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RIA / WealthRegistered adviserbroker-dealer affiliated wealth managerSEC registeredRAUM 10b 100b

AE WEALTH MANAGEMENT, LLC

CRD 282580

TOPEKA, KS

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Search this name across graphsid dfx:ria:3db9d785-84e8-9a0c-da6e-76d0ddaecfc6

Data as of Aug 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1,150
Dated events: 40
On other graphs: 0
Observed: Feb 17, 2016 to Aug 13, 2026
71 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: broker-dealer affiliated wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=83.0
Regulatory AUM: $50BItem 5.F on the latest filing (2026-08-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $50B
Private client RAUM: $49BderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 462
RAUM per advisor: $108Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 630
Advisory employees: 448
Offices: 314Schedule D 1.F, beyond the principal office
Accounts: 282,995
Individual clients: 117,769
High net worth clients: 9,444
Custody, client assets: $9.1B
SEC number: 801-107319
CIK: 1697723
CRD: 282580
Filings on the tape: 71
First filed: Feb 17, 2016
Latest filed: Aug 13, 2026
Organised: Limited Liability Company, KS

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 456

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN JOSEPH IMMING	n/a	Topeka, KS	10	15	2	yes
NATHANIEL JOSEPH MILLER	n/a	Topeka, KS \| Lawrence, KS \| Overland Park, KS	10	15	1	no
JAMMIE ANNETTE SERRANO	n/a	Topeka, KS	10	16	1	no
MARTIN CORNELIO GUZMAN	n/a	Green Valley, AZ \| Peoria, AZ	10	25	n/a	no
PHILIP ROGER GORDLEY	n/a	Albuquerque, NM	10	44	1	no
MARK ALAN BIGLER	n/a	Topeka, KS	10	16	2	no
WENDY JANE WALLACE	n/a	Savannah, GA	10	21	1	no
DAVID DEE FULLMER	n/a	Nampa, ID	10	28	3	no
Joshua Michael Blaker	n/a	Gilbert, AZ	10	16	1	no
CINDY LOU MAYFIELD	n/a	Lake Mary, FL	9	19	1	no
John Joseph Navin	n/a	Nashville, TN \| Brentwood, TN	9	33	6	no
Megan Lea Jones	n/a	Overland Park, KS \| Topeka, KS \| Kansas City, MO	9	18	2	no
ROBERT IAN WOODS	n/a	Chesapeake, VA	9	17	1	no
MICHAEL BINGHAM BALLARD	n/a	Huntsville, AL \| Birmingham, AL	9	41	3	no
Craig L Gordinier	n/a	Parkville, MO \| Overland Park, KS \| Topeka, KS \| Kansas City, MO	9	10	1	no
CHRISTOPHER DAVID WALLACE	Certified Financial Planner\|Chartered Financial Consultant	Brentwood, TN \| Huntsville, AL	9	15	1	no
KEVIN CHARLES SANDERS	n/a	Elgin, IL	9	13	1	no
Amanda Marie Czosek	n/a	Elgin, IL	9	12	1	no
JOSHUA HEATH LEWIS	n/a	Loveland, CO	9	13	1	no
JUSTIN MICHAEL BIANCE	n/a	Sebring, FL \| Greer, SC \| Jacksonville, FL \| Asheville, NC \| Sarasota, FL \| Hendersonville, NC	9	12	3	no
JASON CHARLES BIANCE	Certified Financial Planner	St. Petersburg, FL \| Jacksonville, FL \| Hendersonville, NC \| Asheville, NC \| Greer, SC \| Sebring, FL	9	16	2	no
DAVID RAY SHUCAVAGE	n/a	Wilmington, NC	9	25	4	no
Cody Charles Meeks	n/a	Centennial, CO	9	10	n/a	no
MATTHEW TODD KENNEDY	n/a	Denham Springs, LA	9	17	2	no
CHRISTINE COUVILLON SMITH	n/a	Denham Springs, LA	9	20	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CALLANAN, DAVID, JAMES	CHIEF EXECUTIVE OFFICER	Na	yes	02/2016	Aug 13, 2026	Aug 13, 2026
DDC HOLDINGS LLC	LLC MEMBER	E	yes	12/2015	Aug 13, 2026	Aug 13, 2026
KARLUN M. CALLANAN 2016	NON-VOTING LLC	C	yes	07/2016	Aug 13, 2026	Aug 13, 2026
Klotz, Amy, Michelle	CHIEF FINANCIAL OFFICER	Na	yes	03/2018	Aug 13, 2026	Aug 13, 2026
LARSON, SHANNON, MARIE	President	Na	yes	03/2026	Aug 13, 2026	Aug 13, 2026
