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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

CX INSTITUTIONAL, LLC

CRD 292627

AUBURN, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f87064f6-9cd7-0cda-4f47-82483488fcdf

Data as of Mar 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 151
Dated events: 40
On other graphs: 0
Observed: Mar 1, 2018 to Mar 28, 2026
44 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $4.5BItem 5.F on the latest filing (2026-03-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $4.5B
Private client RAUM: $4.3BderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 80
RAUM per advisor: $55.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 130
Advisory employees: 73
Offices: 15Schedule D 1.F, beyond the principal office
Accounts: 13,723
Individual clients: 2,997
High net worth clients: 1,556
Custody, client assets: $457M
SEC number: 801-112742
CIK: 1737089
CRD: 292627
Filings on the tape: 44
First filed: Mar 1, 2018
Latest filed: Mar 28, 2026
Organised: Limited Liability Company, DE
Website: credentwealth.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 80

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DOUGLAS EDWARD LOCKWOOD	Certified Financial Planner	AUBURN, IN	8	37	4	no
DAVID WAYNE HEFTY	Certified Financial Planner	AUBURN, IN	8	27	3	no
STACY ELAINE HEFTY	n/a	AUBURN, IN	8	26	3	no
BRIAN DAVID NEAL	n/a	AUBURN, IN	8	18	3	no
KENTRINA GENEA MAPES	n/a	AUBURN, IN	8	18	2	no
EDISON BYZYKA	Chartered Financial Analyst	AUBURN, IN	8	13	2	no
ERIK MARTIN HERSTAD	n/a	AUBURN, IN	8	12	3	no
THOMAS DENNIS KEHOE	n/a	AUBURN, IN \| Portage, MI	8	21	4	no
LAYTON DAVID GINDER	Certified Financial Planner	AUBURN, IN	8	10	1	no
ADAM BARRETT SPENCE	Certified Financial Planner	AUBURN, IN \| Plano, TX	7	24	3	no
CHRISTOPHER JOEL LIPPER	Certified Financial Planner	AUBURN, IN \| Plano, TX	7	31	4	no
THOMAS ANDREW KNIPPA	Certified Financial Planner	Plano, TX \| AUBURN, IN	7	28	4	no
BRIAN CHRISTOPHER DAVIS	Certified Financial Planner	Woodway, TX \| AUBURN, IN	7	27	4	no
BRIAN ALEXANDER REMSON	Certified Financial Planner	AUBURN, IN \| Woodland, TX	7	14	4	no
DIEDRE MATHENY	n/a	AUBURN, IN	5	12	n/a	no
Brady McBride	n/a	AUBURN, IN	5	13	n/a	no
DAVID JOHN SCOTT	n/a	AUBURN, IN	5	13	1	no
Gabriel Wyatt	n/a	AUBURN, IN	5	13	1	no
ALISHA MARIE NORRIS	Chartered Financial Analyst	AUBURN, IN	4	17	4	no
SUSAN GAY ISAACSON	Certified Financial Planner\|Personal Financial Specialist	Bloomington, MN \| AUBURN, IN	4	30	2	no
Tyler Rickert	n/a	AUBURN, IN	4	13	n/a	no
DANIEL EDWARD STEICHEN	n/a	AUBURN, IN \| Bloomington, MN	3	31	2	no
MICHAEL JOSEPH PEPIN	n/a	River Falls, WI \| AUBURN, IN	3	18	4	no
Erin Nichole Palmer	n/a	Amarillo, TX \| AUBURN, IN	2	10	2	no
