RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• T••• J•••••
- F••••••••• mixed wealth currentsince Dec 6, 2017 · Panama City Beach, Fl
- F••••••••• mixed wealthDec 6, 2017 to Dec 31, 2017 · Panama City Beach, Fl
- J••••••• C••••••• I••• formerJul 24, 2009 to Jun 30, 2018 · Atlanta, Ga
- E••••• I••••••••• A••••••• unclassifiedMay 11, 2007 to Sep 8, 2009 · Austin, Tx
- M•• A••••••• F•••••••• M••••••••• I••• formerOct 11, 2006 to May 10, 2007 · Atlanta, Ga
- J••••••• C••••••• I••• to F•••••••••left Jun 30, 2018, registered Dec 6, 2017 (-206 days) · RIA to a newly registered adviser
- E••••• I••••••••• A••••••• to J••••••• C••••••• I•••left Sep 8, 2009, registered Jul 24, 2009 (-46 days) · Other
- M•• A••••••• F•••••••• M••••••••• I••• to E••••• I••••••••• A•••••••left May 10, 2007, registered May 11, 2007 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address