MILLER, MICHAEL, EARL	CHIEF OPERATIONS OFFICER	Na	yes	08/2021	Aug 13, 2026	Aug 13, 2026
ONE AE, LLC	NON-VOTING LLC MEMBER	A	yes	01/2021	Aug 13, 2026	Aug 13, 2026
Scholz, Shawn, Michael	CHIEF COMPLIANCE OFFICER	Na	yes	09/2021	Aug 13, 2026	Aug 13, 2026
WOLFE, DAVID, ROBB	GENERAL COUNSEL AND SECRETARY	Na	yes	12/2015	Aug 13, 2026	Aug 13, 2026
CALLANAN, DAVID, JAMES	MANAGING MEMBER	D	yes	12/2015	Feb 17, 2016	Sep 9, 2024
CALLANAN, DAVID, JAMES	Trustee	F	yes	06/2016	Feb 17, 2016	Sep 9, 2024
FOSTER, CODY, GRANT	Trustee	F	yes	06/2016	Feb 17, 2016	Sep 9, 2024
FOSTER, CODY, GRANT	Owner	D	yes	12/2015	Feb 17, 2016	Sep 9, 2024
JENNIFER A. FOSTER 2016 IRREVOCABLE TRUST A	NON-VOTING LLC MEMBER	C	yes	07/2016	Sep 8, 2016	Sep 9, 2024
KARLUN M. CALLANAN 2016 IRREVOCABLE TRUST A	NON-VOTING LLC MEMBER	C	yes	07/2016	Sep 8, 2016	Sep 9, 2024
RADFORD, CHRISTOPHER, BLAKE	President	Na	yes	12/2017	Mar 30, 2018	Sep 9, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
IMPACT PARTNERSHIP WEALTH, LLC	n/a	Independent wealth	$3.0B	N	yes	n/a
MADISON AVENUE SECURITIES, LLC	n/a	Bd affiliated wealth	$2.0B	N	yes	n/a
ADVISORS EXCEL, LLC	n/a	n/a	n/a	N	yes	n/a
AE FINANCIAL SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a
ALEXANDER STAVEROSKY	n/a	n/a	n/a	Y	no	n/a
ANDREA HALL	n/a	n/a	n/a	Y	no	n/a
ASSET MARKETING SYSTEMS INSURANCE SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a
BRADLEY BUSBIN	n/a	n/a	n/a	Y	no	n/a
CHASE MORRIS	n/a	n/a	n/a	Y	no	n/a
HILGARDT WILHELM LAMPRECHT	n/a	n/a	n/a	Y	no	n/a
INNOVATION DESIGN GROUP, LLC	n/a	n/a	n/a	N	yes	n/a
JEFFREY S WEBERG	n/a	n/a	n/a	Y	no	n/a
JESSE BECKER	n/a	n/a	n/a	Y	no	n/a
KEVIN CHARLES SANDERS	n/a	n/a	n/a	Y	no	n/a
MARCUS TODD VEILLON	n/a	n/a	n/a	Y	no	n/a
MARK SCHLOSSENBERG	n/a	n/a	n/a	Y	no	n/a
MICHAEL RYAN	n/a	n/a	n/a	Y	no	n/a
PATRICK CHAPMAN SMITH JR	n/a	n/a	n/a	Y	no	n/a
PETER CHARLES LANTZ	n/a	n/a	n/a	Y	no	n/a
RICHARD WARFIELD	n/a	n/a	n/a	Y	no	n/a
THOMAS BLAKE	n/a	n/a	n/a	Y	no	n/a
WALTER BAK	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
VALLEY PARK	Mo	United States	13	no
WINTER GARDEN	FL	United States	9	yes
Birmingham	Al	United States	8	no
Topeka	Ks	United States	6	no
Louisville	Ky	United States	6	yes
Mesa	Az	United States	5	no
Englewood	Co	United States	5	yes
Troy	Mi	United States	5	no
Cranberry	Pa	United States	5	yes
NEW CASTLE	Pa	United States	5	yes
Warwick	Ri	United States	5	no
SUN CITY	Az	United States	4	no
Lakewood	CA	United States	4	yes
HIGHLANDS RANCH	Co	United States	4	no
Jacksonville	FL	United States	4	no
Tampa	FL	United States	4	no
Lawrence	In	United States	4	yes
FORT THOMAS	Ky	United States	4	no
Metairie	La	United States	4	no
Asheville	Nc	United States	4	no
Hendersonville	Nc	United States	4	no
Harrison	Oh	United States	4	yes
York	Pa	United States	4	no
Greer	Sc	United States	4	no
Sandy	Ut	United States	4	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$50B	$50B	630	448	314	n/a	n/a
2024	Mar 31, 2025	$38B	$38B	602	435	314	n/a	n/a
2023	Mar 29, 2024	$27B	$27B	578	449	343	n/a	n/a
2022	Mar 31, 2023	$1925B	$1925B	571	446	450	n/a	n/a
2021	Mar 31, 2022	$20B	$20B	572	434	444	n/a	n/a
2020	Mar 31, 2021	$13B	$13B	513	433	362	n/a	n/a
2019	Mar 30, 2020	$8.6B	$8.6B	475	400	323	n/a	n/a
2018	Mar 31, 2019	$5.5B	$5.5B	373	318	215	n/a	n/a
2017	Mar 30, 2018	$2.8B	$2.8B	231	190	140	n/a	n/a
2016	Mar 30, 2017	$684M	$684M	136	107	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
55	58	-3	12.6%	15	9	0	176	225

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$50B	$38B	32.8%	$1925B	-70.4%	630	602	314	314

