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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

JAMES MARION NELSON

Advisor at REALTA INVESTMENT ADVISORS, INC

Lake Wales, FL | WILMINGTON, DE

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Search this name across graphsid dfx:ria:01aa2002-eee5-a428-8165-65a39553f894

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 25, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: REALTA INVESTMENT ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Nov 8, 2006
First registration: Oct 25, 2004
Dual registered: yes, broker-dealer
Other names: JIM NELSON|JIMMY NELSON
IAPD individual key: 1931451

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
REALTA INVESTMENT ADVISORS, INC	Bd affiliated wealth	Sep 12, 2022	n/a	yes	WILMINGTON, DE\|Lake Wales, FL	Current employment
KALOS MANAGEMENT	Former SEC adviser	Nov 1, 2018	Sep 23, 2022	no	PONTE VEDRA BEACH, FL\|Lake Wales, FL\|LAKE WALES, FL	Previous registration
LINEWEAVER WEALTH ADVISORS	Independent wealth	Mar 13, 2015	Oct 4, 2018	no	LAKE WALES, FL\|VALLEY VIEW, OH	Previous registration
Spc	Bd affiliated wealth	Jun 21, 2011	Mar 5, 2015	no	LAKE WALES, FL\|ANN ARBOR, MI	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	Jan 4, 2008	Oct 17, 2008	no	JACKSONVILLE, FL\|LAKE WALES, FL	Previous registration
SPECTRUM ASSETS, INC.	n/a	Oct 25, 2004	Dec 31, 2006	no	LAKE WALES, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KALOS MANAGEMENT	REALTA INVESTMENT ADVISORS, INC	Sep 23, 2022	Sep 12, 2022	-11	Firm change	Ibd to ibd
LINEWEAVER WEALTH ADVISORS	KALOS MANAGEMENT	Oct 4, 2018	Nov 1, 2018	28	Firm change	RIA to ibd
Spc	LINEWEAVER WEALTH ADVISORS	Mar 5, 2015	Mar 13, 2015	8	Firm change	Other
SIGNATOR INVESTORS, INC.	Spc	Oct 17, 2008	Jun 21, 2011	977	Firm change after gap	Other
SPECTRUM ASSETS, INC.	SIGNATOR INVESTORS, INC.	Dec 31, 2006	Jan 4, 2008	369	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
173310:133025:OH:2018-10-04	Oct 4, 2018	Nov 1, 2018	VALLEY VIEW, OH	Firm change
110692:173310:MI:2015-03-05	Mar 5, 2015	Mar 13, 2015	ANN ARBOR, MI	Firm change

Relationships

Registered with (6)

→ REALTA INVESTMENT ADVISORS, INCRegistered adviserregistration: current employment
Sep 12, 2022 to presentfactForm ADV
→ KALOS MANAGEMENTRegistered adviserregistration: previous registration
Nov 1, 2018 to Sep 23, 2022factForm ADV
→ LINEWEAVER WEALTH ADVISORSRegistered adviserregistration: previous registration
Mar 13, 2015 to Oct 4, 2018factForm ADV
→ SPCRegistered adviserregistration: previous registration
Jun 21, 2011 to Mar 5, 2015factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Jan 4, 2008 to Oct 17, 2008factForm ADV
→ SPECTRUM ASSETS, INC.Registered adviserregistration: previous registration
Oct 25, 2004 to Dec 31, 2006factForm ADV

Dated events

Occurred
Sep 23, 2022
Advisor changed firm
James Marion Nelson left Kalos Management for Realta Investment Advisors, Inc (registered 2022-09-12)
Form ADVobserved 6 days ago