DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A•••• A••••••• G•••• L••
GIG HARBOR, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•••• A••••••• G•••• L•• | Independent wealth | May 16, 2025 | n/a | yes | GIG HARBOR, WA | Current employment |
| P••••••• C•••••• A••••••• L•• | Former SEC adviser | Dec 5, 2014 | Oct 3, 2016 | no | BETHESDA, MD|POTOMAC, MD|SAN FRANCISCO, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P••••••• C•••••• A••••••• L•• | A•••• A••••••• G•••• L•• | Oct 3, 2016 | May 16, 2025 | 3,147 | Firm change after gap | Other |
| C••••••••• W••••• A•••••••• L•• | P••••••• C•••••• A••••••• L•• | Dec 8, 2014 | Dec 5, 2014 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 108531:333610:CA:2016-10-03 | Oct 3, 2016 | May 16, 2025 | SAN FRANCISCO, CA | Firm change after gap |
| C••••••••• W••••• A•••••••• L•• | Former SEC adviser | Jun 20, 2007 | Dec 8, 2014 | no | POTOMAC, MD | Previous registration |
| -3 |
| Firm change |
| Other |