DFX Intelligence

A•• K••••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst15 years in industry

A•• K••••• B•••••••

Advisor at K••••• M••••••••• L••

SEATTLE, WA

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Search this name across graphsid dfx:ria:01ba954e-6aba-fc4a-4bfd-0b77d234a16b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Nov 25, 2010 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A•• C•••••••• K•••••

Private equity principal · key crd individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• M••••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Nov 24, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• M••••••••• L••	Asset manager	Nov 30, 2012	n/a	yes	SEATTLE, WA	Current employment
S••••••• F•••••••• S•••••••• I•••	Former SEC adviser	Nov 25, 2010	Nov 30, 2011	no	Bellevue, WA\|SEATTLE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• F•••••••• S•••••••• I•••	K••••• M••••••••• L••	Nov 30, 2011	Nov 30, 2012	366	Firm change	Other

Relationships

Registered with (2)

→ K••••• M••••••••• L••Registered adviserregistration: current employment
Nov 30, 2012 to presentfactForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Nov 25, 2010 to Nov 30, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:01ba954e-6aba-fc4a-4bfd-0b77d234a16b
First observed: Nov 25, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.