James Pearce PRIEBE	n/a	AUBURN, IN \| Plano, TX	2	10	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BYZYKA, EDISON	CHIEF INVESTMENT OFFICER	Na	yes	02/2018	Mar 28, 2026	Mar 28, 2026
CREDENT HOLDINGS, LLC	MANAGING MEMBER	E	yes	05/2024	Mar 28, 2026	Mar 28, 2026
HEFTY WEALTH PARTNERS	MANAGING MEMBER	C	yes	04/2018	Mar 28, 2026	Mar 28, 2026
HEFTY, DAVID, WAYNE	CHIEF EXECUTIVE OFFICER	Na	yes	02/2018	Mar 28, 2026	Mar 28, 2026
HEFTY, STACY, ELAINE	President	Na	yes	02/2018	Mar 28, 2026	Mar 28, 2026
Hendrickson, Matthew, J	CHIEF OPERATING OFFICER	Na	yes	01/2026	Mar 28, 2026	Mar 28, 2026
HICKS, ALBERT, L	Director	Na	yes	11/2025	Mar 28, 2026	Mar 28, 2026
North, Christina, Lynn	CHIEF FINANCIAL OFFICER	Na	yes	01/2022	Mar 28, 2026	Mar 28, 2026
Osting, Kyle, Brandon	CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL	Na	yes	06/2022	Mar 28, 2026	Mar 28, 2026
CPF TEXAS	Member	B	yes	10/2018	Jan 28, 2019	Nov 8, 2024
DAVID W. HEFTY LIVING TRUST UTA DATED DECEMBER 6, 2011	Member	C	yes	03/2018	Apr 5, 2018	Nov 8, 2024
HEFTY, DAVID, WAYNE	Trustee	F	yes	12/2011	Mar 1, 2018	Nov 8, 2024
HEFTY, STACY, ELAINE	Trustee	F	yes	12/2011	Mar 1, 2018	Nov 8, 2024
KEHOE, THOMAS, DENNIS	Director	D	yes	02/2018	Mar 1, 2018	Nov 8, 2024
LIPPER, CHRISTOPHER, JOEL	Member	C	yes	10/2018	Nov 15, 2018	Nov 8, 2024
OAK POINT FINANCIAL GROUP	Member	B	yes	04/2018	Apr 5, 2018	Nov 8, 2024
STACY E. HEFTY LIVING TRUST UTA DATED DECEMBER 6, 2011	Member	C	yes	04/2018	Apr 5, 2018	Nov 8, 2024
STEICHEN, DANIEL, EDWARD	Member	E	yes	06/2022	Mar 8, 2023	Nov 8, 2024
KEHOE, THOMAS, DENNIS	MANAGING DIRECTOR, WEALTH MANAGER	Na	no	02/2018	Mar 28, 2026	Mar 28, 2026
LIPPER, CHRISTOPHER, JOEL	MANAGING DIRECTOR/WEALTH MANAGER	Na	no	10/2018	Nov 15, 2018	Nov 8, 2024
PERSONAL WEALTH PARTNERS, LLC	Member	A	no	06/2022	Mar 8, 2023	Nov 8, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CXI ADVISORS, LLC	n/a	No RAUM reported	$0	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Cincinnati	Oh	United States	6	no
Plano	TX	United States	5	no
Bloomington	Mn	United States	4	no
Portage	Mi	United States	3	no
Woodway	TX	United States	3	no
OKLAHOMA CITY	Ok	United States	2	no
Amarillo	TX	United States	2	no
RIVER FALLS	Wi	United States	2	no
Lafayette	In	United States	1	no
Louisville	Ky	United States	1	no
Columbus	Oh	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 28, 2026	$4.5B	$4.5B	130	73	15	n/a	n/a
2024	Feb 21, 2025	$3.3B	$3.3B	92	59	11	n/a	n/a
2023	Mar 22, 2024	$2.4B	$2.4B	85	47	9	n/a	n/a
2022	Mar 8, 2023	$2.1B	$2.1B	88	57	7	n/a	n/a
2021	Feb 28, 2022	$1.5B	$1.5B	51	39	3	n/a	n/a
2020	Mar 29, 2021	$1.2B	$1.2B	46	46	3	n/a	n/a
2019	Mar 9, 2020	$936M	$868M	50	21	5	n/a	n/a
2018	Jan 28, 2019	$581M	$581M	32	20	5	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
16	6	10	7.5%	5	0	0	44	26

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.5B	$3.3B	33.8%	$2.1B	28.6%	130	92	15	11

