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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

AERIE ADVISORY GROUP LLC

CRD 333610

GIG HARBOR, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5c3adf5c-4f4f-af20-320e-6b38f8612c0e

Data as of Jul 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 5
On other graphs: 0
Observed: Oct 15, 2024 to Jul 21, 2026
15 observations

Right now

one signal names this record (all ria / wealth signals)

#1NewDerived metricRIA / WealthAdvisor Recruiting Intelligence

Aerie Advisory Group Llc reported RAUM $2.5B, up 308% from $618.1M (2026-04-29 to 2026-07-21)

Dated 2026-07-21 (filing); first seen by DFX 2026-09-15.

Exposure: exposure unknown
Who this matters to: RIA aggregators, Advisor recruiters +2
Historical: not a measured predictor

Advisor Recruiting IntelligenceJul 21, 2026 · seen 6 days ago

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.79 fund_share=0.0 institutional_share=0.21 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.5BItem 5.F on the latest filing (2026-07-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $290M
Private client RAUM: $2.0BderivedItem 5.D individuals plus high net worth individuals
Private client share: 79%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $504Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 16
Advisory employees: 5
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 44
Individual clients: 6
High net worth clients: 32
Custody, client assets: $481M
SEC number: 801-131472
CRD: 333610
Filings on the tape: 15
First filed: Oct 15, 2024
Latest filed: Jul 21, 2026
Organised: Limited Liability Company, WA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ROMAN GUY BRENT	n/a	GIG HARBOR, WA	1	23	1	no
BRIAN ANDREW PIERSON	Certified Financial Planner	GIG HARBOR, WA	1	23	3	no
SAMANTHA L DEAN	Certified Financial Planner	GIG HARBOR, WA	1	19	2	no
SHARON LEE COOPER	n/a	GIG HARBOR, WA	0	29	1	no
HOLLY FOSS D'ANNUNZIO	Chartered Financial Analyst	GIG HARBOR, WA	0	34	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
2006 THRESHOLD RETURN OF CAPITAL	Member	E	yes	11/2019	Oct 15, 2024	Dec 26, 2024
BRENT, ROMAN, GUY	CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER	Na	yes	09/2024	Oct 15, 2024	Dec 26, 2024
PIERSON, BRIAN, ANDREW	President	Na	yes	12/2024	Dec 23, 2024	Dec 26, 2024
Critchfield, Robert, Edward	TRUSTEE OF 2006 THRESHOLD RETURN OF CAPITAL	Na	no	11/2019	Oct 15, 2024	Dec 26, 2024
Holcomb, Mark, Edward	TRUSTEE OF 2006 THRESHOLD RETURN OF CAPITAL	Na	no	11/2019	Oct 15, 2024	Dec 26, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ANACAPA, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 2 of 5

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 29, 2026	$618M	$290M	12	3	1	n/a	n/a
2024	Apr 15, 2025	$482M	$329M	6	2	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	2	0	0	5	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.5B	$482M	422.8%	n/a	n/a	16	6	1	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
D'ANNUNZIO CONSULTING GROUP, LLC	2	Jul 27, 2026	Jul 22, 2026	GIG HARBOR, WA	Team lift out	RIA to RIA	100.0%
PRESIDIO CAPITAL ADVISORS LLC	2	Oct 3, 2016	May 16, 2025	SAN FRANCISCO, CA	Team lift out	Other	40.0%

Relationships

Registered with (5)

← HOLLY FOSS D'ANNUNZIOAdvisorregistration: current employment
Jul 22, 2026 to presentfactForm ADV
← SHARON LEE COOPERAdvisorregistration: current employment
Jul 13, 2026 to presentfactForm ADV
← SAMANTHA L DEANAdvisorregistration: current employment
May 16, 2025 to presentfactForm ADV
← BRIAN ANDREW PIERSONAdvisorregistration: current employment
Dec 24, 2024 to presentfactForm ADV
← ROMAN GUY BRENTAdvisorregistration: current employment
Nov 19, 2024 to presentfactForm ADV

Moved with (2)