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction; showing 20 of 58

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CREEKMUR ASSET MANAGEMENT, LLC	2	May 18, 2026	Apr 7, 2026	MORTON, IL	Team lift out	Ibd to RIA	0.5%
CUSTOM WEALTH MANAGEMENT	3	May 12, 2026	May 6, 2026	PLYMOUTH, MI	Team lift out	Ibd to new firm	0.7%
BRIGHTGUIDE FINANCIAL	2	Jan 5, 2026	Jan 7, 2026	GILBERT, AZ	Team lift out	Ibd to state RIA	0.5%
RIDGEGATE ADVISORS, LLC	7	Dec 23, 2025	Sep 12, 2025	ENGLEWOOD, CO	Team lift out	Ibd to RIA	1.6%
FOUNDATIONS INVESTMENT ADVISORS LLC	3	Dec 17, 2025	Jan 15, 2026	SANDY, UT	Team lift out	Ibd to RIA	0.7%
KEYSTONE FINANCIAL	2	Jul 30, 2025	Jun 5, 2025	RIVER FALLS, WI	Team lift out	Ibd to state RIA	0.5%
GENERATIONS RETIREMENT GROUP, LLC	2	Jul 17, 2025	May 22, 2025	BRAINTREE, MA	Team lift out	Ibd to state RIA	0.5%
STRICKLER INVESTMENT SERVICES, LLC	2	May 9, 2025	Oct 25, 2024	LIVONIA, MI	Team lift out	Ibd to RIA	0.5%
FOUNDATIONS INVESTMENT ADVISORS LLC	2	May 7, 2025	May 13, 2025	FORT WORTH, TX	Team lift out	Ibd to RIA	0.5%
THE LIFE WEALTH GROUP	7	May 1, 2025	Dec 16, 2024	WINTER GARDEN, FL	Team lift out	Ibd to RIA	1.7%
THE LIFE WEALTH GROUP	2	May 1, 2025	Dec 16, 2024	TOPEKA, KS	Team lift out	Ibd to RIA	0.5%
SIGNAL ADVISORS WEALTH, LLC	2	Mar 27, 2025	Mar 27, 2025	BEAVERCREEK, OH	Team lift out	RIA to RIA	0.5%
BROOKSTONE CAPITAL MANAGEMENT LLC	2	Mar 26, 2025	Apr 3, 2025	CAREFREE, AZ	Team lift out	RIA to RIA	0.5%
APOLLO WEALTH MANAGEMENT	2	Feb 14, 2025	Feb 20, 2025	WOOSTER, OH	Team lift out	RIA to state RIA	0.5%
ALPHASTAR CAPITAL MANAGEMENT	2	Dec 10, 2024	Dec 10, 2024	GREENVILLE, SC	Team lift out	RIA to RIA	0.5%
LFG WEALTH PARTNERS, LLC	5	Sep 20, 2024	Jun 13, 2024	ELIZABETHTOWN, KY	Team lift out	RIA to new firm	1.2%
GRADIENT ADVISORS, LLC	2	Jul 9, 2024	Jul 31, 2024	NAPERVILLE, IL	Team lift out	RIA to RIA	0.5%
LORD AND RICHARDS	3	Jun 13, 2024	Jan 3, 2025	HIGHLANDS RANCH, CO	Team lift out	RIA to RIA	0.7%
210 FINANCIAL	2	May 23, 2024	Jan 16, 2024	DAVENPORT, IA	Team lift out	RIA to RIA	0.5%
FEFA FINANCIAL	2	Mar 29, 2024	May 31, 2023	ST LOUIS, MO	Team lift out	RIA to RIA	0.5%

Teams in

teams that arrived here from one firm together; showing 20 of 61

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ONEAMERICA SECURITIES, INC.	3	Jun 26, 2026	Jul 29, 2026	CANTONMENT, FL	Team lift out	Ibd to ibd	0.9%
ONEAMERICA SECURITIES, INC.	3	Jun 26, 2026	Jul 15, 2026	INDIANAPOLIS, IN	Team lift out	Ibd to ibd	0.9%
ONEAMERICA SECURITIES, INC.	2	Jun 26, 2026	Jul 14, 2026	WEST COLUMBIA, SC	Team lift out	Ibd to ibd	0.6%
INTEGRITY ALLIANCE, LLC	3	Jun 11, 2025	Jul 14, 2025	URBANDALE, IA	Team lift out	Ibd to ibd	1.6%
ENCOMPASS MORE ASSET MANAGEMENT LLC	3	May 15, 2025	May 14, 2025	DANVILLE, CA	Team lift out	RIA to ibd	4.1%
ENCOMPASS MORE ASSET MANAGEMENT LLC	4	May 15, 2025	May 15, 2025	MONROEVILLE, PA	Team lift out	RIA to ibd	5.4%
360 WEALTH MANAGEMENT, INC.	2	Mar 3, 2025	Nov 7, 2024	SCOTTSDALE, AZ	Team lift out	Other	100.0%
MAGNOLIA WEALTH MANAGEMENT LLC	2	Dec 5, 2024	Jun 24, 2024	BOWLING GREEN, KY	Team lift out	Other	100.0%
FLORIDA FINANCIAL ADVISORS, LLC	2	Jul 7, 2024	Apr 1, 2025	JACKSONVILLE, FL	Team lift out	Ibd to RIA	0.7%
RUSSELL CAPITAL MANAGEMENT, LLC	2	Apr 29, 2024	Feb 6, 2024	DAYTON, OH	Team lift out	Other	100.0%
ARKADIOS WEALTH ADVISORS	7	Mar 29, 2024	Feb 6, 2024	DAYTON, OH	Team lift out	Ibd to RIA	5.6%
FORESIGHT INVESTMENT ADVISORS, LLC	2	Jan 4, 2024	May 31, 2023	HOT SPRINGS, AR	Team lift out	Other	100.0%
BROOKSTONE CAPITAL MANAGEMENT LLC	2	Jul 19, 2023	Jul 21, 2023	CAREFREE, AZ	Team lift out	RIA to ibd	0.7%
HORTER INVESTMENT MANAGEMENT, LLC	2	Jul 11, 2023	Jul 11, 2023	ROCKY RIVER, OH	Team lift out	RIA to ibd	7.7%
FOUNDATIONS INVESTMENT ADVISORS LLC	2	Mar 15, 2023	Mar 16, 2023	PHOENIX, AZ	Team lift out	RIA to ibd	1.3%
MADISON AVENUE SECURITIES, LLC	2	Dec 31, 2022	Jan 4, 2023	NAPLES, FL	Team lift out	Ibd to ibd	2.4%
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	2	Nov 2, 2022	Dec 1, 2022	NEW YORK, NY	Team lift out	Wirehouse to ibd	0.0%
KALOS MANAGEMENT	5	Aug 1, 2022	Aug 1, 2022	PONTE VEDRA BEACH, FL	Team lift out	Ibd to ibd	8.8%
KALOS MANAGEMENT	5	Aug 1, 2022	Jul 30, 2022	SUNSET HILLS, MO	Team lift out	Ibd to ibd	8.8%
TRANSCE3ND LLC	2	Jul 13, 2022	Aug 2, 2022	BUDA, TX	Team lift out	RIA to ibd	25.0%

