DFX Intelligence

K•••• T••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

K•••• T••••• B••••••

Advisor at C•••••• G•••• P•••••• C••••• S•••••••• I•••

New York, NY

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Search this name across graphsid dfx:ria:01d28073-f43e-fd45-b859-15315ec857a9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 18, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• G•••• P•••••• C••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 18, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• G•••• P•••••• C••••• S•••••••• I•••	Independent wealth	Mar 25, 2026	n/a	yes	New York, NY	Current employment
N•••••••• B••••• B• L••	No RAUM reported	Nov 5, 2024	Mar 20, 2026	no	Roslyn Heights, NY\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••••• B••••• B• L••	C•••••• G•••• P•••••• C••••• S•••••••• I•••	Mar 20, 2026	Mar 25, 2026	5	Firm change	Other
R•• R•••••••• L••	N•••••••• B••••• B• L••	May 7, 2015	May 11, 2015

Relationships

Registered with (3)

→ C•••••• G•••• P•••••• C••••• S•••••••• I•••Registered adviserregistration: current employment
Mar 25, 2026 to presentfactForm ADV
→ N•••••••• B••••• B• L••Registered adviserregistration: previous registration
Nov 5, 2024 to Mar 20, 2026factForm ADV
→ R•• R•••••••• L••Registered adviserregistration: previous registration
Dec 18, 2013 to May 7, 2015factForm ADV

Dated events

Occurred
Mar 20, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:01d28073-f43e-fd45-b859-15315ec857a9
First observed: Dec 18, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.