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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

LRI INVESTMENTS

LRI INVESTMENTS, LLC, CRD 323556

PALM BEACH GARDENS, FL

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Search this name across graphsid dfx:ria:1876b9c6-aa8b-0b37-c640-49af83f58604

Data as of Feb 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 31
Dated events: 6
On other graphs: 0
Observed: Jan 3, 2023 to Feb 27, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.68 fund_share=0.0 institutional_share=0.32 related_bd=false related_bank=false bd_reps=20.0
Regulatory AUM: $2.8BItem 5.F on the latest filing (2026-02-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.9B
Private client RAUM: $1.9BderivedItem 5.D individuals plus high net worth individuals
Private client share: 68%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 24
RAUM per advisor: $116Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 35
Advisory employees: 31
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 1,542
Individual clients: 264
High net worth clients: 213
SEC number: 801-127277
CRD: 323556
Filings on the tape: 24
First filed: Jan 3, 2023
Latest filed: Feb 27, 2026
Organised: Limited Liability Company, FL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Bruce McCamebridge Fletcher	n/a	PALM BEACH GARDENS, FL	3	28	2	yes
HAYLEY ANN SNELL	n/a	PALM BEACH GARDENS, FL	3	10	n/a	yes
Arriana Adella Neese	n/a	PALM BEACH GARDENS, FL	3	14	n/a	no
ANTHONY THOMAS PACE	Certified Financial Planner	PALM BEACH GARDENS, FL	2	35	1	yes
Kenneth Scott Auman	Certified Financial Planner	West Hartford, CT \| PALM BEACH GARDENS, FL \| Chapel Hill, NC	2	14	1	no
CARL JAMES PETERSON	Chartered Financial Consultant	West Hartford, CT \| PALM BEACH GARDENS, FL	2	32	n/a	yes
NORMAN JOHN YESTER	n/a	Glastonbury, CT \| PALM BEACH GARDENS, FL	2	40	2	yes
BRENDAN WHITMORE YESTER	n/a	PALM BEACH GARDENS, FL \| Glastonbury, CT	2	19	2	yes
Dawn Ann Lazarus	n/a	West Hartford, CT \| PALM BEACH GARDENS, FL	2	13	1	yes
ALEXANDER STEVENS HEYNIGER	n/a	PALM BEACH GARDENS, FL \| West Hartford, CT	2	17	n/a	yes
ERIC MATHEW KALETA	n/a	West Hartford, CT \| PALM BEACH GARDENS, FL	2	26	3	yes
ELLIOT J SILVERSTEIN	n/a	Fort Lauderdale, FL \| PALM BEACH GARDENS, FL	2	16	3	yes
Erik Bjorvik	n/a	Newtown, PA \| Portland, OR \| PALM BEACH GARDENS, FL	2	27	2	no
TIMOTHY PATRICK MALARKEY	Chartered Financial Consultant	PALM BEACH GARDENS, FL \| Newtown, PA	1	31	n/a	yes
BENJAMIN HAUCH HALL	Chartered Financial Consultant	PALM BEACH GARDENS, FL \| Newtown, PA	1	25	n/a	yes
KEITH DOYLE EHINGER	n/a	Newtown, PA \| PALM BEACH GARDENS, FL	1	16	n/a	yes
KENNETH MICHAEL DAWSON	n/a	Newtown, PA \| PALM BEACH GARDENS, FL	1	14	n/a	yes
CHAD MICHAEL WHITE	n/a	Newtown, PA \| PALM BEACH GARDENS, FL	1	13	n/a	yes
Mogammad Waeed Petersen	n/a	PALM BEACH GARDENS, FL \| Newtown, PA	1	10	n/a	yes
BRIAN CONNOR SUPRENANT	n/a	PALM BEACH GARDENS, FL \| Newtown, PA	1	13	1	yes
GLEN ALAN CORAL	Chartered Financial Consultant	Newtown, PA \| PALM BEACH GARDENS, FL	1	45	3	yes
John Francis McDonald	n/a	PALM BEACH GARDENS, FL \| Newtown, PA	1	21	4	yes
EVAN THOMAS ALTUZARRA	n/a	Tucson, AZ \| PALM BEACH GARDENS, FL	0	11	n/a	no
Andrew Vincent Albano	n/a	Newtown, PA \| Millstone, NJ \| PALM BEACH GARDENS, FL	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
JKJ LRII EQUITY PARTNERS, LLC	MANAGING PARTNER	C	yes	01/2025	Feb 27, 2026	Feb 27, 2026
SNELL, HAYLEY, ANN	CHIEF COMPLIANCE OFFICER	Na	yes	09/2022	Feb 27, 2026	Feb 27, 2026
SP INVESTMENTS SQUARED, LLC	MANAGING PARTNER	D	yes	01/2025	Feb 27, 2026	Feb 27, 2026
PACE, ANTHONY, THOMAS	MANAGING PARTNER	C	yes	09/2022	Jan 3, 2023	Dec 9, 2024
PETERSON, CARL, JAMES	MANAGING MEMBER	C	yes	09/2022	Jan 3, 2023	Dec 9, 2024
SHEPARD, NANCY, LYNN	MANAGING MEMBER	A	yes	09/2022	Jan 3, 2023	Dec 9, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Newtown	Pa	United States	15	yes
WEST HARTFORD	Ct	United States	4	yes
Glastonbury	Ct	United States	2	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 3 of 4

