DFX Intelligence

S••••••• K• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

S••••••• K• C••••••••

Advisor at M••••• S••••••

West Palm Beach, FL

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Search this name across graphsid dfx:ria:01c2da71-33ca-6656-0560-899d0df6f897

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Aug 9, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jul 13, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Aug 1, 2025	n/a	yes	West Palm Beach, FL	Current employment
L•• I•••••••••	Independent wealth	Nov 21, 2024	Mar 18, 2025	no	PALM BEACH GARDENS, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• I•••••••••	M••••• S••••••	Mar 18, 2025	Aug 1, 2025	136	Firm change	RIA to wirehouse
J••• M••••• S••••••••• L••	L•• I•••••••••	Mar 24, 2023	Nov 21, 2024

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: current employment
Aug 1, 2025 to presentfactForm ADV
→ L•• I•••••••••Registered adviserregistration: previous registration
Nov 21, 2024 to Mar 18, 2025factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Aug 9, 2022 to Mar 24, 2023factForm ADV

Dated events

Occurred
Mar 18, 2025
Advisor changed firm
S••••••• K• C•••••••• left L•• I••••••••• for M••••• S•••••• (registered 2025-08-01)
Form ADVobserved 7 days ago
Occurred
Mar 24, 2023
Advisor changed firm
S••••••• K• C•••••••• left J••• M••••• S••••••••• L•• for L•• I••••••••• (registered 2024-11-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:01c2da71-33ca-6656-0560-899d0df6f897
First observed: Aug 9, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.