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K•••• M•••••••••, INC., CRD 133025
PONTE VEDRA BEACH, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| K•••• F••••••••• I••• | Owner | E | yes | 01/2019 | Mar 30, 2021 | Mar 16, 2023 |
| T•• N•••••• J••• T•••• | Owner | E | yes | 12/2020 | Mar 30, 2021 | Mar 16, 2023 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| W••••••••• A•••••••• L•• | n/a | Former SEC adviser | $121M | N | yes | n/a |
| A•••••• W••••• L•• | n/a | Former SEC adviser | $98.4M | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| ELLICOTT CITY | Md | United States | 2 | no |
| Carmel | In | United States | 1 | no |
| MT. PLEASANT | Sc | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2022 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2022 | $129M | $297M | -56.7% | $262M | -21.2% | 5 | 80 | 3 | 56 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| C•••••••• A•••••••• L•• | 2 | Nov 22, 2022 | Jan 11, 2023 | TAMPA, FL | Team lift out | Ibd to RIA | 33.3% |
| A••••••• W••••• A••••••• | 7 | Sep 30, 2022 | Sep 27, 2022 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| B••••••••• F•••••••• | 2 | Oct 19, 2020 | Oct 19, 2020 | JEFFERSONVILLE, IN | Team lift out | Other | 50.0% |
| L••••••••• W••••• A••••••• | 2 | Oct 4, 2018 | Dec 5, 2018 |
| CHIEF COMPLIANCE OFFICER |
| Na |
| yes |
| 03/2022 |
| Nov 17, 2011 |
| Mar 16, 2023 |
| W••••••••• D•••••• L•••• | Trustee | F | no | 12/2020 | Nov 17, 2011 | Mar 16, 2023 |
| $129M |
| $129M |
| 5 |
| 4 |
| 3 |
| n/a |
| n/a |
| 2021 | Mar 30, 2022 | $297M | $227M | 80 | 80 | 56 | n/a | n/a |
| 2020 | Mar 30, 2021 | $302M | $230M | 88 | 88 | 57 | n/a | n/a |
| 2019 | Mar 30, 2020 | $262M | $200M | 93 | 93 | 57 | n/a | n/a |
| 2018 | Mar 28, 2019 | $258M | $161M | 115 | 111 | 57 | n/a | n/a |
| 2017 | Mar 30, 2018 | $261M | $177M | 115 | 111 | 52 | n/a | n/a |
| 2016 | Mar 31, 2017 | $195M | $110M | 91 | 77 | n/a | n/a | n/a |
| 2015 | Mar 14, 2016 | $288M | $208M | 82 | 75 | n/a | n/a | n/a |
| 2014 | Jan 15, 2015 | $227M | $158M | 84 | 73 | n/a | n/a | n/a |
| 2013 | Mar 28, 2014 | $195M | $133M | 66 | 54 | n/a | n/a | n/a |
| 2012 | Mar 8, 2013 | $75.0M | $61.3M | 60 | 45 | n/a | n/a | n/a |
| 2011 | Feb 14, 2012 | $78.9M | $63.7M | n/a | n/a | n/a | n/a | n/a |
| PONTE VEDRA BEACH, FL |
| Team lift out |
| Ibd to ibd |
| 33.3% |
| A••••••• W••••• A••••••• | 3 | Sep 30, 2022 | Aug 19, 2022 | COLUMBIA, SC | Team lift out | Ibd to ibd | 14.3% |
| A••••••• W••••• A••••••• | 2 | Sep 8, 2022 | Sep 14, 2022 | PONTE VEDRA BEACH, FL | Team lift out | Ibd to ibd | 6.9% |
| A••••••• W••••• A••••••• | 2 | Sep 8, 2022 | Sep 14, 2022 | DAYTON, OH | Team lift out | Ibd to ibd | 6.9% |
| K•••••••• W••••• A•••••••• L•• | 2 | Sep 1, 2022 | Oct 4, 2022 | PONTE VEDRA BEACH, FL | Team lift out | Ibd to RIA | 6.7% |
| A••••••• W••••• A••••••• | 2 | Aug 19, 2022 | Aug 19, 2022 | PONTE VEDRA BEACH, FL | Team lift out | Ibd to ibd | 5.7% |
| A••••••• W••••• A••••••• | 2 | Aug 19, 2022 | Aug 19, 2022 | CHARLOTTE, NC | Team lift out | Ibd to ibd | 5.7% |
| A• W••••• M••••••••• L•• | 5 | Aug 1, 2022 | Aug 1, 2022 | PONTE VEDRA BEACH, FL | Team lift out | Ibd to ibd | 8.8% |
| A• W••••• M••••••••• L•• | 5 | Aug 1, 2022 | Jul 30, 2022 | SUNSET HILLS, MO | Team lift out | Ibd to ibd | 8.8% |
| T••••••••• L•• | 5 | Aug 1, 2022 | Jul 3, 2022 | PONTE VEDRA BEACH, FL | Team lift out | Ibd to RIA | 8.8% |
| T••••••••• L•• | 2 | Aug 1, 2022 | Jul 1, 2022 | BASTROP, TX | Team lift out | Ibd to RIA | 3.5% |
| I••••••••• F•••••••• G••••• L•• | 2 | Aug 2, 2021 | Aug 11, 2021 | PONTE VEDRA BEACH, FL | Team lift out | Ibd to ibd | 3.4% |
| A• W••••• M••••••••• L•• | 2 | Sep 1, 2020 | Sep 1, 2020 | PONTE VEDRA BEACH, FL | Team lift out | Ibd to RIA | 3.4% |
| B••••••• F•••••••• C•••••• M••••••••• L•• | 3 | Mar 31, 2020 | Feb 25, 2021 | PONTE VEDRA BEACH, FL | Team lift out | Ibd to RIA | 4.7% |
| D•••••• L••• S••••• L•• | 4 | Jul 22, 2019 | Jul 22, 2019 | PONTE VEDRA BEACH, FL | Team lift out | Ibd to RIA | 5.9% |
| C••••••• W••••• M••••••••• | 7 | Jul 11, 2018 | May 7, 2018 | PONTE VEDRA BEACH, FL | Team lift out | Ibd to new firm | 10.0% |
| C••••• • R••••••••• I••• | 2 | Dec 31, 2015 | Jun 30, 2016 | MAINTLAND, FL | Team lift out | Other | 4.2% |
| VALLEY VIEW, OH |
| Team lift out |
| RIA to ibd |
| 50.0% |
| N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• | 8 | Jul 10, 2017 | Jul 7, 2017 | ST LOUIS, MO | Team lift out | Other | 1.0% |
| N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• | 5 | Jul 10, 2017 | Jul 7, 2017 | K•••, TX | Team lift out | Other | 0.6% |
| T•••• A•••••••• L•• | 5 | Dec 31, 2015 | Dec 17, 2015 | ATLANTA, GA | Team lift out | Other | 4.5% |