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
V.M. MANNING & CO., INC.	2	Jul 20, 2026	Sep 11, 2026	GREENVILLE, SC	Team lift out	RIA to RIA	100.0%
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	2	Sep 24, 2025	Sep 25, 2025	KALAMAZOO, MI	Team lift out	Ibd to RIA	0.1%
TFG ADVISORS	5	Jul 23, 2025	Jul 1, 2025	AUBURN HILLS, MI	Firm absorbed	RIA to RIA	83.3%
CLARIFY WEALTH MANAGEMENT	6	Nov 4, 2024	Oct 14, 2024	CINCINNATI, OH	Firm absorbed	RIA to RIA	100.0%
PERSONAL WEALTH PARTNERS LLC	3	Oct 25, 2022	Jun 22, 2022	BLOOMINGTON, MN	Team lift out	RIA to RIA	30.0%
CPF TEXAS	3	Nov 27, 2018	Oct 16, 2018	PLANO, TX	Firm absorbed	RIA to RIA	100.0%
HEFTY WEALTH PARTNERS	7	Aug 15, 2018	Mar 29, 2018	AUBURN, IN	Firm absorbed	RIA to RIA	100.0%

Relationships

showing 80 of 151

Registered with (78)

← NELSON BATTLE ARRINGTONAdvisorregistration: current employment
Sep 11, 2026 to presentfactForm ADV
← WILLIAM AVERY MITCHELLAdvisorregistration: current employment
Sep 11, 2026 to presentfactForm ADV
← Cristina Gabriela SilesAdvisorregistration: current employment
Sep 2, 2026 to presentfactForm ADV
← Austin Lee HouleAdvisorregistration: current employment
Aug 28, 2026 to presentfactForm ADV
← Adam Christian GottschalkAdvisorregistration: current employment
Jul 20, 2026 to presentfactForm ADV
← Sally Byrd JilekAdvisorregistration: current employment
Jul 10, 2026 to presentfactForm ADV
← Bo Zachary PotterAdvisorregistration: current employment
Jul 7, 2026 to presentfactForm ADV
← ALBERT DUNCAN KAUFMANAdvisorregistration: current employment
Jul 6, 2026 to presentfactForm ADV
← Nicholas Richard Thomas McKinleyAdvisorregistration: current employment
Jul 6, 2026 to presentfactForm ADV
← Steve IndiveriAdvisorregistration: current employment
Jun 29, 2026 to presentfactForm ADV
← Braeden Michael HallAdvisorregistration: current employment
Jun 17, 2026 to presentfactForm ADV
← Blake Von ScheerAdvisorregistration: current employment
May 7, 2026 to presentfactForm ADV
← JARED THOMAS HERNDONAdvisorregistration: current employment
Feb 19, 2026 to presentfactForm ADV
← Matthew David RedmondAdvisorregistration: current employment
Feb 11, 2026 to presentfactForm ADV
← Michele Ann FloydAdvisorregistration: current employment
Jan 21, 2026 to presentfactForm ADV
← NICHOLAS ANDREW D'ANDREAAdvisorregistration: current employment
Jan 21, 2026 to presentfactForm ADV
← LAKEN LAMAR LEWISAdvisorregistration: current employment
Dec 15, 2025 to presentfactForm ADV
← Dustin James TirpakAdvisorregistration: current employment
Nov 25, 2025 to presentfactForm ADV
← Tanner David EchenozAdvisorregistration: current employment
Nov 24, 2025 to presentfactForm ADV
← JOSHUA Benjamin FELDAdvisorregistration: current employment
Nov 20, 2025 to presentfactForm ADV
← Sarah Ann SouthworthAdvisorregistration: current employment
Nov 13, 2025 to presentfactForm ADV
← Scott McCandlessAdvisorregistration: current employment
Oct 14, 2025 to presentfactForm ADV
← JOHN STEVEN RUZZAAdvisorregistration: current employment
Sep 25, 2025 to presentfactForm ADV
← ANDREW LEE MAYERAdvisorregistration: current employment
Sep 25, 2025 to presentfactForm ADV
← Joel Jeffrey MacyauskiAdvisorregistration: current employment
Sep 25, 2025 to presentfactForm ADV
← LUCILLE ELINOR SATTERWHITEAdvisorregistration: current employment
Sep 16, 2025 to presentfactForm ADV
← Andrew Michael RenningerAdvisorregistration: current employment
Aug 22, 2025 to presentfactForm ADV
← Travis Scott GlassleyAdvisorregistration: current employment
Aug 12, 2025 to presentfactForm ADV
← MARQUES DELMAR GLAZEAdvisorregistration: current employment
Aug 7, 2025 to presentfactForm ADV
← Heston Major TerzoAdvisorregistration: current employment
Jul 14, 2025 to presentfactForm ADV
and 48 more