← D'ANNUNZIO CONSULTING GROUP, LLCRegistered adviser2 advisors, team lift out, same day
Jul 27, 2026 to Jul 22, 2026factForm ADV
← PRESIDIO CAPITAL ADVISORS LLCRegistered adviser2 advisors, team lift out, same day
Oct 3, 2016 to May 16, 2025factForm ADV

Controls (3)

← BRENT, ROMAN, GUYOwnerCHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, ownership code NA, individual
Oct 15, 2024 to Dec 26, 2024factForm ADV
← PIERSON, BRIAN, ANDREWOwnerPRESIDENT, ownership code NA, individual
Dec 23, 2024 to Dec 26, 2024factForm ADV
← 2006 THRESHOLD RETURN OF CAPITALOwnerMEMBER, ownership code E, domestic entity
Oct 15, 2024 to Dec 26, 2024factForm ADV

Owns (2)

← Critchfield, Robert, EdwardOwnerTRUSTEE OF 2006 THRESHOLD RETURN OF CAPITAL, ownership code NA, individual
Oct 15, 2024 to Dec 26, 2024factForm ADV
← Holcomb, Mark, EdwardOwnerTRUSTEE OF 2006 THRESHOLD RETURN OF CAPITAL, ownership code NA, individual
Oct 15, 2024 to Dec 26, 2024factForm ADV

Dated events

Occurred
Jul 27, 2026
Team lift-out
2 advisors left D'Annunzio Consulting Group, LLC (Gig Harbor, WA) for Aerie Advisory Group LLC on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Jul 21, 2026
Regulatory AUM changed
Aerie Advisory Group Llc reported RAUM $2.5B, up 308% from $618.1M (2026-04-29 to 2026-07-21)
Form ADVobserved 6 days ago
$1.9B
Occurred
Sep 19, 2025
Regulatory AUM changed
Aerie Advisory Group Llc reported RAUM $742.4M, up 54% from $481.8M (2025-05-29 to 2025-09-19)
Form ADVobserved 6 days ago
$261M
Occurred
Dec 23, 2024
Control person joined
Andrew Brian Pierson (President) appeared on Schedule A of Aerie Advisory Group Llc
Form ADVobserved 6 days ago
Occurred
Oct 15, 2024
First Form ADV filing
Aerie Advisory Group, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5c3adf5c-4f4f-af20-320e-6b38f8612c0e
First observed: Oct 15, 2024
Last observed: Jul 21, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AERIE ADVISORY GROUP LLC

CRD 333610

GIG HARBOR, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5c3adf5c-4f4f-af20-320e-6b38f8612c0e

Data as of Jul 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:22 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ROMAN GUY BRENT

n/a

GIG HARBOR, WA

BRIAN ANDREW PIERSON

Certified Financial Planner

GIG HARBOR, WA

SAMANTHA L DEAN

Certified Financial Planner

GIG HARBOR, WA

SHARON LEE COOPER

n/a

GIG HARBOR, WA

HOLLY FOSS D'ANNUNZIO

Chartered Financial Analyst

GIG HARBOR, WA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

2006 THRESHOLD RETURN OF CAPITAL

Member

yes

11/2019

Oct 15, 2024

Dec 26, 2024

BRENT, ROMAN, GUY

CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER

yes

09/2024

Oct 15, 2024

Dec 26, 2024

PIERSON, BRIAN, ANDREW

President

yes

12/2024

Dec 23, 2024

Dec 26, 2024

Critchfield, Robert, Edward

TRUSTEE OF 2006 THRESHOLD RETURN OF CAPITAL

11/2019

Oct 15, 2024

Dec 26, 2024

Holcomb, Mark, Edward

TRUSTEE OF 2006 THRESHOLD RETURN OF CAPITAL

11/2019

Oct 15, 2024

Dec 26, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ANACAPA, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 29, 2026

$618M

$290M

n/a

2024

Apr 15, 2025

$482M

$329M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.5B

$482M

422.8%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

D'ANNUNZIO CONSULTING GROUP, LLC

Jul 27, 2026

Jul 22, 2026

GIG HARBOR, WA

Team lift out

RIA to RIA

100.0%

PRESIDIO CAPITAL ADVISORS LLC

Oct 3, 2016

May 16, 2025

SAN FRANCISCO, CA

Team lift out

Other

40.0%