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D•••••• A•••••• M••• M• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

D•••••• A•••••• M••• M• C•••••

Advisor at V••••• C•••••• W•••••

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:01ae31e3-c9a2-5734-0f32-d0a7c6657d7b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 30, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••• C•••••• W•••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 30, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
V••••• C•••••• W•••••	Independent wealth	Nov 5, 2010	n/a	yes	LOS ANGELES, CA	Current employment
W•• S••••••••• L••	State registered	Nov 17, 2010	Aug 15, 2011	no	LOS ANGELES, CA\|CRANFORD, NJ\|CRANFORD, NJ

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•• S••••••••• L••	n/a	Aug 15, 2011	n/a	n/a	Departure no registered destination	Departure
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	V••••• C•••••• W•••••	Nov 9, 2010	Nov 5, 2010

Relationships

Registered with (4)

→ V••••• C•••••• W•••••Registered adviserregistration: current employment
Nov 5, 2010 to presentfactForm ADV
→ W•• S••••••••• L••Registered adviserregistration: previous registration
Nov 17, 2010 to Aug 15, 2011factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Aug 17, 2009 to Nov 9, 2010factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:01ae31e3-c9a2-5734-0f32-d0a7c6657d7b
First observed: May 30, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.