Affiliated with (2)

→ CXI ADVISORS, LLCRegistered adviserother investment adviser, control, common control
factForm ADV
← CXI ADVISORS, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 20, 2026
Team lift-out
2 advisors left V.M. Manning & CO., Inc. (Greenville, SC) for CX Institutional, LLC on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
May 18, 2026
Advisor changed firm
Hayden Neely left Cx Institutional, Llc for Fisher Investments (registered 2026-06-10)
Form ADVobserved 5 days ago
Occurred
Apr 21, 2026
Advisor changed firm
Garrett Mitchell Mooney left Cx Institutional, Llc for Fisher Investments (registered 2026-05-13)
Form ADVobserved 5 days ago
Occurred
Apr 9, 2026
Advisor changed firm
Christopher Steven Gautier left Cx Institutional, Llc for Nomura Investment Management Business Trust (registered 2026-04-21)
Form ADVobserved 5 days ago
Occurred
Apr 7, 2026
Advisor changed firm
David Timothy Bresnahan left Cx Institutional, Llc for Oneascent Financial Services Llc (registered 2026-06-22)
Form ADVobserved 5 days ago
Occurred
Feb 27, 2026
Advisor changed firm
Christopher Paul Scott left Cx Institutional, Llc for Merit Financial Advisors (registered 2026-04-30)
Form ADVobserved 5 days ago
Occurred
Nov 21, 2025
Advisor changed firm
John E Ehrenfeld left Cx Institutional, Llc for Your Path Wealth Management (registered 2026-05-06)
Form ADVobserved 5 days ago
Occurred
Sep 24, 2025
Team lift-out
2 advisors left Cambridge Investment Research Advisors, Inc. (Kalamazoo, MI) for CX Institutional, LLC on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Jul 23, 2025
Firm absorbed
Tfg Advisors's advisors moved to CX Institutional, LLC (Auburn Hills, MI): 5 of 6 registered, on the same day
Form ADVobserved 5 days ago
5 advisors
Occurred
Jun 26, 2025
Advisor changed firm
Adam Peter Lisowsky left Cx Institutional, Llc for Journey Advisory Group, Llc (registered 2025-07-01)
Form ADVobserved 5 days ago
Occurred
Jun 16, 2025
Advisor changed firm
Mckenna Elizabeth Clifford left Cx Institutional, Llc for Phillips Financial (registered 2025-06-27)
Form ADVobserved 5 days ago
Occurred
Apr 30, 2025
Advisor changed firm
Laura Morton left Cx Institutional, Llc for Personal Wealth Partners Llc (registered 2022-05-02)
Form ADVobserved 5 days ago
Occurred
Feb 25, 2025
Advisor changed firm
Joshua Scott Hasselbach left Cx Institutional, Llc for Tradewell Tax & Financial (registered 2025-04-14)
Form ADVobserved 5 days ago
Occurred
Feb 11, 2025
Advisor changed firm
William Howard Hoover left Cx Institutional, Llc for Fortis Capital Advisors, Llc (registered 2025-03-07)
Form ADVobserved 5 days ago
Occurred
Dec 17, 2024
Advisor changed firm
Nicole Renee Proxmire left Cx Institutional, Llc for Wells Fargo Advisors (registered 2026-01-10)
Form ADVobserved 5 days ago
Occurred
Dec 3, 2024
Advisor changed firm
Stephen Michael Harvey left Cx Institutional, Llc for The Fiduciary Alliance (registered 2025-10-10)
Form ADVobserved 5 days ago
Occurred
Nov 8, 2024
Regulatory AUM changed
Cx Institutional, Llc reported RAUM $3.3B, up 39% from $2.4B (2024-09-23 to 2024-11-08)
Form ADVobserved 5 days ago
$927M
Occurred
Nov 4, 2024
Firm absorbed
Clarify Wealth Management's advisors moved to CX Institutional, LLC (Cincinnati, OH): 6 of 6 registered, on the same day
Form ADVobserved 5 days ago