Relationships

showing 80 of 1,150

Affiliated with (5)

← IMPACT PARTNERSHIP WEALTH, LLCRegistered adviserother investment adviser, common control
factForm ADV
← MADISON AVENUE SECURITIES, LLCRegistered adviserother investment adviser, common control
factForm ADV
← VETA INVESTMENT PARTNERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ MADISON AVENUE SECURITIES, LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ IMPACT PARTNERSHIP WEALTH, LLCRegistered adviserother investment adviser, common control
factForm ADV

Registered with (75)

← Michelle Dawn GeeAdvisorregistration: current employment
Sep 4, 2026 to presentfactForm ADV
← Jacob Maxwell IrvineAdvisorregistration: current employment
Sep 2, 2026 to presentfactForm ADV
← Christopher SimichAdvisorregistration: current employment
Sep 1, 2026 to presentfactForm ADV
← BRENT THURBERAdvisorregistration: current employment
Aug 28, 2026 to presentfactForm ADV
← Colin Joseph FitzpatrickAdvisorregistration: current employment
Aug 24, 2026 to presentfactForm ADV
← Benjamin James RushingAdvisorregistration: current employment
Aug 21, 2026 to presentfactForm ADV
← Dexton ThibodeauxAdvisorregistration: current employment
Aug 21, 2026 to presentfactForm ADV
← Jake GasterAdvisorregistration: current employment
Aug 14, 2026 to presentfactForm ADV
← RICHARD E SHELTONAdvisorregistration: current employment
Aug 13, 2026 to presentfactForm ADV
← Conor DalyAdvisorregistration: current employment
Aug 11, 2026 to presentfactForm ADV
← CRAIG LYNN JERNIGANAdvisorregistration: current employment
Aug 7, 2026 to presentfactForm ADV
← John Stephen HeacockAdvisorregistration: current employment
Aug 6, 2026 to presentfactForm ADV
← Danial FereydaniAdvisorregistration: current employment
Aug 3, 2026 to presentfactForm ADV
← John J MiavezAdvisorregistration: current employment
Jul 29, 2026 to presentfactForm ADV
← Emily Anne BrightonAdvisorregistration: current employment
Jul 27, 2026 to presentfactForm ADV
← BRUCE DOUGLAS BEATYAdvisorregistration: current employment
Jul 24, 2026 to presentfactForm ADV
← Jeffrey M HendrixAdvisorregistration: current employment
Jul 23, 2026 to presentfactForm ADV
← Marquis L ChachereAdvisorregistration: current employment
Jul 15, 2026 to presentfactForm ADV
← Daniel Toby FutralAdvisorregistration: current employment
Jul 15, 2026 to presentfactForm ADV
← Jamie L LawhorneAdvisorregistration: current employment
Jul 14, 2026 to presentfactForm ADV
← RYAN J MOREHEADAdvisorregistration: current employment
Jul 13, 2026 to presentfactForm ADV
← Breann Aleen UrbanAdvisorregistration: current employment
Jul 13, 2026 to presentfactForm ADV
← Hunter Rockwell FavoriteAdvisorregistration: current employment
Jul 13, 2026 to presentfactForm ADV
← Catherine M TrawinskiAdvisorregistration: current employment
Jul 10, 2026 to presentfactForm ADV
← Duane William WagnerAdvisorregistration: current employment
Jul 10, 2026 to presentfactForm ADV
← Charles Rhett StubbendeckAdvisorregistration: current employment
Jul 10, 2026 to presentfactForm ADV
← EDWARD FRANCIS NELSONAdvisorregistration: current employment
Jul 9, 2026 to presentfactForm ADV
← Sarah Houston ZieseAdvisorregistration: current employment
Jul 9, 2026 to presentfactForm ADV
← David B PadgettAdvisorregistration: current employment
Jul 9, 2026 to presentfactForm ADV
← Grace SmithAdvisorregistration: current employment
Jul 8, 2026 to presentfactForm ADV
and 45 more

