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Advisor at F•••••••••
PANAMA CITY BEACH, FL | LAKE MARY, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F••••••••• | Mixed wealth | Dec 6, 2017 | n/a | yes | PANAMA CITY BEACH, FL|LAKE MARY, FL | Current employment |
| F••••••••• | Mixed wealth | Dec 6, 2017 | Dec 31, 2017 | no | PANAMA CITY BEACH, FL|Atlanta, GA|LAKE MARY, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J••••••• C••••••• I••• | F••••••••• | Jun 30, 2018 | Dec 6, 2017 | -206 | Firm change after gap | RIA to new firm |
| E••••• I••••••••• A••••••• | J••••••• C••••••• I••• | Sep 8, 2009 | Jul 24, 2009 |
| J••••••• C••••••• I••• | Former SEC adviser | Jul 24, 2009 | Jun 30, 2018 | no | ATLANTA, GA|ATLANTA, GA | Previous registration |
| E••••• I••••••••• A••••••• | n/a | May 11, 2007 | Sep 8, 2009 | no | AUSTIN, TX | Previous registration |
| M•• A••••••• F•••••••• M••••••••• I••• | Former SEC adviser | Oct 11, 2006 | May 10, 2007 | no | ATLANTA, GA | Previous registration |
| -46 |
| Firm change after gap |
| Other |
| M•• A••••••• F•••••••• M••••••••• I••• | E••••• I••••••••• A••••••• | May 10, 2007 | May 11, 2007 | 1 | Firm change | Other |