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 27, 2026	$2.8B	$1.9B	35	31	3	n/a	n/a
2024	Mar 11, 2025	$1.4B	$1.1B	37	29	3	n/a	n/a
2023	Jan 10, 2024	$0	$0	17	12	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	12	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.8B	$1.4B	98.1%	n/a	n/a	35	37	3	3

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MARINER FINANCIAL GROUP, LLC	2	Mar 31, 2023	Apr 3, 2024	GLASTONBURY, CT	Team lift out	Other	66.7%

Relationships

Registered with (26)

← Andrew Vincent AlbanoAdvisorregistration: current employment
May 29, 2026 to presentfactForm ADV
← EVAN THOMAS ALTUZARRAAdvisorregistration: current employment
May 15, 2026 to presentfactForm ADV
← John Francis McDonaldAdvisorregistration: current employment
Nov 5, 2024 to presentfactForm ADV
← GLEN ALAN CORALAdvisorregistration: current employment
Nov 4, 2024 to presentfactForm ADV
← TIMOTHY PATRICK MALARKEYAdvisorregistration: current employment
Nov 1, 2024 to presentfactForm ADV
← BENJAMIN HAUCH HALLAdvisorregistration: current employment
Nov 1, 2024 to presentfactForm ADV
← KEITH DOYLE EHINGERAdvisorregistration: current employment
Nov 1, 2024 to presentfactForm ADV
← KENNETH MICHAEL DAWSONAdvisorregistration: current employment
Nov 1, 2024 to presentfactForm ADV
← CHAD MICHAEL WHITEAdvisorregistration: current employment
Nov 1, 2024 to presentfactForm ADV
← Mogammad Waeed PetersenAdvisorregistration: current employment
Nov 1, 2024 to presentfactForm ADV
← BRIAN CONNOR SUPRENANTAdvisorregistration: current employment
Nov 1, 2024 to presentfactForm ADV
← Erik BjorvikAdvisorregistration: current employment
Jun 11, 2024 to presentfactForm ADV
← ELLIOT J SILVERSTEINAdvisorregistration: current employment
Jun 4, 2024 to presentfactForm ADV
← ERIC MATHEW KALETAAdvisorregistration: current employment
May 3, 2024 to presentfactForm ADV
← ALEXANDER STEVENS HEYNIGERAdvisorregistration: current employment
Apr 4, 2024 to presentfactForm ADV
← CARL JAMES PETERSONAdvisorregistration: current employment
Apr 3, 2024 to presentfactForm ADV
← NORMAN JOHN YESTERAdvisorregistration: current employment
Apr 3, 2024 to presentfactForm ADV
← BRENDAN WHITMORE YESTERAdvisorregistration: current employment
Apr 3, 2024 to presentfactForm ADV
← Dawn Ann LazarusAdvisorregistration: current employment
Apr 3, 2024 to presentfactForm ADV
← Kenneth Scott AumanAdvisorregistration: current employment
Apr 1, 2024 to presentfactForm ADV
← ANTHONY THOMAS PACEAdvisorregistration: current employment
Oct 9, 2023 to presentfactForm ADV
← Arriana Adella NeeseAdvisorregistration: current employment
Jun 30, 2023 to presentfactForm ADV
← HAYLEY ANN SNELLAdvisorregistration: current employment
Apr 20, 2023 to presentfactForm ADV
← Bruce McCamebridge FletcherAdvisorregistration: current employment
Apr 13, 2023 to presentfactForm ADV
← WENDY BETH ADLERAdvisorregistration: previous registration
Apr 21, 2023 to Jul 10, 2025factForm ADV
← Stephani K ChojnackiAdvisorregistration: previous registration
Nov 21, 2024 to Mar 18, 2025factForm ADV

