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CRD 164712
SEATTLE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| AMY KOSMOS BAUTISTA | Chartered Financial Analyst | SEATTLE, WA | 13 | 15 | 1 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| KDP PARTNERS LP | Private Equity Fund | $626M | Jun 28, 2024 | 2 | Mar 26, 2013 | reported | 021-180908 |
| KEB-1 HOLDINGS, LP | Securitized Asset Fund | $195M | Jun 28, 2024 | 2 | Mar 31, 2022 | reported | 021-473290 |
| RANGELEY LAKE PARTNERS LP | Private Equity Fund | $181M | Jun 28, 2024 | 2 | Mar 9, 2018 | reported | 021-297781 |
| PEK HOLDINGS-1, LP | Securitized Asset Fund | $160M | Jun 28, 2024 | 2 | Mar 29, 2024 | reported | 021-491826 |
| KSN-1 HOLDINGS, LP | Securitized Asset Fund | $104M | Jun 28, 2024 | 2 | Mar 30, 2020 | reported | 021-473282 |
| KSB-1 HOLDINGS, LP | Securitized Asset Fund | $92.0M | Jun 28, 2024 | 2 | Mar 31, 2022 | reported | 021-473285 |
| KUV PARTNERS, LP | Private Equity Fund | $58.3M | Jun 28, 2024 | 2 | Mar 31, 2022 | reported | 021-419012 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BAUTISTA, AMY, KOSMOS | CEO AND CIO | B | yes | 03/2023 | Sep 28, 2012 | Jun 28, 2024 |
| BUNKER, DAVID, JONATHAN GARAVAN | COO & CCO | Na | yes | 03/2022 | Mar 31, 2022 | Jun 28, 2024 |
| KOSMOS, GEORGE, CHRIS | EXECUTIVE CHAIRMAN AND MANAGING MEMBER | C | yes | 03/2023 | Sep 28, 2012 | Jun 28, 2024 |
| KOSMOS, DAVID, ALEXANDER | Member | B | no | 09/2011 | Sep 28, 2012 | Jun 28, 2024 |
| KRAFT, DAVID, WARREN | Cfo | A | no | 06/2024 | Sep 28, 2012 | Jun 28, 2024 |
| NAGEL, KYLE, GARY | EVP OF CAPITAL MARKETS | Na | no | 12/2022 | Mar 30, 2023 | Jun 28, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| CSM PACIFIC LTD. | n/a | n/a | n/a | N | yes | n/a |
| KOSMOS FUNDS KUV LLC | n/a | n/a | n/a | N | yes | n/a |
| KOSMOS FUNDS LLC | n/a | n/a | n/a | N | yes | n/a |
| KOSMOS INSURANCE SERVICES LLC | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $2.2B | $2.2B | 34 | 7 | 0 | 13 | n/a |
| 2024 | Mar 31, 2025 | $1.6B | $1.5B | 24 | 6 | 0 | 8 | n/a |
| 2023 | Mar 29, 2024 | $1.4B | $1.3B | 22 | 9 | 0 | 7 | $1.4B |
| 2022 | Mar 30, 2023 | $1.3B | $1.1B | 18 | 9 | 0 | 6 | $1.3B |
| 2021 | Mar 31, 2022 | $1.3B | $1.1B | 15 | 8 | 0 | 6 | $1.3B |
| 2020 | Mar 25, 2021 | $1.0B | $873M | 13 | 7 | 0 | 3 | $1.0B |
| 2019 | Mar 30, 2020 | $992M | $660M | 11 | 9 | 0 | 3 | $995M |
| 2018 | Mar 31, 2019 | $901M | $373M | 11 | 9 | 0 | 2 | $902M |
| 2017 | Mar 9, 2018 | $781M | $253M | 8 | 5 | 0 | 2 | $781M |
| 2016 | Mar 28, 2017 | $255M | $129M | 7 | 5 | n/a | 1 | $255M |
| 2015 | Mar 17, 2016 | $129M | $0 | 7 | 5 | n/a | 1 | $129M |
| 2014 | Feb 10, 2015 | $129M | $0 | 7 | 4 | n/a | 1 | $129M |
| 2013 | Mar 18, 2014 | $126M | $0 | 8 | 4 | n/a | 1 | $127M |
| 2012 | Mar 26, 2013 | $126M | $0 | 8 | 4 | n/a | 1 | $127M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.2B | $1.6B | 37.2% | $1.3B | 19.0% | 34 | 24 | 0 | 0 |