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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

Michael Goldammer

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Elm Grove, WI | Brookfield, WI

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Search this name across graphsid dfx:ria:01d35cbb-10e0-bee9-3e84-1d0e8b250306

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 6, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 27, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Aug 27, 1993
First registration: Apr 6, 2006
Dual registered: yes, broker-dealer
Other names: Michael Goldammer|MICHAEL JOHN GOLDAMMER
IAPD individual key: 2375371

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 14, 2023	n/a	yes	Brookfield, WI\|Elm Grove, WI	Current employment
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	May 11, 2020	Jun 14, 2023	no	WAUWATOSA, WI	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Mar 9, 2020	no	Waukesha, WI	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	WAUWATOSA, WI	Previous registration
MORGAN STANLEY DW INC.	n/a	Apr 6, 2006	Apr 2, 2007	no	WAUWATOSA, WI\|WAUWATOSA, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRINCIPAL SECURITIES, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Jun 14, 2023	Jun 14, 2023	0	Firm change	Ibd to ibd
MORGAN STANLEY	PRINCIPAL SECURITIES, INC.	Mar 9, 2020	May 11, 2020	63	Firm change	Wirehouse to ibd
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (5)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Jun 14, 2023 to presentfactForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
May 11, 2020 to Jun 14, 2023factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Mar 9, 2020factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Apr 6, 2006 to Apr 2, 2007factForm ADV

Dated events

Occurred
Jun 14, 2023
Advisor changed firm
Michael Goldammer left Principal Securities, Inc. for Ameriprise Financial Services, Llc (registered 2023-06-14)
Form ADVobserved 4 days ago