Controls (4)

← PETERSON, CARL, JAMESOwnerMANAGING MEMBER, ownership code C, individual
Jan 3, 2023 to Dec 9, 2024factForm ADV
← PACE, ANTHONY, THOMASOwnerMANAGING PARTNER, ownership code C, individual
Jan 3, 2023 to Dec 9, 2024factForm ADV
← SHEPARD, NANCY, LYNNOwnerMANAGING MEMBER, ownership code A, individual
Jan 3, 2023 to Dec 9, 2024factForm ADV
← SNELL, HAYLEY, ANNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 3, 2023 to Dec 9, 2024factForm ADV

Moved with (1)

← MARINER FINANCIAL GROUP, LLCRegistered adviser2 advisors, team lift out, same day
Mar 31, 2023 to Apr 3, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Feb 27, 2026
Regulatory AUM changed
Lri Investments reported RAUM $2.8B, up 98% from $1.4B (2025-11-13 to 2026-02-27)
Form ADVobserved 6 days ago
$1.4B
Occurred
Jul 10, 2025
Advisor changed firm
Wendy Beth Adler left Lri Investments for Buckman Advisory Group Llc (registered 2025-09-04)
Form ADVobserved 6 days ago
Occurred
Mar 18, 2025
Advisor changed firm
Stephani K Chojnacki left Lri Investments for Morgan Stanley (registered 2025-08-01)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2023
Team lift-out
2 advisors left Mariner Financial Group, LLC (Glastonbury, CT) for Lri Investments on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Jan 3, 2023
First Form ADV filing
Lri Investments, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
Feb 13, 2025
Lri Investments reported 28 state-registered advisory representatives, up from 12 (2024-12-09 to 2025-02-13)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1876b9c6-aa8b-0b37-c640-49af83f58604
First observed: Jan 3, 2023
Last observed: Feb 27, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LRI INVESTMENTS

LRI INVESTMENTS, LLC, CRD 323556

PALM BEACH GARDENS, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1876b9c6-aa8b-0b37-c640-49af83f58604