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 3, 2026
Advisor changed firm
Robert Farril Holman left Ae Wealth Management, Llc for Creativeone Wealth, Llc (registered 2026-09-02)
Form ADVobserved 4 days ago
Occurred
Aug 19, 2026
Advisor changed firm
Erica Lynn Wright left Ae Wealth Management, Llc for Wright Financial (registered 2026-08-20)
Form ADVobserved 4 days ago
Occurred
Aug 11, 2026
Advisor changed firm
Michael Joseph Cajthaml left Ae Wealth Management, Llc for Creativeone Wealth, Llc (registered 2026-08-11)
Form ADVobserved 4 days ago
Occurred
Jul 22, 2026
Advisor changed firm
William Luke Thatcher left Ae Wealth Management, Llc for Thatcher Wealth Management (registered 2026-03-25)
Form ADVobserved 4 days ago
Occurred
Jul 22, 2026
Advisor changed firm
Robert Willem Dorrestijn left Ae Wealth Management, Llc for First Fidelity Wealth Management Llc (registered 2026-03-23)
Form ADVobserved 4 days ago
Occurred
Jul 6, 2026
Advisor changed firm
Michael D. Greenlund left Ae Wealth Management, Llc for Thatcher Wealth Management (registered 2026-03-27)
Form ADVobserved 4 days ago
Occurred
Jun 30, 2026
Advisor changed firm
Adam Michael Mcdermont left Ae Wealth Management, Llc for Raymond James & Associates, Inc. (registered 2026-06-30)
Form ADVobserved 4 days ago
Occurred
Jun 26, 2026
Team lift-out
2 advisors left Oneamerica Securities, Inc. (West Columbia, SC) for AE Wealth Management, LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Jun 26, 2026
Team lift-out
3 advisors left Oneamerica Securities, Inc. (Indianapolis, IN) for AE Wealth Management, LLC on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
Jun 26, 2026
Team lift-out
3 advisors left Oneamerica Securities, Inc. (Cantonment, FL) for AE Wealth Management, LLC on the same day
Form ADVobserved 3 days ago
3 advisors
Occurred
Jun 22, 2026
Advisor changed firm
Kevin Patrick Mooney left Ae Wealth Management, Llc for Assetmark, Inc. (registered 2026-07-21)
Form ADVobserved 4 days ago
Occurred
Jun 22, 2026
Advisor changed firm
Brent William Capehart left Ae Wealth Management, Llc for The Lloyd Advisory Group (registered 2026-04-21)
Form ADVobserved 4 days ago
Occurred
Jun 17, 2026
Advisor changed firm
Ralph Anthony Nicosia left Ae Wealth Management, Llc for Lpl Financial Llc (registered 2026-08-17)
Form ADVobserved 4 days ago
Occurred
Jun 16, 2026
Advisor changed firm
Jia H Chen left Ae Wealth Management, Llc for Mcadam Llc (registered 2026-07-02)
Form ADVobserved 4 days ago
Occurred
Jun 10, 2026
Advisor changed firm
Scott Michael Sierens left Ae Wealth Management, Llc for Sierens Financial Group, Inc. (registered 2026-03-30)
Form ADVobserved 4 days ago
Occurred
Jun 5, 2026
Advisor changed firm
Syeda Husnaa Mahmood left Ae Wealth Management, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2026-08-11)
Form ADVobserved 4 days ago
Occurred
May 18, 2026
Team lift-out
2 advisors left AE Wealth Management, LLC (Morton, IL) for Creekmur Asset Management, LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
May 18, 2026
Advisor changed firm
Shannon Cheah left Ae Wealth Management, Llc for Steward Partners Investment Advisory, Llc (registered 2026-05-21)
Form ADVobserved 4 days ago
Occurred
May 18, 2026
Advisor changed firm
Raymond Edwin Whitaker left Ae Wealth Management, Llc for Creekmur Asset Management, Llc (registered 2026-04-07)
Form ADVobserved 4 days ago
Occurred
May 18, 2026
Advisor changed firm
Robert Adam Personett left Ae Wealth Management, Llc for Creekmur Asset Management, Llc (registered 2026-04-07)
Form ADVobserved 4 days ago
Occurred
May 18, 2026
Advisor changed firm
Alexis Burchett left Ae Wealth Management, Llc for Triad Wealth Partners, Llc (registered 2026-06-29)
Form ADVobserved 4 days ago
Occurred
May 12, 2026
Team lift-out
3 advisors left AE Wealth Management, LLC (Plymouth, MI) for Custom Wealth Management on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
May 12, 2026
Advisor changed firm
Michael H Windle left Ae Wealth Management, Llc for Custom Wealth Management (registered 2026-05-06)
Form ADVobserved 4 days ago
Occurred
May 12, 2026
Advisor changed firm
Scott Richard Carty left Ae Wealth Management, Llc for Custom Wealth Management (registered 2026-05-06)
Form ADVobserved 4 days ago
Occurred
May 12, 2026
Advisor changed firm
Kyle Dean Whipple left Ae Wealth Management, Llc for Custom Wealth Management (registered 2026-05-06)
Form ADVobserved 4 days ago
Occurred
May 11, 2026
Advisor changed firm
Charles Mitten Fox left Ae Wealth Management, Llc for Dba Big Money Retirement And Big Retirement (registered 2026-07-24)
Form ADVobserved 4 days ago
Occurred
May 6, 2026
Advisor changed firm
Adam Scott Norman left Ae Wealth Management, Llc for Equitable Advisors, Llc (registered 2026-06-10)
Form ADVobserved 4 days ago
Occurred
Apr 28, 2026
Advisor changed firm
Stephen Richard Smith left Ae Wealth Management, Llc for Stephen Smith Financial Inc. (registered 2025-12-03)
Form ADVobserved 4 days ago
Occurred
Apr 15, 2026
Advisor changed firm
Madeline Nicole Key left Ae Wealth Management, Llc for Creativeone Securities, Llc (registered 2026-04-22)
Form ADVobserved 4 days ago
Occurred
Apr 1, 2026
Advisor changed firm
James S Boys left Ae Wealth Management, Llc for Creative Financial Designs, Inc. (registered 2026-04-07)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2026
Regulatory AUM changed
Ae Wealth Management, Llc reported RAUM $49.8B, up 33% from $37.5B (2025-10-01 to 2026-03-31)
Form ADVobserved 4 days ago
$12.3B
Occurred
Mar 30, 2026
Advisor changed firm
Matthew Lovre left Ae Wealth Management, Llc for Pnc Wealth Management (registered 2026-04-23)
Form ADVobserved 4 days ago
Occurred
Mar 13, 2026
Advisor changed firm
Garrett Wayne Ho-Shing left Ae Wealth Management, Llc for Strategic Advisers Llc (registered 2026-07-24)
Form ADVobserved 4 days ago
Occurred
Mar 12, 2026
Advisor changed firm
Janae' Andril Bridges left Ae Wealth Management, Llc for Brooklyn Fi, Llc (registered 2026-06-23)
Form ADVobserved 4 days ago
Occurred
Mar 2, 2026
Advisor changed firm
Jeffrey Allen Barnard left Ae Wealth Management, Llc for Barnard Financial Group, Llc (registered 2025-07-23)
Form ADVobserved 4 days ago
Occurred
Feb 16, 2026
Advisor changed firm
Jay Preston Alexander left Ae Wealth Management, Llc for Greystone Wealth Management Llc (registered 2026-01-05)
Form ADVobserved 4 days ago
Occurred
Feb 11, 2026
Advisor changed firm
Jeremy Aden Erisman left Ae Wealth Management, Llc for Simplicity Wealth (registered 2026-02-18)
Form ADVobserved 4 days ago
Occurred
Jan 28, 2026
Advisor changed firm
Jamie Lee Roth left Ae Wealth Management, Llc for Solyco Wealth Llc (registered 2026-02-16)
Form ADVobserved 4 days ago
Occurred
Jan 28, 2026
Advisor changed firm
Steven Keith Shaw left Ae Wealth Management, Llc for Foundations Investment Advisors Llc (registered 2026-02-05)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

