DFX Intelligence

N•••••••• B••••• B• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

N•••••••• B••••• B• L••

CRD 2908

NEW YORK, NY

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Search this name across graphsid dfx:ria:51781c9a-a4c0-9976-3b44-cea9ecbae719

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1,249
Dated events: 40
On other graphs: 3
Observed: Mar 30, 2012 to Mar 27, 2026
39 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand; an owner is a different entity, resolved from Schedule A/B

Venture Capitalidentity

N•••••••• B••••• B• L••

Venture manager · shared crd

Independent Sponsorsidentity

N•••••••• B••••• B• L••

Intermediary · shared crd

Private Equityidentity

N•••••••• B••••• L••

Intermediary · shared crd

Private Equityowner

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=1085.0
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 858
Employees: 1,087
Advisory employees: 775
Offices: 0Schedule D 1.F, beyond the principal office

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R•••••• S•••• L•••••	n/a	LIVINGSTON, NJ \| NEW YORK, NY	34	46	n/a	yes
M•••••• W•••••• K••••	n/a	NEW YORK, NY	31	35

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P••••• N• V•••• L•••	Other Private Fund	$28.2M	Jan 4, 2016	1	Mar 28, 2013	dropped	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• J••••• V••••••	PRESIDENT, CHIEF EXECUTIVE OFFICER	Na	yes	07/2007	Mar 30, 2012	Oct 2, 2024
N••• A••••••••• L••	Member	E	yes	05/2009	Mar 30, 2012	Oct 2, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
N•••••••• B••••• I••••••••• A••••••• L••	n/a	Other adviser	$399B	Y	yes	n/a
N• A••••••••• A••••••• L••	n/a	Other adviser	$160B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
39	21	18	2.4%	14	1	0	74	57

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$0	$0	n/a	n/a	n/a	1,087	1,058	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
J••• M••••• S••••••••• L••	2	Nov 22, 2022	Aug 3, 2025	NEW YORK, NY	Team lift out	Other	0.3%
M••••• S••••••	2	Aug 9, 2016	Aug 10, 2016

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
A••••• P•••••• I••••••••• A•••• M••••••••• I•••	2	Sep 29, 2015	Oct 5, 2015	BOSTON, MA	Team lift out	Other	3.8%

Relationships

showing 80 of 1,249

Registered with (60)

← Jeffery WybleAdvisorregistration: current employment
Sep 10, 2026 to presentfactForm ADV
← Christian Roger Soto LandryAdvisorregistration: current employment
Sep 8, 2026 to presentfactForm ADV
← Caroline Kendall StevenAdvisorregistration: current employment
Sep 5, 2026 to presentfactForm ADV
← Rachel Harris

Dated events

10 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 10, 2026
Advisor changed firm
Aron Patrick Healy left N•••••••• B••••• B• L•• for Northern Trust Investments, Incorporated (registered 2026-07-14)
Form ADVobserved 7 days ago
Occurred
Jun 17, 2026
Advisor changed firm
Romonie Permaul left N•••••••• B••••• B• L•• for Citigroup Global Markets Inc. (registered 2026-06-16)
Form ADVobserved 7 days ago
Occurred
May 26, 2026
Advisor changed firm
Victoria Amber Lieb left N•••••••• B••••• B• L•• for Ubs Financial Services Inc. (registered 2026-06-08)
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:51781c9a-a4c0-9976-3b44-cea9ecbae719
First observed: Mar 30, 2012
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.