Data as of Feb 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:03 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Bruce McCamebridge Fletcher

n/a

PALM BEACH GARDENS, FL

yes

HAYLEY ANN SNELL

n/a

PALM BEACH GARDENS, FL

n/a

yes

Arriana Adella Neese

n/a

PALM BEACH GARDENS, FL

n/a

ANTHONY THOMAS PACE

Certified Financial Planner

PALM BEACH GARDENS, FL

yes

Kenneth Scott Auman

Certified Financial Planner

West Hartford, CT | PALM BEACH GARDENS, FL | Chapel Hill, NC

CARL JAMES PETERSON

Chartered Financial Consultant

West Hartford, CT | PALM BEACH GARDENS, FL

n/a

yes

NORMAN JOHN YESTER

n/a

Glastonbury, CT | PALM BEACH GARDENS, FL

yes

BRENDAN WHITMORE YESTER

n/a

PALM BEACH GARDENS, FL | Glastonbury, CT

yes

Dawn Ann Lazarus

n/a

West Hartford, CT | PALM BEACH GARDENS, FL

yes

ALEXANDER STEVENS HEYNIGER

n/a

PALM BEACH GARDENS, FL | West Hartford, CT

n/a

yes

ERIC MATHEW KALETA

n/a

West Hartford, CT | PALM BEACH GARDENS, FL

yes

ELLIOT J SILVERSTEIN

n/a

Fort Lauderdale, FL | PALM BEACH GARDENS, FL

yes

Erik Bjorvik

n/a

Newtown, PA | Portland, OR | PALM BEACH GARDENS, FL

TIMOTHY PATRICK MALARKEY

Chartered Financial Consultant

PALM BEACH GARDENS, FL | Newtown, PA

n/a

yes

BENJAMIN HAUCH HALL

Chartered Financial Consultant

PALM BEACH GARDENS, FL | Newtown, PA

n/a

yes

KEITH DOYLE EHINGER

n/a

Newtown, PA | PALM BEACH GARDENS, FL

n/a

yes

KENNETH MICHAEL DAWSON

n/a

Newtown, PA | PALM BEACH GARDENS, FL

n/a

yes

CHAD MICHAEL WHITE

n/a

Newtown, PA | PALM BEACH GARDENS, FL

n/a

yes

Mogammad Waeed Petersen

n/a

PALM BEACH GARDENS, FL | Newtown, PA

n/a

yes

BRIAN CONNOR SUPRENANT

n/a

PALM BEACH GARDENS, FL | Newtown, PA

yes

GLEN ALAN CORAL

Chartered Financial Consultant

Newtown, PA | PALM BEACH GARDENS, FL

yes

John Francis McDonald

n/a

PALM BEACH GARDENS, FL | Newtown, PA

yes

EVAN THOMAS ALTUZARRA

n/a

Tucson, AZ | PALM BEACH GARDENS, FL

n/a

Andrew Vincent Albano

n/a

Newtown, PA | Millstone, NJ | PALM BEACH GARDENS, FL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

JKJ LRII EQUITY PARTNERS, LLC

MANAGING PARTNER

yes

01/2025

Feb 27, 2026

SNELL, HAYLEY, ANN

CHIEF COMPLIANCE OFFICER

yes

09/2022

Feb 27, 2026

SP INVESTMENTS SQUARED, LLC

MANAGING PARTNER

yes

01/2025

Feb 27, 2026

PACE, ANTHONY, THOMAS

MANAGING PARTNER

yes

09/2022

Jan 3, 2023

Dec 9, 2024

PETERSON, CARL, JAMES

MANAGING MEMBER

yes

09/2022

Jan 3, 2023

Dec 9, 2024

SHEPARD, NANCY, LYNN

MANAGING MEMBER

yes

09/2022

Jan 3, 2023

Dec 9, 2024

City

State

Country

Employees

Also broker-dealer

Newtown

United States

yes

WEST HARTFORD

United States

yes

Glastonbury

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 27, 2026

$2.8B

$1.9B

n/a

2024

Mar 11, 2025

$1.4B

$1.1B

n/a

2023

Jan 10, 2024

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.8B

$1.4B

98.1%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MARINER FINANCIAL GROUP, LLC

Mar 31, 2023

Apr 3, 2024

GLASTONBURY, CT

Team lift out

Other

66.7%