DFX Intelligence

T••••• P•••••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

T••••• P•••••• W•••••••

Advisor at C• I••••••••• L••

AUBURN HILLS, MI | AUBURN, IN

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Search this name across graphsid dfx:ria:01bcc16d-8e80-b438-f71f-2306191183d6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 1, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C• I••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C• I••••••••• L••	Independent wealth	Jul 1, 2025	n/a	yes	AUBURN HILLS, MI\|AUBURN, IN	Current employment
T•• A•••••••	Former SEC adviser	Jul 1, 2020	Jul 23, 2025	no	AUBURN HILLS, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• A•••••••	C• I••••••••• L••	Jul 23, 2025	Jul 1, 2025	-22	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
288787:292627:MI:2025-07-23	Jul 23, 2025	Jul 1, 2025	AUBURN HILLS, MI	Firm change

Relationships

Registered with (2)

→ C• I••••••••• L••Registered adviserregistration: current employment
Jul 1, 2025 to presentfactForm ADV
→ T•• A•••••••Registered adviserregistration: previous registration
Jul 1, 2020 to Jul 23, 2025factForm ADV

Dated events

Occurred
Jul 23, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:01bcc16d-8e80-b438-f71f-2306191183d6
First observed: Jul 1, 2020
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.