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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

Steven John Krueger

Advisor at LPL FINANCIAL LLC

BARABOO, WI | WAUNAKEE, WI

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Search this name across graphsid dfx:ria:01c21747-4e56-93de-3329-8b54de9f9e65

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jun 26, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: May 11, 2018
First registration: Jun 26, 2018
Dual registered: yes, broker-dealer
Other names: Steven Krueger
IAPD individual key: 6930383

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 27, 2025	n/a	yes	WAUNAKEE, WI\|BARABOO, WI	Current employment
RETIREMENT INCOME PLANNING LLC	State registered	Jun 25, 2024	Nov 19, 2025	no	MADISON, WI\|BROOKFIELD, WI	Previous registration
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Jan 18, 2023	Apr 2, 2024	no	Madison, WI	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Jun 26, 2018	Dec 31, 2022	no	MADISON, WI\|Sun Prairie, WI\|Allison, IA\|WAVERLY, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RETIREMENT INCOME PLANNING LLC	LPL FINANCIAL LLC	Nov 19, 2025	Oct 27, 2025	-23	Firm change	Other
AE WEALTH MANAGEMENT, LLC	RETIREMENT INCOME PLANNING LLC	Apr 2, 2024	Jun 25, 2024	84	Firm change	RIA to state RIA
CUNA BROKERAGE SERVICES, INC.	AE WEALTH MANAGEMENT, LLC	Dec 31, 2022	Jan 18, 2023	18	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Oct 27, 2025 to presentfactForm ADV
→ RETIREMENT INCOME PLANNING LLCRegistered adviserregistration: previous registration
Jun 25, 2024 to Nov 19, 2025factForm ADV
→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 18, 2023 to Apr 2, 2024factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Jun 26, 2018 to Dec 31, 2022factForm ADV

Dated events

Occurred
Nov 19, 2025
Advisor changed firm
Steven John Krueger left Retirement Income Planning Llc for Lpl Financial Llc (registered 2025-10-27)
Form ADVobserved 5 days ago
Occurred
Apr 2, 2024
Advisor changed firm
Steven John Krueger left Ae Wealth Management, Llc for Retirement Income Planning Llc (registered 2024-06-25)
Form ADVobserved 5 days ago
Occurred
Dec 31, 2022
Advisor changed firm
Steven John Krueger left Cuna Brokerage Services, Inc. for Ae Wealth Management, Llc (registered 2023-01-18)
Form ADVobserved 5 days ago