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CRD 292772
SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| MACK, CARY, P | AUTHORIZED REPRESENTATIVE | Na | yes | 09/2017 | Mar 28, 2018 | Mar 30, 2020 |
| MACK, CARY, P | Member | C | yes | 01/2019 | Mar 28, 2018 | Mar 30, 2020 |
| Mariscal, Mayra, Karina | CHIEF COMPLIANCE OFFICER | Na | yes | 12/2019 | Apr 30, 2019 | Mar 30, 2020 |
| MAS LIMITED PARTNERS II LP | Member | C | yes | 08/2016 | Mar 29, 2019 | Mar 30, 2020 |
| MAS LIMITED PARTNERS LP | Member | C | yes | 09/2017 | Mar 28, 2018 | Mar 30, 2020 |
| SARVER, ROBERT, GARY | Trustee | F | yes | 09/1997 | Mar 28, 2018 | Mar 30, 2020 |
| SCHLOSSBERG, MARK, AARON | GENERAL PARTNER | E | yes | 06/2012 | Mar 28, 2018 | Mar 30, 2020 |
| SCHLOSSBERG, MARK, AARON | GENERAL PARTNER | E | yes | 01/2014 | Mar 28, 2018 | Mar 30, 2020 |
| SCHLOSSBERG, MARK, AARON | AUTHORIZED REPRESENTATIVE | Na | yes | 09/2017 | Mar 28, 2018 | Mar 30, 2020 |
| SOUTHWEST VALUE PARTNERS ENTERPRISE II LLC | Manager | Na | yes | 09/2017 | Mar 29, 2019 | Mar 30, 2020 |
| BRADFORD, DANA, CUTHBERT | Member | A | no | 09/2017 | Mar 28, 2018 | Mar 30, 2020 |
| ROBERT SARVER TRUST DATED 9/29/1997 | Member | B | no | 09/2017 | Mar 28, 2018 | Mar 30, 2020 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| SOUTHWEST VALUE PARTNERS ENTERPRISE LLC | n/a | Former SEC adviser | $66.4M | N | yes | n/a |
| SWVP FUND XIV GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| SWVP FUND XV GP, LLC | n/a | Former SEC adviser | n/a | N | yes | n/a |
| SWVP FUND XVI GP, LLC | n/a | Former SEC adviser | n/a | N | yes | n/a |
| SWVP FUND XVII GP, LLC | n/a | Former SEC adviser | n/a | N | yes | n/a |
| SWVP FUND XVIII GP LLC | n/a | Former SEC adviser | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Nashville | Tn | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2019 | Mar 30, 2020 | n/a | n/a | 34 | 2 | 1 | n/a | n/a |
| 2018 | Mar 29, 2019 | n/a | n/a | 33 | 2 | 1 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2019 | n/a | n/a | n/a | n/a | n/a | 34 | 33 | 1 | 1 |