6 advisors
Occurred
Sep 18, 2024
Advisor changed firm
Abhi Hemant Jinwala left Cx Institutional, Llc for Phillips Financial (registered 2024-12-17)
Form ADVobserved 5 days ago
Occurred
Sep 6, 2024
Advisor changed firm
Isaiah M Delph left Cx Institutional, Llc for Oneamerica Securities, Inc. (registered 2024-10-09)
Form ADVobserved 5 days ago
Occurred
Aug 13, 2024
Advisor changed firm
Ryan Anthony Cusin left Cx Institutional, Llc for Mariner (registered 2024-08-09)
Form ADVobserved 5 days ago
Occurred
Jul 29, 2024
Advisor changed firm
Robert Eicher left Cx Institutional, Llc for State Farm Investment Management Corp. (registered 2024-08-30)
Form ADVobserved 5 days ago
Occurred
Mar 28, 2024
Advisor changed firm
Aaron James Hurley left Cx Institutional, Llc for Northwestern Mutual Investment Services,Llc (registered 2024-10-18)
Form ADVobserved 5 days ago
Occurred
Mar 22, 2024
Control person left
Marie Angela Lockwood (Chief Transformation Officer) no longer on Schedule A of Cx Institutional, Llc (listed 2023-12-01, absent 2024-03-22)
Form ADVobserved 5 days ago
Occurred
Mar 22, 2024
Control person left
Brian Wessley (Chief Talent Officer) no longer on Schedule A of Cx Institutional, Llc (listed 2023-12-01, absent 2024-03-22)
Form ADVobserved 5 days ago
Occurred
Feb 23, 2024
Advisor changed firm
Lucy Chang Detwiler left Cx Institutional, Llc for Avantax Advisory Services (registered 2024-02-13)
Form ADVobserved 5 days ago
Occurred
Feb 23, 2024
Advisor changed firm
Brian Anthony James left Cx Institutional, Llc for Personal Wealth Partners Llc (registered 2022-05-03)
Form ADVobserved 5 days ago
Occurred
Feb 2, 2024
Advisor changed firm
Stephanie Lee left Cx Institutional, Llc for Kestra Advisory Services, Llc (registered 2024-04-12)
Form ADVobserved 5 days ago
Occurred
Jan 2, 2024
Advisor changed firm
Duncan Bowie left Cx Institutional, Llc for Phillips Financial (registered 2024-04-02)
Form ADVobserved 5 days ago
Occurred
Dec 8, 2023
Advisor changed firm
Michael Ray West left Cx Institutional, Llc for Fisher Investments (registered 2024-02-13)
Form ADVobserved 5 days ago
Occurred
Nov 9, 2023
Advisor changed firm
Curtis Brandon Reese left Cx Institutional, Llc for Ameritas Advisory Services, Llc (registered 2024-02-23)
Form ADVobserved 5 days ago
Occurred
Oct 23, 2023
Advisor changed firm
Benjamin Keith Streeter left Cx Institutional, Llc for Personal Wealth Partners Llc (registered 2022-05-02)
Form ADVobserved 5 days ago
Occurred
Sep 20, 2023
Advisor changed firm
Susan Ann Chipps left Cx Institutional, Llc for Lpl Financial Llc (registered 2024-02-29)
Form ADVobserved 5 days ago
Occurred
Sep 7, 2023
Advisor changed firm
Nicholas Irving Arthur Wheeler left Cx Institutional, Llc for Cerity Partners Llc (registered 2024-03-12)
Form ADVobserved 5 days ago
Occurred
Sep 7, 2023
Advisor changed firm
Dillon Kanhalikham left Cx Institutional, Llc for Fluent Financial, Llc (registered 2024-01-23)
Form ADVobserved 5 days ago
Occurred
May 24, 2023
Advisor changed firm
Adam Robert Cash left Cx Institutional, Llc for Sym Financial Advisors (registered 2026-02-03)
Form ADVobserved 5 days ago
Occurred
May 1, 2023
Advisor changed firm
William Gregory Chrisman left Cx Institutional, Llc for Personal Wealth Partners Llc (registered 2022-05-02)
Form ADVobserved 5 days ago

