yes

10/2012

Mar 31, 2018

Mar 30, 2020

CISP, LLC

Member

yes

06/2012

Mar 31, 2018

Mar 30, 2020

MACK, CARY, P

Member

yes

01/2019

Mar 31, 2018

Mar 30, 2020

MACK, CARY, P

Manager

yes

12/2011

Mar 31, 2018

Mar 30, 2020

MACK, CARY, P

Member

yes

01/2019

Mar 31, 2018

Mar 30, 2020

Mariscal, Mayra, Karina

CHIEF COMPLIANCE OFFICER

yes

12/2019

Apr 30, 2019

Mar 30, 2020

MAS LIMITED PARTNERS II, LP

Member

yes

01/2014

Mar 31, 2018

Mar 30, 2020

MAS LIMITED PARTNERS, LP

Member

yes

06/2012

Mar 31, 2018

Mar 30, 2020

SARVER, ROBERT, GARY

Trustee

yes

09/1997

Mar 31, 2018

Mar 30, 2020

SCHLOSSBERG, MARK, AARON

AUTHORIZED REPRESENTATIVE

yes

06/2012

Mar 31, 2018

Mar 30, 2020

SCHLOSSBERG, MARK, AARON

GENERAL PARTNER

yes

06/2012

Mar 31, 2018

Mar 30, 2020

SCHLOSSBERG, MARK, AARON

Manager

yes

01/2014

Mar 31, 2018

Mar 30, 2020

SOUTHWEST VALUE PARTNERS

Manager

yes

06/2012

Mar 31, 2018

Mar 30, 2020

ROBERT SARVER TRUST DATED 9/29/97

Member

06/2012

Mar 31, 2018

Mar 30, 2020

WAITT SWVPE, LLC

Member

06/2012

Mar 31, 2018

Mar 30, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SOUTHWEST VALUE PARTNERS ENTERPRISE LLC

n/a

Former SEC adviser

$66.4M

yes

n/a

SWVP FUND XIV GP, LLC

n/a

yes

n/a

SWVP FUND XIX GP LLC

n/a

Former SEC adviser

n/a

yes

n/a

SWVP FUND XV GP, LLC

n/a

Former SEC adviser

n/a

yes

n/a

SWVP FUND XVII GP, LLC

n/a

Former SEC adviser

n/a

yes

n/a

SWVP FUND XVIII GP LLC

n/a

Former SEC adviser

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Nashville

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 30, 2020

n/a

2018

Mar 29, 2019

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

n/a