Occurred
Sep 16, 2026
Jacob Dariusz Konarski registered as an investment adviser representative at Ae Wealth Management, Llc

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3db9d785-84e8-9a0c-da6e-76d0ddaecfc6
First observed: Feb 17, 2016
Last observed: Aug 13, 2026 37 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AE WEALTH MANAGEMENT, LLC

CRD 282580

TOPEKA, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3db9d785-84e8-9a0c-da6e-76d0ddaecfc6

Data as of Aug 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:57 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN JOSEPH IMMING

n/a

Topeka, KS

yes

NATHANIEL JOSEPH MILLER

n/a

Topeka, KS | Lawrence, KS | Overland Park, KS

JAMMIE ANNETTE SERRANO

n/a

Topeka, KS

MARTIN CORNELIO GUZMAN

n/a

Green Valley, AZ | Peoria, AZ

n/a

PHILIP ROGER GORDLEY

n/a

Albuquerque, NM

MARK ALAN BIGLER

n/a

Topeka, KS

WENDY JANE WALLACE

n/a

Savannah, GA

DAVID DEE FULLMER

n/a

Nampa, ID

Joshua Michael Blaker

n/a

Gilbert, AZ

CINDY LOU MAYFIELD

n/a

Lake Mary, FL

John Joseph Navin

n/a

Nashville, TN | Brentwood, TN

Megan Lea Jones

n/a

Overland Park, KS | Topeka, KS | Kansas City, MO

ROBERT IAN WOODS

n/a

Chesapeake, VA

MICHAEL BINGHAM BALLARD

n/a

Huntsville, AL | Birmingham, AL

Craig L Gordinier

n/a

Parkville, MO | Overland Park, KS | Topeka, KS | Kansas City, MO

CHRISTOPHER DAVID WALLACE

Certified Financial Planner|Chartered Financial Consultant

Brentwood, TN | Huntsville, AL

KEVIN CHARLES SANDERS

n/a

Elgin, IL

Amanda Marie Czosek

n/a

Elgin, IL

JOSHUA HEATH LEWIS

n/a

Loveland, CO

JUSTIN MICHAEL BIANCE

n/a

JASON CHARLES BIANCE

Certified Financial Planner

DAVID RAY SHUCAVAGE

n/a

Wilmington, NC

Cody Charles Meeks

n/a

Centennial, CO

n/a

MATTHEW TODD KENNEDY

n/a

Denham Springs, LA

CHRISTINE COUVILLON SMITH

n/a

Denham Springs, LA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CALLANAN, DAVID, JAMES