Show 3 bookkeeping events

First seen by DFX
Sep 17, 2026
date not stated
Michele Ann Floyd no longer holds an investment adviser registration (last listed at Cx Institutional, Llc on the 2026-09-16 feed)
Occurred
Sep 14, 2026
Scott Mccandless added a CO registration at Cx Institutional, Llc
Occurred
Feb 21, 2025
Cx Institutional, Llc reported 59 state-registered advisory representatives, up from 47 (2024-11-08 to 2025-02-21)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f87064f6-9cd7-0cda-4f47-82483488fcdf
First observed: Mar 1, 2018
Last observed: Mar 28, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CX INSTITUTIONAL, LLC

CRD 292627

AUBURN, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f87064f6-9cd7-0cda-4f47-82483488fcdf

Data as of Mar 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:53 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DOUGLAS EDWARD LOCKWOOD

Certified Financial Planner

AUBURN, IN

DAVID WAYNE HEFTY

Certified Financial Planner

AUBURN, IN

STACY ELAINE HEFTY

n/a

AUBURN, IN

BRIAN DAVID NEAL

n/a

AUBURN, IN

KENTRINA GENEA MAPES

n/a

AUBURN, IN

EDISON BYZYKA

Chartered Financial Analyst

AUBURN, IN

ERIK MARTIN HERSTAD

n/a

AUBURN, IN

THOMAS DENNIS KEHOE

n/a

AUBURN, IN | Portage, MI

LAYTON DAVID GINDER

Certified Financial Planner

AUBURN, IN

ADAM BARRETT SPENCE

Certified Financial Planner

AUBURN, IN | Plano, TX

CHRISTOPHER JOEL LIPPER

Certified Financial Planner

AUBURN, IN | Plano, TX

THOMAS ANDREW KNIPPA

Certified Financial Planner

Plano, TX | AUBURN, IN

BRIAN CHRISTOPHER DAVIS

Certified Financial Planner

Woodway, TX | AUBURN, IN

BRIAN ALEXANDER REMSON

Certified Financial Planner

AUBURN, IN | Woodland, TX

DIEDRE MATHENY

n/a

AUBURN, IN

n/a

Brady McBride

n/a

AUBURN, IN

n/a

DAVID JOHN SCOTT

n/a

AUBURN, IN

Gabriel Wyatt

n/a

AUBURN, IN

ALISHA MARIE NORRIS

Chartered Financial Analyst

AUBURN, IN

SUSAN GAY ISAACSON

Certified Financial Planner|Personal Financial Specialist

Bloomington, MN | AUBURN, IN

Tyler Rickert

n/a

AUBURN, IN

n/a

DANIEL EDWARD STEICHEN

n/a

AUBURN, IN | Bloomington, MN

MICHAEL JOSEPH PEPIN

n/a

River Falls, WI | AUBURN, IN

Erin Nichole Palmer

n/a

Amarillo, TX | AUBURN, IN

James Pearce PRIEBE

n/a

AUBURN, IN | Plano, TX

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BYZYKA, EDISON

CHIEF INVESTMENT OFFICER

yes

02/2018

Mar 28, 2026

CREDENT HOLDINGS, LLC

MANAGING MEMBER

yes

05/2024

Mar 28, 2026

HEFTY WEALTH PARTNERS

MANAGING MEMBER

yes

04/2018

Mar 28, 2026

HEFTY, DAVID, WAYNE

CHIEF EXECUTIVE OFFICER

yes

02/2018

Mar 28, 2026

HEFTY, STACY, ELAINE

President

yes

02/2018

Mar 28, 2026

Hendrickson, Matthew, J

CHIEF OPERATING OFFICER

yes

01/2026

Mar 28, 2026

HICKS, ALBERT, L

Director

yes

11/2025

Mar 28, 2026