CHIEF EXECUTIVE OFFICER

yes

02/2016

Aug 13, 2026

DDC HOLDINGS LLC

LLC MEMBER

yes

12/2015

Aug 13, 2026

KARLUN M. CALLANAN 2016

NON-VOTING LLC

yes

07/2016

Aug 13, 2026

Klotz, Amy, Michelle

CHIEF FINANCIAL OFFICER

yes

03/2018

Aug 13, 2026

LARSON, SHANNON, MARIE

President

yes

03/2026

Aug 13, 2026

MILLER, MICHAEL, EARL

CHIEF OPERATIONS OFFICER

yes

08/2021

Aug 13, 2026

ONE AE, LLC

NON-VOTING LLC MEMBER

yes

01/2021

Aug 13, 2026

Scholz, Shawn, Michael

CHIEF COMPLIANCE OFFICER

yes

09/2021

Aug 13, 2026

WOLFE, DAVID, ROBB

GENERAL COUNSEL AND SECRETARY

yes

12/2015

Aug 13, 2026

CALLANAN, DAVID, JAMES

MANAGING MEMBER

yes

12/2015

Feb 17, 2016

Sep 9, 2024

CALLANAN, DAVID, JAMES

Trustee

yes

06/2016

Feb 17, 2016

Sep 9, 2024

FOSTER, CODY, GRANT

Trustee

yes

06/2016

Feb 17, 2016

Sep 9, 2024

FOSTER, CODY, GRANT

Owner

yes

12/2015

Feb 17, 2016

Sep 9, 2024

JENNIFER A. FOSTER 2016 IRREVOCABLE TRUST A

NON-VOTING LLC MEMBER

yes

07/2016

Sep 8, 2016

Sep 9, 2024

KARLUN M. CALLANAN 2016 IRREVOCABLE TRUST A

NON-VOTING LLC MEMBER

yes

07/2016

Sep 8, 2016

Sep 9, 2024

RADFORD, CHRISTOPHER, BLAKE

President

yes

12/2017

Mar 30, 2018

Sep 9, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

IMPACT PARTNERSHIP WEALTH, LLC

n/a

Independent wealth

$3.0B

yes

n/a

MADISON AVENUE SECURITIES, LLC

n/a

Bd affiliated wealth

$2.0B

yes

n/a

ADVISORS EXCEL, LLC

n/a

yes

n/a

AE FINANCIAL SERVICES, LLC

n/a

yes

n/a

ALEXANDER STAVEROSKY

n/a

ANDREA HALL

n/a

ASSET MARKETING SYSTEMS INSURANCE SERVICES, LLC

n/a

yes

n/a

BRADLEY BUSBIN

n/a

CHASE MORRIS

n/a

HILGARDT WILHELM LAMPRECHT

n/a

INNOVATION DESIGN GROUP, LLC

n/a

yes

n/a

JEFFREY S WEBERG

n/a

JESSE BECKER

n/a

KEVIN CHARLES SANDERS

n/a

MARCUS TODD VEILLON

n/a

MARK SCHLOSSENBERG

n/a

MICHAEL RYAN

n/a

PATRICK CHAPMAN SMITH JR

n/a

PETER CHARLES LANTZ

n/a

RICHARD WARFIELD

n/a

THOMAS BLAKE

n/a

WALTER BAK

n/a

City

State

Country

Employees

Also broker-dealer

VALLEY PARK

United States

WINTER GARDEN

United States

yes

Birmingham

United States

Topeka

United States

Louisville

United States

yes

Mesa

United States

Englewood

United States

yes

Troy

United States

Cranberry

United States

yes

NEW CASTLE

United States

yes

Warwick

United States

SUN CITY

United States

Lakewood

United States

yes

HIGHLANDS RANCH

United States

Jacksonville

United States

Tampa

United States

Lawrence

United States

yes

FORT THOMAS

United States

Metairie

United States

Asheville

United States

Hendersonville

United States

Harrison

United States

yes

York

United States

Greer

United States

Sandy

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$50B

630

448

314

n/a

2024

Mar 31, 2025

$38B

602

435

314

n/a

2023

Mar 29, 2024

$27B

578

449

343

n/a

2022

Mar 31, 2023

$1925B

571

446

450

n/a

2021

Mar 31, 2022

$20B

572

434

444

n/a

2020

Mar 31, 2021

$13B

513

433

362

n/a

2019

Mar 30, 2020

$8.6B

475

400

323

n/a

2018

Mar 31, 2019

$5.5B

373

318

215

n/a

2017

Mar 30, 2018

$2.8B

231

190

140

n/a

2016

Mar 30, 2017

$684M

136

107

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-3

12.6%

176

225

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$50B

$38B

32.8%

$1925B

-70.4%

630

602

314

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CREEKMUR ASSET MANAGEMENT, LLC