North, Christina, Lynn

CHIEF FINANCIAL OFFICER

yes

01/2022

Mar 28, 2026

Osting, Kyle, Brandon

CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL

yes

06/2022

Mar 28, 2026

CPF TEXAS

Member

yes

10/2018

Jan 28, 2019

Nov 8, 2024

DAVID W. HEFTY LIVING TRUST UTA DATED DECEMBER 6, 2011

Member

yes

03/2018

Apr 5, 2018

Nov 8, 2024

HEFTY, DAVID, WAYNE

Trustee

yes

12/2011

Mar 1, 2018

Nov 8, 2024

HEFTY, STACY, ELAINE

Trustee

yes

12/2011

Mar 1, 2018

Nov 8, 2024

KEHOE, THOMAS, DENNIS

Director

yes

02/2018

Mar 1, 2018

Nov 8, 2024

LIPPER, CHRISTOPHER, JOEL

Member

yes

10/2018

Nov 15, 2018

Nov 8, 2024

OAK POINT FINANCIAL GROUP

Member

yes

04/2018

Apr 5, 2018

Nov 8, 2024

STACY E. HEFTY LIVING TRUST UTA DATED DECEMBER 6, 2011

Member

yes

04/2018

Apr 5, 2018

Nov 8, 2024

STEICHEN, DANIEL, EDWARD

Member

yes

06/2022

Mar 8, 2023

Nov 8, 2024

KEHOE, THOMAS, DENNIS

MANAGING DIRECTOR, WEALTH MANAGER

02/2018

Mar 28, 2026

LIPPER, CHRISTOPHER, JOEL

MANAGING DIRECTOR/WEALTH MANAGER

10/2018

Nov 15, 2018

Nov 8, 2024

PERSONAL WEALTH PARTNERS, LLC

Member

06/2022

Mar 8, 2023

Nov 8, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CXI ADVISORS, LLC

n/a

No RAUM reported

yes

n/a

City

State

Country

Employees

Also broker-dealer

Cincinnati

United States

Plano

United States

Bloomington

United States

Portage

United States

Woodway

United States

OKLAHOMA CITY

United States

Amarillo

United States

RIVER FALLS

United States

Lafayette

United States

Louisville

United States

Columbus

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 28, 2026

$4.5B

130

n/a

2024

Feb 21, 2025

$3.3B

n/a

2023

Mar 22, 2024

$2.4B

n/a

2022

Mar 8, 2023

$2.1B

n/a

2021

Feb 28, 2022

$1.5B

n/a

2020

Mar 29, 2021

$1.2B

n/a

2019

Mar 9, 2020

$936M

$868M

n/a

2018

Jan 28, 2019

$581M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

7.5%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$4.5B

$3.3B

33.8%

$2.1B

28.6%

130

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

V.M. MANNING & CO., INC.

Jul 20, 2026

Sep 11, 2026

GREENVILLE, SC

Team lift out

RIA to RIA

100.0%

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Sep 24, 2025

Sep 25, 2025

KALAMAZOO, MI

Team lift out

Ibd to RIA

0.1%

TFG ADVISORS

Jul 23, 2025

Jul 1, 2025

AUBURN HILLS, MI

Firm absorbed

RIA to RIA

83.3%

CLARIFY WEALTH MANAGEMENT

Nov 4, 2024

Oct 14, 2024

CINCINNATI, OH

Firm absorbed

RIA to RIA

100.0%

PERSONAL WEALTH PARTNERS LLC

Oct 25, 2022

Jun 22, 2022

BLOOMINGTON, MN

Team lift out

RIA to RIA

30.0%

CPF TEXAS

Nov 27, 2018

Oct 16, 2018

PLANO, TX

Firm absorbed

RIA to RIA

100.0%

HEFTY WEALTH PARTNERS

Aug 15, 2018

Mar 29, 2018

AUBURN, IN

Firm absorbed

RIA to RIA

100.0%