May 18, 2026

Apr 7, 2026

MORTON, IL

Team lift out

Ibd to RIA

0.5%

CUSTOM WEALTH MANAGEMENT

May 12, 2026

May 6, 2026

PLYMOUTH, MI

Team lift out

Ibd to new firm

0.7%

BRIGHTGUIDE FINANCIAL

Jan 5, 2026

Jan 7, 2026

GILBERT, AZ

Team lift out

Ibd to state RIA

0.5%

RIDGEGATE ADVISORS, LLC

Dec 23, 2025

Sep 12, 2025

ENGLEWOOD, CO

Team lift out

Ibd to RIA

1.6%

FOUNDATIONS INVESTMENT ADVISORS LLC

Dec 17, 2025

Jan 15, 2026

SANDY, UT

Team lift out

Ibd to RIA

0.7%

KEYSTONE FINANCIAL

Jul 30, 2025

Jun 5, 2025

RIVER FALLS, WI

Team lift out

Ibd to state RIA

0.5%

GENERATIONS RETIREMENT GROUP, LLC

Jul 17, 2025

May 22, 2025

BRAINTREE, MA

Team lift out

Ibd to state RIA

0.5%

STRICKLER INVESTMENT SERVICES, LLC

May 9, 2025

Oct 25, 2024

LIVONIA, MI

Team lift out

Ibd to RIA

0.5%

FOUNDATIONS INVESTMENT ADVISORS LLC

May 7, 2025

May 13, 2025

FORT WORTH, TX

Team lift out

Ibd to RIA

0.5%

THE LIFE WEALTH GROUP

May 1, 2025

Dec 16, 2024

WINTER GARDEN, FL

Team lift out

Ibd to RIA

1.7%

THE LIFE WEALTH GROUP

May 1, 2025

Dec 16, 2024

TOPEKA, KS

Team lift out

Ibd to RIA

0.5%

SIGNAL ADVISORS WEALTH, LLC

Mar 27, 2025

BEAVERCREEK, OH

Team lift out

RIA to RIA

0.5%

BROOKSTONE CAPITAL MANAGEMENT LLC

Mar 26, 2025

Apr 3, 2025

CAREFREE, AZ

Team lift out

RIA to RIA

0.5%

APOLLO WEALTH MANAGEMENT

Feb 14, 2025

Feb 20, 2025

WOOSTER, OH

Team lift out

RIA to state RIA

0.5%

ALPHASTAR CAPITAL MANAGEMENT

Dec 10, 2024

GREENVILLE, SC

Team lift out

RIA to RIA

0.5%

LFG WEALTH PARTNERS, LLC

Sep 20, 2024

Jun 13, 2024

ELIZABETHTOWN, KY

Team lift out

RIA to new firm

1.2%

GRADIENT ADVISORS, LLC

Jul 9, 2024

Jul 31, 2024

NAPERVILLE, IL

Team lift out

RIA to RIA

0.5%

LORD AND RICHARDS

Jun 13, 2024

Jan 3, 2025

HIGHLANDS RANCH, CO

Team lift out

RIA to RIA

0.7%

210 FINANCIAL

May 23, 2024

Jan 16, 2024

DAVENPORT, IA

Team lift out

RIA to RIA

0.5%

FEFA FINANCIAL

Mar 29, 2024

May 31, 2023

ST LOUIS, MO

Team lift out

RIA to RIA

0.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ONEAMERICA SECURITIES, INC.

Jun 26, 2026

Jul 29, 2026

CANTONMENT, FL

Team lift out

Ibd to ibd

0.9%

ONEAMERICA SECURITIES, INC.

Jun 26, 2026

Jul 15, 2026

INDIANAPOLIS, IN

Team lift out

Ibd to ibd

0.9%

ONEAMERICA SECURITIES, INC.

Jun 26, 2026

Jul 14, 2026

WEST COLUMBIA, SC

Team lift out

Ibd to ibd

0.6%

INTEGRITY ALLIANCE, LLC

Jun 11, 2025

Jul 14, 2025

URBANDALE, IA

Team lift out

Ibd to ibd

1.6%

ENCOMPASS MORE ASSET MANAGEMENT LLC

May 15, 2025

May 14, 2025

DANVILLE, CA

Team lift out

RIA to ibd

4.1%

ENCOMPASS MORE ASSET MANAGEMENT LLC

May 15, 2025

MONROEVILLE, PA

Team lift out

RIA to ibd

5.4%

360 WEALTH MANAGEMENT, INC.

Mar 3, 2025

Nov 7, 2024

SCOTTSDALE, AZ

Team lift out

Other

100.0%

MAGNOLIA WEALTH MANAGEMENT LLC

Dec 5, 2024

Jun 24, 2024

BOWLING GREEN, KY

Team lift out

Other

100.0%

FLORIDA FINANCIAL ADVISORS, LLC

Jul 7, 2024

Apr 1, 2025

JACKSONVILLE, FL

Team lift out

Ibd to RIA

0.7%

RUSSELL CAPITAL MANAGEMENT, LLC

Apr 29, 2024

Feb 6, 2024

DAYTON, OH

Team lift out

Other

100.0%

ARKADIOS WEALTH ADVISORS

Mar 29, 2024

Feb 6, 2024

DAYTON, OH

Team lift out

Ibd to RIA

5.6%

FORESIGHT INVESTMENT ADVISORS, LLC

Jan 4, 2024

May 31, 2023

HOT SPRINGS, AR

Team lift out

Other

100.0%

BROOKSTONE CAPITAL MANAGEMENT LLC

Jul 19, 2023

Jul 21, 2023

CAREFREE, AZ

Team lift out

RIA to ibd

0.7%

HORTER INVESTMENT MANAGEMENT, LLC

Jul 11, 2023

ROCKY RIVER, OH

Team lift out

RIA to ibd

7.7%

FOUNDATIONS INVESTMENT ADVISORS LLC

Mar 15, 2023

Mar 16, 2023

PHOENIX, AZ

Team lift out

RIA to ibd

1.3%

MADISON AVENUE SECURITIES, LLC

Dec 31, 2022

Jan 4, 2023

NAPLES, FL

Team lift out

Ibd to ibd

2.4%

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Nov 2, 2022

Dec 1, 2022

NEW YORK, NY

Team lift out

Wirehouse to ibd

0.0%

KALOS MANAGEMENT

Aug 1, 2022

PONTE VEDRA BEACH, FL

Team lift out

Ibd to ibd

8.8%

KALOS MANAGEMENT

Aug 1, 2022

Jul 30, 2022

SUNSET HILLS, MO

Team lift out

Ibd to ibd

8.8%

TRANSCE3ND LLC

Jul 13, 2022

Aug 2, 2022

BUDA, TX

Team lift out

RIA to ibd

25.0%